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ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Third Quarter | Second Quarter | First Quarter 

Additional Archives

Release No. Date Respondents
Third Quarter
468 Sep. 14, 2012 Leaddog Capital Markets, LLC, f/k/a Leaddog Capital Partners, Inc., Chris Messalas, and Joseph LaRocco, Esq.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-14623
(Note: Order Instituting Proceedings)
467 Aug. 21, 2012 Gregory Bartko, Esq.
Cameron Elliot,
Administrative Law Judge
File No. 3-14700
(Note: Order Instituting Proceedings)
466 Aug. 7, 2012 Advanced Biophotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc. (As to 4C Controls, Inc.)
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14815
(Note: Order Instituting Proceedings, Release No. 34-66672; Finality Order, Release No. 34-67858)
465 Jul. 24, 2012 Advanced Biophotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc. (As to 2-Track Global, Inc.)
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14815
(Note: Order Instituting Proceedings, Release No. 34-66672; Finality Order, Release No. 34-67796)
464 Jul. 16, 2012 China MediaExpress Holdings, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14799
(Note: Order Instituting Proceedings, Release No. 34-66586; Finality Order, Release No. 34-67735)
463 Jul. 3, 2012 ProElite, Inc. and Universal Guardian Holdings, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14806
(Note: Order Instituting Proceedings, Release No. 34-66621; Finality Order, Release No. 34-67736)
Second Quarter
462 Jun. 25, 2012 Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), Lions Petroleum, Inc. (n/k/a China Hongxing Agritech, Inc.), MDI, Inc., and Mobilepro Corp.
Cameron Elliot,
Administrative Law Judge
File No. 3-14767
(Note: Order Instituting Proceedings, Release No. 34-66446 and Order Making Findings and Revoking Registration, Release No. 34-66693; Finality Order, Release No. 34-67543)
461 Jun. 19, 2012 Amazon Biotech, Inc. and Andover Holdings, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-14794
(Note: Order Instituting Proceedings, Release No. 34-66546); Finality Order, Release No. 34-67636)
460 Jun. 14, 2012 American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14770
(Note: Order Instituting Proceedings, Release No. 34-66456)
459A Jun. 20, 2012 Ran H. Furman (Corrected)
Cameron Elliot,
Administrative Law Judge
File No. 3-14532
(Note: Order Instituting Proceedings, Release No. 34-65271, AAER-3318; Order Denying Motion, Release No. 34-65680, AAER-3334; Finality Order, Release No. 34-67549)
458 May 24, 2012 Donald L. Koch and Koch Asset Management LLC
Carol Fox Foelak,
Administrative Law Judge
File No. 3-14355
(Note: Order Instituting Proceedings, Release No. 34-64337, IA-3190, IC-29659)
457 Apr. 20, 2012 Montford and Company, Inc. d/b/a Montford Associates, and Ernest V. Montford, Sr.
Brenda P. Murray
Chief Administrative Law Judge
File No. 3-14536
(Note: Order Instituting Proceedings, Release No. IA-3273)
456 Apr. 4, 2012 Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, Dana Valensky
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14509
(Note: Order Instituting Proceedings, Release No. 34-65167; Finality Order, Release No. 34-66917)
First Quarter
455 Mar. 19, 2012 Terry Harris
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14610
(Note: Order Instituting Proceedings, Release No. IA-3309; Finality Order, Release No. IA-3401)
454 Feb. 22, 2012 China-Biotics, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-14581
(Note: Order Instituting Proceedings, Release No. 34-65510)
453 Feb. 15, 2012 Ablest Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-14587
(Note: Order Instituting Proceedings, Release No. 34-65560)
452 Feb. 14, 2012 Gualario & Co., LLC and Ronald Gualario
Carol Fox Foelak,
Administrative Law Judge
File No. 3-14340
(Note: Order Instituting Proceedings, Release No. 33-9202; Finality Order, Release Nos. 33-9310, 34-66751, IA-3392, IC-30028)
451 Feb. 10, 2012 Leila C. Jenkins
Cameron Elliot,
Administrative Law Judge
File No. 3-14458
(Note: Order Instituting Proceedings, Release Nos. 34-64849 and IA-3235; Finality Order, Release No. 34-66548)
450 Feb. 6, 2012 Locke Capital Management, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-14457
(Note: Order Instituting Proceedings, Release No. IA-3234; Finality Order, Release No. IA-3381)
449 Jan. 24, 2012 American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14534
(Note: Order Instituting Proceedings, Release No. 34-65274; Finality Order, Release No. 34-66437)
448 Jan. 5, 2012 Michael R. Pelosi
Cameron Elliot,
Administrative Law Judge
File No. 3-14194
(Note: Order Instituting Proceedings, Release No. IA-3141; )
447 Jan. 4, 2012 Alfred Clay Ludlum, III
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14572
(Note: Order Instituting Proceedings, Release No. IA-3294; )

 

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Modified: 09/14/2012