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Enforcement ProceedingsFormer Chief Executive Officer of Massachusetts-Based LocatePlus Holdings Corporation Sentenced to 60 Months’ Imprisonment For Securities FraudThe Commission announced today that, on June 14, 2012, the Honorable Douglas P. Woodlock of the United States District Court for the District of Massachusetts sentenced Jon Latorella of Marblehead, Massachusetts, to 60 months’ imprisonment, to be followed by three years of supervised release, and the payment of restitution to be determined at a later hearing. Latorella is the former chief executive officer of LocatePlus Holdings Corporation (“LocatePlus”), a Massachusetts-based information technology company that sold on-line access to public record databases for investigative searches. On November 10, 2010, the United States Attorney’s Office for the District of Massachusetts (“USAO”) charged Latorella and former LocatePlus chief financial officer James Fields with conspiracy to commit securities fraud for their role in a scheme to fraudulently inflate revenue at LocatePlus as well as a scheme to manipulate the stock of another company. On November 10, 2010, the same date on which the indictment against Latorella and Fields was unsealed, the Securities and Exchange Commission (“Commission”) amended a previously-filed civil injunctive action against LocatePlus arising out of the same conduct, to add Latorella and Fields as defendants. The Commission’s civil injunctive action is stayed until the conclusion of the criminal case, which remains pending against both Fields and LocatePlus. For further information, see Litigation Release No. 21474 (April 2, 2010); Litigation Release No. 21692 (October 14, 2010); Litigation Release No. 21735 (November 10, 2010); Litigation Release No. 21763 (December 6, 2010); Securities Exchange Act Release No. 64607 (June 6, 2011). [United States v. Jon Latorella and James Fields, No. 1:10-CR-1038- DPW (D. Mass November 10, 2010); SEC v. LocatePlus Holdings Corporation, Jon Latorella and James Fields, No. 1:10-CV-11751-DPW (D. Mass. October 14, 2010)] (LR-22394) District Court Enters Final Judgments Ordering a Civil Penalty Against Defendants James Clements and Zeina SmidiThe Commission announced that on May 21, 2012, a District Judge in the Southern District of Florida entered Final Judgments Ordering Disgorgement, Prejudgment Interest and a Civil Penalty against Defendants James Clements and Zeina Smidi. Pursuant to Section 20(d) of the Securities Act of 1933 (Securities Act) and Section 21(d) of the Securities Exchange Act of 1934 (Exchange Act), District Court Judge William P. Dimitrouleas ordered Defendant Clements to pay disgorgement of $339,451, prejudgment interest of $88,975.66, and a civil penalty of $339,451, and ordered Defendant Smidi to pay disgorgement of $2,492,000, prejudgment interest of $611,837.60, and a civil penalty of $2,492,000. The District Court previously entered by consent permanent injunctions against Clements and Smidi on February 6 and 17, 2012. The permanent injunctions enjoined Clements from future violations of Securities Act Sections 5(a), 5(c), and 17(a), and Exchange Act Sections 10(b), 15(a), and Exchange Act Rule 10b-5, and enjoined Smidi from future violations of Exchange Act Section 10(b), and Exchange Act Rule 10b-5. Clements and Smidi neither admitted nor denied the allegations of the complaint in their consents. The Commission filed a complaint against Clements and Smidi on March 30, 2011, alleging they operated a Ponzi scheme that offered investors guaranteed monthly returns. The Defendants first told investors they would use investor proceeds to trade in foreign currencies and later stated they would use proceeds to invest in Swiss high-yield, fixed-rate savings accounts. In reality, however, Clements and Smidi siphoned approximately $3 million of investors’ money to their personal bank accounts, and paid out approximately $3 million for travel, expenses, and luxury items. [SEC v. Clements, Civil Action No. 11-60673-CIV- Dimitrouleas/Snow (S.D. Fla.)] (LR-22395) Investment Company Act ReleasesVersus Capital Multi-Manager Real Estate Income Fund LLC and Versus Capital Advisors LLCA notice has been issued giving interested persons until July 9, 2012, to request a hearing on an application filed by Versus Capital Multi-Manager Real Estate Income Fund LLC and Versus Capital Advisors LLC for an order under Section 6(c) of the Investment Company Act of 1940 (Act) for an exemption from Sections 18(c) and 18(i) of the Act, under Sections 6(c) and 23(c)(3) of the Act for an exemption from Rule 23c-3 under the Act, and an order pursuant to Section 17(d) and Rule 17d-1 under the Act. The order would permit certain registered closed-end management investment companies to issue multiple classes of shares and to impose asset-based distribution fees and early withdrawal charges. (Rel. IC-30103 – June 14) Self Regulatory OrganizationsImmediate Effectiveness of Proposed Rule ChangeA proposed rule change filed by the International Securities Exchange, LLC (SR-ISE-2012-49) to amend fees for certain regular orders executed on the exchange has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 18. (Rel. 34-67201) Proposed Rule ChangeThe NASDAQ Stock Market LLC filed with the Securities and Exchange Commission a proposed rule change under Rule 19b-4 of the Securities Exchange Act of 1934 (SR-NASDAQ-2012-066) to adopt a new market maker peg order available to exchange market makers. Publication is expected in the Federal Register during the week of June 18. (Rel. 34-67203) Accelerated Approval of Proposed Rule ChangesA proposed rule change filed by Chicago