Public Comments

Proposed Rule  77 FR 50425  //   PDF Version

17 CFR Part 39 Clearing Exemption for Swaps Between Certain Affiliated Entities

 

Proposed Rule  77 FR 43968  //   PDF Version

17 CFR Parts 15, 17, 18, and 20 Ownership and Control Reports, Forms 102/102S, 40/40S, and 71

 

Proposed Rule  77 FR 50998  //   PDF Version

Proposal To Exempt Certain Transactions Involving Not-for-Profit Electric Utilities; Request for Comments

 

Industry Filing  IF 12-010

Request Comment from ICE Clear Europe for Order Permitting Portfolio Margining of Futures and Foreign Futures Contracts

The Commodity Futures Trading Commission (Commission) is requesting public comment on a petition submitted by ICE Clear Europe Limited (ICE Clear Europe) for an order pursuant to Section 4d(a) of the Commodity Exchange Act (Act).

 

Proposed Rule  77 FR 52137  //   PDF Version

Proposed Order and Request for Comment on a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act

 

Proposed Rule  77 FR 48207  //   PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Parts 230, 240 and 241 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

 

Public Information Collection  77 FR 49428  //   PDF Version

Agency Information Collection Activities; Proposed Collection, Comment Request: Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping: Book-out Agreement Confirmation