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Upcoming Events
This page provides a schedule of the upcoming public events including open meetings of the Commission, public appearances of senior SEC officials, including the Chairman, Commissioners, and senior staff members, and other public occasions. For additional information on events, please call the contact numbers listed. Please note that events are subject to change.
SEC Meetings and Other Events
All SEC open meetings and many other public events are webcast. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.
September 2012
| When: |
Friday, September 28 (10 a.m. - 4:00 p.m.) |
| What: |
Meeting of Securities and Exchange Commission Dodd-Frank Investor Advisory Committee
See Notice |
| Where: |
SEC Headquarters
100 F Street NE, Room LL-006 (Multi-purpose Room)
Washington, DC 20549 |
| Contact: |
M. Owen Donley
Chief Counsel
(202) 551-6322 |
October 2012
| When: |
Tuesday, October 2 (10 a.m. - 4:30 p.m.)
Previously scheduled for Friday, September 14 |
| What: |
Technology and Trading Roundtable: Promoting Stability in Today's Markets
See Press Release |
| Where: |
SEC Headquarters
100 F Street NE, Room L-006 (Multi-purpose Room)
Washington, DC 20549 |
| Contact: |
Arisa Tinaves
(202) 551-5676 |
Public Appearances by Officials
September 2012
| When: |
Wednesday, September 12 (9:25–10:40 a.m.) |
| Who: |
Paul Beswick, Acting Chief Accountant, Office of the Chief Accountant |
| What: |
AICPA Banks and Savings Conference |
| Where: |
Washington, D.C. |
| Contact: |
Shannon Steele
919-402-4452
ssteele@aicpa.org |
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| When: |
Wednesday, September 12 (11:45 a.m. - 12:45 p.m.) |
| Who: |
Meredith B. Cross, Director, Division of Corporation Finance |
| What: |
Practising Law Institute
Tenth Annual Directors' Institute on Corporate Governance |
| Where: |
PLI's NY Conference Center
New York City |
| Contact: |
Grace O'Hanlon
(212) 824-5836
gohanlon@pli.edu |
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| When: |
Wednesday, September 12 (4:00 p.m.) |
| Who: |
Robert Khuzami, Director, Division of Enforcement |
| What: |
Practising Law Institute
Tenth Annual Directors' Institute on Corporate Governance |
| Where: |
PLI's NY Conference Center
New York City |
| Contact: |
Melissa Katz
(212) 824-5862
mkatz@pli.edu |
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| When: |
Thursday, September 13 (4:00 p.m.) |
| Who: |
David Shillman, Associate Director, Office of Office of Market Supervision |
| What: |
2012 FIA/OIC Annual Equity Industry Conference |
| Where: |
New York City |
| Contact: |
Howard Kramer
(202) 303-1208
Hkramer@willkie.com |
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| When: |
Saturday, September 15 (4:00 - 4:50 p.m.) |
| Who: |
Lori Schock, Director, Office of Investor Education & Advocacy |
| What: |
BetterInvesting National Convention |
| Where: |
Marriott Houston Westchase
Houston, Texas |
| Contact: |
Brenda Gayle
(248) 654-3047
brendag@betterinvesting.org |
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| When: |
Friday, September 21 (2:00 p.m.) |
| Who: |
Carlo di Florio, Director, Office of Compliance, Inspections, and Examinations |
| What: |
GIPS Standards Annual Conference |
| Where: |
Boston, Massachusetts |
| Contact: |
Jonathan Boersma
jonathan.boersma@cfainstitute.org |
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| When: |
Monday, September 24 |
| Who: |
Commissioner Daniel Gallagher (8:45 - 9:30 a.m.)
Scott W. Friestad (Panel - 2:00 - 3:00 p.m.)
Associate Director, Division of Enforcement |
| What: |
SIFMA Charlotte Regional Seminar |
| Where: |
One Bank of America Center
Charlotte, North Carolina |
| Contact: |
Liz Pierce
(212) 313-1173
lpierce@sifma.org |
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| When: |
Monday, September 24 (9:00–9:30 a.m.) |
| Who: |
David Bergers, Director, Boston Regional Office |
| What: |
IA Compliance, Fall Conference 2012 |
| Where: |
Philadelphia, Pennsylvania |
| Contact: |
Carl Ayers
(301) 287-2435
cayers@iawatch.com |
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| When: |
Tuesday, September 25 (3:00–5:00 p.m.)
Wednesday, September 26 (9:00 a.m.–6:00 p.m.) |
| Who: |
Ethiopis Tafara, Director, Office of International Affairs |
| What: |
ICFR Annual International Regulatory Summit on "Regulation and Policy Priorities: Growth, Stability and Sustainability" |
| Where: |
London, United Kingdom |
| Contact: |
Sandra Glavan
+44 207 374-5560
sandra.glavan@icffr.org |
Public Hearings in Administrative Proceedings
To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer or call 202-551-4158.
September 2012
| When: |
Wednesday, September 19, 2012, 9:30 a.m. Eastern Daylight Time |
| Who: |
Chief Administrative Law Judge Brenda P. Murray |
| What: |
Hearing in the matter of optionsXpress, Inc., et al., Administrative Proceeding File No. 3-14848 |
| Where: |
SEC Headquarters, 100 F Street, N.E., Hearing Room 2, Washington, DC 20549 |
| Contact: |
Office of Administrative Law Judges, (202) 551-6030 |
October 2012
| When: |
Monday, October 1, 2012, 9:30 a.m. Mountain Standard Time |
| Who: |
Administrative Law Judge Cameron Elliot |
| What: |
Hearing in the matter of Oxford Investment Partners, LLC, et al., Administrative Proceeding File No. 3-14899 |
| Where: |
U.S. Tax Court, Sandra Day O'Connor U.S. Courthouse, 401 West Washington Street, Room 406, Phoenix, AZ 85003 |
| Contact: |
Office of Administrative Law Judges, (202) 551-6030 |
http://www.sec.gov/about/upcoming-events.htm
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