Mercantile Exchange Inc. (CME) to amend CME Rule 971 reporting requirements for FCM clearing members (File No. SR-CME-2012-21) has been approved on an accelerated basis pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 18. (Rel. 34-67207) The Commission granted approval of a proposed rule change, as modified by Amendment Nos. 1 and 2 thereto (SR-FINRA-2011-058), submitted by the Financial Industry Regulatory Authority, Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934, and Rule 19b-4 thereunder, to amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities). Publication is expected in the Federal Register during the week of June 18. (Rel. 34-67208) Securities Act RegistrationsThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-3 KEYW HOLDING CORP, 7740 MILESTONE PARKWAY,, SUITE 400, HANOVER, MD, 21076, (443) 733-1600 - 0 ($100,000,000.00) Equity, (File 333-182134 - Jun. 15) (BR. 03C) S-8 ECO Building Products, Inc., 909 WEST VISTA WAY, VISTA, CA, 92083, (909) 519-5470 - 10,000,000 ($1,200,000.00) Equity, (File 333-182135 - Jun. 15) (BR. 02A) S-8 XCEL ENERGY INC, 800 NICOLLET MALL, MINNEAPOLIS, MN, 55402, 6123305500 - 25,000,000 ($25,000,000.00) Other, (File 333-182136 - Jun. 15) (BR. 02C) S-8 Celldex Therapeutics, Inc., 119 FOURTH AVE, NEEDHAM, MA, 02494, 7814330771 - 0 ($14,595,000.00) Equity, (File 333-182142 - Jun. 15) (BR. 01A) S-8 MFRI INC, 7720 LEHIGH AVE, NILES, IL, 60714, 8479661000 - 1,176,805 ($8,928,488.18) Equity, (File 333-182144 - Jun. 15) (BR. 06B) S-3 MERRILL LYNCH DEPOSITOR INC, WORLD FINANCIAL CENTER, NEW YORK, NY, 10281, 2124491000 - 0 ($1,462,810,700.00) Asset-Backed Securities, (File 333-182150 - Jun. 15) (BR. OSF) S-1 Hamilton Bancorp, Inc., 501 FAIRMOUNT AVE, SUITE 200, TOWSON, MD, 21286, 410-823-4510 - 3,703,000 ($37,030,000.00) Equity, (File 333-182151 - Jun. 15) (BR. ) S-8 MOTORCAR PARTS AMERICA INC, 2929 CALIFORNIA STREET, TORRANCE, CA, 90503, 3109724015 - 750,000 ($3,195,000.00) Equity, (File 333-182152 - Jun. 15) (BR. 10B) S-8 CARPENTER TECHNOLOGY CORP, 2 MERIDIAN BOULEVARD, WYOMISSING, PA, 19612, 6102082000 - 0 ($107,800,000.00) Equity, (File 333-182155 - Jun. 15) (BR. 06B) S-8 CARPENTER TECHNOLOGY CORP, 2 MERIDIAN BOULEVARD, WYOMISSING, PA, 19612, 6102082000 - 0 ($64,680,000.00) Equity, (File 333-182156 - Jun. 15) (BR. 06B) N-2 Guggenheim Dynamic Opportunities Fund, 2455 CORPORATE WEST DRIVE, LISLE, IL, 60532, 630-505-3700 - 50,000 ($1,000,000.00) Equity, (File 333-182157 - Jun. 15) (BR. 17) S-3 UniTek Global Services, Inc., 97 LINDEN AVENUE, ELMWOOD PARK, NJ, 07407, 201.791.3200 - 2,105,002 ($5,557,206.00) Equity, (File 333-182158 - Jun. 15) (BR. 11C) S-3ASR CommonWealth REIT, TWO NEWTON PLACE, 255 WASHINGTON STREET, NEWTON, MA, 02458, 6177968350 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-182159 - Jun. 15) (BR. 08B) S-3 Mueller Water Products, Inc., 1200 