SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings (EDGAR)

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ


  Information for...

  Divisions


ALJ Orders Archive 2001

The Office of Administrative Law Judges considers the following rulings noteworthy.

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
3-10007 Dec. 12, 2001 Michael J. Rothmeier, Clark T. Blizzard, Rudolph Abel, Donald C. Berry, Christopher P. Roach, Craig Janutol, and East West Institutional Services, Inc.
3-10456 Dec. 7, 2001 Alpha Tech Stock Transfer, and James W. Farrell
3-10635 Nov. 27, 2001 Toks Inc.
3-10624 Nov. 27, 2001 Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino
3-10581 Nov. 20, 2001 Michael E. Furr
3-10611 Nov. 15, 2001 Robert Bruce Lohmann
3-10577 Oct. 22, 2001 Madera International, Inc.
3-9793 Oct. 9, 2001 Jean-Paul Bolduc, et al.
3-10585 Oct. 4, 2001 Jonathan Aerospace Materials, Corp.
3-10526 Oct. 3, 2001 James L. Binge and Eric V. Bartoli
Third Quarter
3-10470 Jul. 23, 2001 Richard S. Chancis, Michael J. Anton, Antonio R. Campos, Luis R. Loza and Wayne W. Schumacher
3-10503 Jul. 18, 2001 Am-Pac International, Inc.
Second Quarter
3-10467 Jun. 29, 2001 Van R. Lewis, III
3-10319 Apr. 12, 2001 Mumtaz Saxena
First Quarter
3-9872 Mar. 14, 2001 Kevin E. Orton, CPA, and Orton & Company
3-10007 Feb. 28, 2001 Clark T. Blizzard, Rudolph Abel, Christopher P. Roach, and East West Institutional Services, Inc.

http://www.sec.gov/alj/aljorders/aljordersarchive/aljarc2001.shtml


Modified: 02/13/2009