ABERNATHY RD, SUITE 1200, ATLANTA, GA, 30328, 770-206-4200 - 0 ($300,000,000.00) Other, (File 333-182160 - Jun. 15) (BR. 06B) S-8 KRISPY KREME DOUGHNUTS INC, 3367222981 - 4,300,000 ($26,058,000.00) Equity, (File 333-182161 - Jun. 15) (BR. 02A) S-8 WebMD Health Corp., 111 EIGHTH AVE., NEW YORK, NY, 10011, 212-624-3700 - 0 ($23,991,650.00) Equity, (File 333-182162 - Jun. 15) (BR. 03A) S-8 RAMTRON INTERNATIONAL CORP, 1850 RAMTRON DR, COLORADO SPRINGS, CO, 80921, 7194817000 - 3,879,864 ($6,983,755.20) Equity, (File 333-182163 - Jun. 15) (BR. 10B) S-8 EDGEWATER TECHNOLOGY INC/DE/, 200 HARVARD MILL SQUARE, SUITE 210, WAKEFIELD, MA, 01880, 781-213-9854 - 1,100,000 ($4,257,000.00) Equity, (File 333-182164 - Jun. 15) (BR. 03B) S-3 INVESTORS REAL ESTATE TRUST, 1400 31ST AVENUE SW, SUITE 60, PO BOX 1988, MINOT, ND, 58702-1988, 701-837-4738 - 7,000,000 ($5,230.71) Equity, (File 333-182165 - Jun. 15) (BR. 08B) S-3ASR SELECTIVE INSURANCE GROUP INC, 40 WANTAGE AVENUE, BRANCHVILLE, NJ, 07890, 9739483000 - 0 ($0.00) Other, (File 333-182166 - Jun. 15) (BR. 01A) S-8 VENTRUS BIOSCIENCES INC, 99 HUDSON STREET, 5TH FLOOR, NEW YORK, NY, 10013, (212) 554-4388 - 1,500,000 ($15,780,000.00) Equity, (File 333-182167 - Jun. 15) (BR. 01B) S-8 HomeStreet, Inc., 2000 TWO UNION SQUARE, 601 UNION STREET, STE. 2000, SEATTLE, WA, 98101, 206-623-3050 - 0 ($26,223,359.00) Equity, (File 333-182171 - Jun. 15) (BR. 07) S-4 Laredo Petroleum, Inc., 15 W. SIXTH STREET, SUITE 1800, TULSA, OK, 74119, 918-513-4570 - 0 ($500,000,000.00) Debt, (File 333-182172 - Jun. 15) (BR. 04) S-1 AutoTrader Group, Inc., 3003 SUMMIT BOULEVARD, ATLANTA, GA, 30319, 404-568-8000 - 0 ($300,000,000.00) Equity, (File 333-182173 - Jun. 15) (BR. ) S-11 TNP Strategic Retail Trust, Inc., 1900 MAIN STREET SUITE 700, IRVINE, CA, 92614, 949-833-8252 - 0 ($1.00) Equity, (File 333-182174 - Jun. 15) (BR. 08C) Recent 8K FilingsForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- 11 GOOD ENERGY INC DE 8.01 06/15/12 AAR CORP DE 2.02,8.01,9.01 06/14/12 ACACIA RESEARCH CORP DE 8.01 06/14/12 ACE MARKETING & PROMOTIONS INC NY 1.01,3.02,9.01 06/15/12 Adamis Pharmaceuticals Corp DE 1.01,2.03,3.02,9.01 06/11/12 ADHEREX TECHNOLOGIES INC 5.07 06/15/12 Aegerion Pharmaceuticals, Inc. DE 1.01,8.01,9.01 06/14/12 ALICO INC FL 7.01,9.01 06/14/12 ALIMERA SCIENCES INC DE 5.07 06/14/12 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 06/15/12 American Caresource Holdings, Inc. DE 5.07 06/11/12 AMERICAN EXPRESS CO NY 7.01 06/15/12 AMERICAN ORIENTAL BIOENGINEERING INC CO 4.01,4.02,9.01 06/15/12 AMERICAN PARAMOUNT GOLD CORP. NV 5.02 06/12/12 AMERICAN POWER CORP. NV 1.01,9.01 06/13/12 AMERICAN REALTY INVESTORS INC NV 4.02 06/12/12 American Strategic Minerals Corp NV 1.01,5.02,9.01 06/11/12 Ameris Bancorp GA 1.01,9.01 06/13/12 AMERISAFE INC TX 5.02,5.07,9.01 06/15/12 AMREP CORP. OK 8.01 06/08/12 AOL Inc. DE 2.01 06/15/12 ARKANSAS BEST CORP /DE/ DE 7.01,9.01 06/15/12 Armada Oil, Inc. NV 2.01,7.01,9.01 03/30/12 AMEND ASBURY AUTOMOTIVE GROUP INC DE 8.01 06/15/12 Ascena Retail Group, Inc. DE 2.01,8.01,9.01 06/14/12 Ascena Retail Group, Inc. DE 1.01,2.03,9.01 06/14/12 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 06/15/12 Augme Technologies, Inc. DE 8.01,9.01 06/15/12 BAKERS FOOTWEAR GROUP INC MO 1.01,1.02,2.03,9.01 06/13/12 Bank of the Carolinas CORP NC 5.07 06/13/12 BARNES & NOBLE INC DE 1.01 06/15/12 BENIHANA INC DE 2.02,9.01 06/15/12 BIG 5 SPORTING GOODS CORP DE 5.07 06/12/12 BIO REFERENCE LABORATORIES INC NJ 5.02,9.01 06/14/12 Biopower Operations Corp NV 5.02,5.03,9.01 06/07/12 BKF CAPITAL GROUP INC DE 8.01,9.01 06/14/12 Bridgeway Acquisition Corp. DE 1.01,2.01,3.02,5.01, 05/11/12 5.02,5.06,9.01 Brookdale Senior Living Inc. DE 5.07 06/12/12 Buckingham Exploration Inc. NV 3.02 06/14/12 Bunge LTD 8.01,9.01 06/12/12 CABELAS INC DE 7.01,9.01 06/15/12 CADENCE PHARMACEUTICALS INC 5.03,5.07,9.01 06/13/12 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 06/14/12 CAPITOL BANCORP LTD MI 5.02,9.01 06/15/12 AMEND CapLease, Inc. 5.07 06/14/12 Capstone Therapeutics Corp. DE 7.01,9.01 06/15/12 Cardium Therapeutics, Inc. DE 8.01,9.01 06/12/12 CBOE Holdings, Inc. DE 5.07,9.01 06/14/12 CBS CORP DE 8.01,9.01 06/11/12 CD INTERNATIONAL ENTERPRISES, INC. FL 3.01 06/11/12 CELGENE CORP /DE/ DE 5.02,5.07,9.01 06/13/12 CEMPRA, INC. DE 1.01,8.01,9.01 06/12/12 CENTURYLINK, INC LA 8.01,9.01 06/14/12 Chanticleer Holdings, Inc. DE 5.02 06/11/12 CHARMING SHOPPES INC PA 1.01,2.04,3.01,3.02, 06/14/12 3.03,5.01,5.02,5.03, 9.01 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 06/15/12 CHINA FORESTRY INC NV 8.01 06/15/12 Cinedigm Digital Cinema Corp. DE 2.02,9.01 06/14/12 CLEAN POWER TECHNOLOGIES INC. NV 1.01,2.01,8.01,9.01 05/22/12 CLEAR SYSTEM RECYCLING, INC. NV 5.02,5.03 06/09/12 CLEVELAND BIOLABS INC DE 5.02,5.05,5.07,9.01 06/13/12 CLOUD PEAK ENERGY INC. DE 1.01,9.01 06/14/12 COLDWATER CREEK INC DE 3.01 06/14/12 CommonWealth REIT MD 8.01,9.01 06/15/12 CONTINENTAL RESOURCES INC OK 5.07 06/14/12 CorTS(R) Trust III For Verizon Global DE 8.01,9.01 06/13/12 Covidien plc 5.02 06/14/12 CPI CORP DE 5.02 06/15/12 CREDIT ACCEPTANCE CORP MI 1.01,2.03,8.01,9.01 06/15/12 CUBIST PHARMACEUTICALS INC DE 7.01,9.01 06/11/12 CUTERA INC DE 5.07 06/13/12 DAKTRONICS INC /SD/ SD 7.01,9.01 06/14/12 DDR CORP OH 8.01 06/15/12 Delaine Corp NV 1.01,2.01,3.02,5.01, 05/15/12 5.02,5.06,5.07,9.01 DELTA AIR LINES INC /DE/ DE 5.07 06/15/12 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 06/14/12 AMEND DIGIRAD CORP DE 5.08,8.01 06/15/12 DIODES INC /DEL/ DE 7.01,9.01 06/11/12 DOCUMENT SECURITY SYSTEMS INC NY 5.07 06/14/12 DOLLAR GENERAL CORP TN 7.01 06/15/12 DTE ENERGY CO MI 7.01,9.01 06/15/12 DUSA PHARMACEUTICALS INC NJ 5.07 06/14/12 Eagle Bulk Shipping Inc. 1.01 06/15/12 EASTERN CO CT 8.01,9.01 06/15/12 Embassy Bancorp, Inc. PA 5.07 06/14/12 EMC METALS CORP. A1 5.02 06/14/12 ENGLOBAL CORP NV 5.07,7.01,9.01 06/14/12 Ensco plc 7.01,9.01 06/14/12 ENZO BIOCHEM INC NY 2.02,7.01,9.01 06/11/12 Essex Rental Corp. DE 5.07 06/14/12 Federal Home Loan Bank of Boston X1 2.03 06/12/12 Federal Home Loan Bank of Dallas 2.03,9.01 06/11/12 FIRST CAPITAL BANCORP, INC. VA 1.01,9.01 06/13/12 FIRST DEFIANCE FINANCIAL CORP OH 1.01,8.01,9.01 06/13/12 FLUOROPHARMA MEDICAL, INC. NV 5.02,9.01 06/12/12 Flux Power Holdings, Inc. NV 7.01,9.01 06/15/12 FOREST CITY ENTERPRISES INC OH 5.07,8.01 06/13/12 FOREST OIL CORP NY 1.02 05/25/12 FOUR OAKS FINCORP INC NC 5.07 06/11/12 FREEPORT MCMORAN COPPER & GOLD INC DE 5.07 06/14/12 FS Investment CORP MD 1.01,9.01 06/12/12 GATX CORP NY 5.02,9.01 06/12/12 General Moly, Inc DE 1.01,5.07,9.01 06/14/12 General Motors Co 5.07 06/12/12 GenMark Diagnostics, Inc. DE 5.02,9.01 06/13/12 GENTA INC DE/ DE 1.01,3.02,9.01 06/14/12 GENTA INC DE/ DE 3.02,5.02 06/13/12 GENTA INC DE/ DE 8.01 06/15/12 GLOBAL EARTH ENERGY, INC. NH 1.01,3.02,5.02,9.01 06/14/12 GLOBAL EARTH ENERGY, INC. NH 8.01 06/15/12 GOLDEN STAR RESOURCES LTD 5.02,9.01 06/13/12 Goldenway, Inc. NV 1.01,2.01,3.02,5.01, 06/15/12 AMEND 5.02,5.03,5.06,5.07, 9.01 GREAT AMERICAN ENERGY, INC. 1.01,9.01 05/08/12 GREAT PLAINS ENERGY INC MO 7.01,8.01,9.01 06/15/12 GREAT SOUTHERN BANCORP INC MD 8.01,9.01 06/14/12 GREENLITE VENTURES INC NV 5.02,9.01 06/14/12 GSE SYSTEMS INC DE 5.07 06/15/12 HARMAN INTERNATIONAL INDUSTRIES INC / DE 7.01,9.01 06/15/12 HAWKINS INC MN 7.01 06/15/12 Hoku Corp DE 1.02,2.04,5.02,7.01, 06/12/12 9.01 Howard Bancorp Inc MD 8.01,9.01 06/14/12 IDERA PHARMACEUTICALS, INC. DE 5.03,5.07,9.01 06/12/12 II-VI INC PA 7.01,9.01 06/14/12 Independence Energy Corp. NV 5.03,9.01 06/14/12 INDEPENDENCE HOLDING CO DE 7.01,9.01 06/14/12 Indigo-Energy, Inc. NV 5.02,9.01 05/31/12 INERGY L P DE 1.01,7.01,9.01 06/15/12 Inland Diversified Real Estate Trust, MD 5.07 06/13/12 Innovaro, Inc. 3.01,9.01 06/12/12 InspireMD, Inc. DE 8.01,9.01 06/15/12 INVESTMENT TECHNOLOGY GROUP INC DE 5.07 06/12/12 IRIDEX CORP DE 5.07 06/13/12 IVAX DIAGNOSTICS INC DE 5.02,5.07,8.01 06/15/12 JOSHUA GOLD RESOURCES INC NV 5.02 03/31/12 KANSAS CITY LIFE INSURANCE CO MO 5.04,9.01 06/15/12 Kennedy-Wilson Holdings, Inc. DE 5.07 06/14/12 Keyuan Petrochemicals, Inc. NV 5.02,5.07,7.01,9.01 06/13/12 KILLBUCK BANCSHARES INC OH 8.01,9.01 06/15/12 Legend Oil & Gas, Ltd. CO 1.01,9.01 06/11/12 LEMAITRE VASCULAR INC 5.03,5.07,9.01 06/14/12 Liberator, Inc. FL 4.01,9.01 06/14/12 LIFETIME BRANDS, INC DE 5.07,9.01 06/13/12 LIQUIDITY SERVICES INC DE 8.01 06/15/12 Lithium Exploration Group, Inc. NV 8.01 06/12/12 LITHIUM TECHNOLOGY CORP DE 5.02 06/15/12 LOCAL.COM DE 7.01,9.01 06/15/12 LVB Acquisition, Inc. 8.01,9.01 06/15/12 LVB Acquisition, Inc. 2.02,9.01 06/15/12 Main Street Capital CORP MD 5.07,9.01 06/14/12 MAM SOFTWARE GROUP, INC. DE 5.02 06/15/12 MCMORAN EXPLORATION CO /DE/ DE 5.07 06/14/12 Mead Johnson Nutrition Co DE 5.02,9.01 06/13/12 MELA SCIENCES, INC. /NY 1.01,9.01 06/15/12 MENS WEARHOUSE INC TX 5.07,8.01,9.01 06/13/12 MERCADOLIBRE INC 5.07 06/14/12 MGM Resorts International DE 5.02,5.07,9.01 06/12/12 MModal Inc. DE 5.02,9.01 05/03/12 ModusLink Global Solutions Inc DE 3.01,5.02,9.01 06/11/12 Molycorp, Inc. DE 2.01,2.03,3.02,9.01 06/11/12 MONTPELIER RE HOLDINGS LTD 5.02,9.01 06/13/12 MOVE INC DE 5.07 06/13/12 MRV COMMUNICATIONS INC DE 1.01,9.01 06/11/12 National American University Holdings DE 5.02,9.01 06/14/12 NATURAL GAS SERVICES GROUP INC 5.07 06/14/12 NEDAK ETHANOL, LLC NE 2.04,8.01,9.01 06/15/12 NETSUITE INC DE 5.07 06/13/12 Nevada Gold Holdings, Inc. DE 8.01 06/11/12 NEW YORK MORTGAGE TRUST INC MD 8.01,9.01 06/15/12 NEWS CORP 8.01,9.01 06/15/12 NEWS CORP 5.03,9.01 06/12/12 NEXTERA ENERGY INC FL 8.01,9.01 06/15/12 NII HOLDINGS INC DE 5.02,9.01 06/14/12 NORTEK INC DE 1.01,9.01 06/13/12 AMEND NORTHEAST UTILITIES MA 9.01 06/15/12 AMEND NOVAVAX INC DE 5.07 06/11/12 NUTRI SYSTEM INC /DE/ DE 1.01,9.01 06/11/12 Oaktree Capital Group, LLC DE 8.01 06/15/12 Ocean Electric Inc. 5.06 05/15/12 OIL DRI CORP OF AMERICA DE 8.01,9.01 06/14/12 Opera Jet International Ltd DE 2.01,3.02,5.06,9.01 02/06/12 AMEND Opko Health, Inc. DE 5.07 06/14/12 Orbitz Worldwide, Inc. DE 5.02,5.07 06/12/12 OUTDOOR CHANNEL HOLDINGS INC 8.01 06/13/12 OXFORD INDUSTRIES INC GA 1.01,2.03,5.07,8.01, 06/14/12 9.01 OXYGEN BIOTHERAPEUTICS, INC. DE 1.01,8.01,9.01 06/14/12 Paradigm Oil & Gas, Inc. NV 5.01,5.02,9.01 06/11/12 PDL BIOPHARMA, INC. DE 8.01,9.01 06/14/12 Pebblebrook Hotel Trust MD 7.01,8.01,9.01 06/15/12 PENN VIRGINIA RESOURCE PARTNERS L P DE 5.02 06/14/12 PEOPLES BANCORP OF NORTH CAROLINA INC NC 8.01 06/15/12 PEOPLES EDUCATIONAL HOLDINGS MN 8.01,9.01 06/14/12 PETSMART INC DE 5.02,5.07 06/13/12 PharMerica CORP DE 5.07 06/12/12 PLAINSCAPITAL CORP TX 8.01 06/13/12 PLANTRONICS INC /CA/ DE 1.01 06/15/12 PORTLAND GENERAL ELECTRIC CO /OR/ OR 5.02 06/13/12 PROGENICS PHARMACEUTICALS INC DE 5.07 06/13/12 Progressive Care Inc. DE 5.02 06/11/12 PROSPECT CAPITAL CORP MD 2.01,3.02,9.01 06/15/12 Protea Biosciences Group, Inc. DE 1.01,2.03,3.02,9.01 06/15/12 PROVIDENCE SERVICE CORP DE 8.01 06/15/12 Q LOTUS HOLDINGS INC NV 1.01,2.03,9.01 04/27/12 QAD INC DE 5.07 06/12/12 QUALITY DISTRIBUTION INC FL 2.01,8.01,9.01 06/11/12 Radiation Therapy Services Holdings, DE 1.01,5.02,9.01 06/11/12 Rango Energy, Inc. NV 3.02,5.02 06/14/12 RAYMOND JAMES FINANCIAL INC FL 9.01 04/02/12 AMEND RCM TECHNOLOGIES INC NV 5.07 06/14/12 RECOVERY ENERGY, INC. NV 7.01,9.01 06/14/12 RESOURCE HOLDINGS, INC. NV 1.01,2.03,9.01 06/14/12 RLJ Lodging Trust MD 2.01,9.01 06/11/12 Roundwood Acquisition Corp DE 3.02,5.01,5.02,5.03 06/07/12 RURAL ELECTRIC COOPERATIVE GRANTOR TR NY 8.01,9.01 06/15/12 SAFEWAY INC DE 8.01,9.01 06/14/12 Sanchez Energy Corp DE 5.02,8.01 06/15/12 SANTARUS INC DE 5.07 06/13/12 SANTARUS INC DE 5.02 06/12/12 SCOLR Pharma, Inc. DE 1.01,2.03,3.02,9.01 06/11/12 SEATTLE GENETICS INC /WA DE 8.01 06/15/12 SHOE CARNIVAL INC IN 5.02,5.07,8.01,9.01 06/15/12 Solido Ventures Inc. 8.01 06/12/12 SOLITARIO EXPLORATION & ROYALTY CORP. CO 5.07 06/14/12 SOUPMAN, INC. DE 5.02,9.01 06/13/12 STEINER LEISURE Ltd C5 5.07,9.01 06/13/12 STEMCELLS INC DE 5.07 06/13/12 STEVIA NUTRA CORP. NV 5.02 06/13/12 SUBURBAN PROPANE PARTNERS LP DE 1.01,7.01,9.01 06/15/12 SUPERIOR ENERGY SERVICES INC DE 8.01,9.01 06/15/12 SYNCHRONOSS TECHNOLOGIES INC 9.01 07/19/10 AMEND TagLikeMe Corp. NV 5.03,8.01,9.01 06/15/12 TagLikeMe Corp. NV 1.01,9.01 06/15/12 TALON INTERNATIONAL, INC. DE 5.02,5.07 06/14/12 TARA GOLD RESOURCES CORP. NV 4.02 04/16/12 Tara Minerals Corp. NV 4.02 04/16/12 TARGACEPT INC 5.02 06/11/12 TARGET CORP MN 5.02,5.07,9.01 06/13/12 Targeted Medical Pharma, Inc. 7.01 06/11/12 Teavana Holdings Inc 2.01,9.01 06/11/12 TELECOMMUNICATION SYSTEMS INC /FA/ MD 2.06,5.07 06/14/12 TELULAR CORP DE 7.01 06/15/12 Texas Rare Earth Resources Corp. NV 7.01,9.01 06/14/12 Texas Rare Earth Resources Corp. NV 7.01,9.01 06/15/12 TIMKEN CO OH 5.02,9.01 06/15/12 TJX COMPANIES INC /DE/ DE 5.07 06/13/12 TRONOX INC DE 8.01,9.01 06/13/12 U S PRECIOUS METALS INC DE 5.02 06/13/12 U. S. Premium Beef, LLC 7.01,9.01 06/15/12 ULURU INC. NV 5.07 06/14/12 UNICO INC /AZ/ AZ 1.02,5.02,8.01 05/30/12 Unilife Corp DE 5.02,9.01 06/14/12 Valeant Pharmaceuticals International A6 1.01,9.01 06/14/12 VALOR GOLD CORP. DE 3.02,4.01,9.01 06/08/12 AMEND Vanguard Natural Resources, LLC DE 5.07 06/15/12 VASCO DATA SECURITY INTERNATIONAL INC DE 5.07 06/13/12 VelaTel Global Communications, Inc. NV 3.02 06/13/12 VESTIN FUND III LLC 8.01 06/15/12 VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITT DE 8.01,9.01 06/13/12 VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITT DE 8.01,9.01 06/13/12 VRDT Corp DE 1.01,7.01,9.01 06/15/12 Walker & Dunlop, Inc. MD 1.01,9.01 06/07/12 AMEND WATTS WATER TECHNOLOGIES INC DE 5.02,9.01 06/14/12 WELLPOINT, INC IN 7.01 06/15/12 WELLS MID-HORIZON VALUE-ADDED FUND I 8.01 06/12/12 WELLS REAL ESTATE FUND XIV LP GA 7.01,9.01 06/15/12 Wendy's Co DE 8.01 06/15/12 WESTERN LIBERTY BANCORP DE 5.02 06/13/12 WIRELESS RONIN TECHNOLOGIES INC MN 8.01 06/06/12 WIRELESS TELECOM GROUP INC NJ 5.02,5.07,9.01 06/13/12 WIZZARD SOFTWARE CORP /CO CO 8.01,9.01 06/15/12 World Omni Auto Leasing LLC DE 8.01,9.01 06/13/12 WORTHINGTON ENERGY, INC. NV 2.04 06/14/12 XO GROUP INC. DE 5.07 06/13/12 Yellowwood Acquisition Corp DE 2.01,3.02,4.01,5.03, 06/12/12 5.06,9.01 Yinfu Gold Corp. WY 4.01,5.02,8.01,9.01 05/25/12
http://www.sec.gov/news/digest/2012/dig061812.htm
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