Enforcement
Waste, Chemical and Cleanup Enforcement Policy, Guidance and Publications
This section provides policy and guidance documents related to the enforcement related to pollution by waste, chemical and cleanup sites.
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On this page:
- Waste Policy & Guidance Documents
- Chemical Policy & Guidance Documents
- Cleanup Policy & Guidance Documents
Waste - Resource Conservation and Recovery Act (RCRA)
Administrative Authorities
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Redelegation of Authority and Guidance on Headquarters Involvement in Regulatory Enforcement Cases (PDF) (16 pp, 703K) - 07/11/94
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Individual Liability of Corporate Officers as Operators Under RCRA (PDF) (5 pp, 252K) - 12/12/90
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Effect on EPA Enforcement of Enforcement Action Taken by State with Approved RCRA Program (PDF) (12 pp, 881K) - 05/09/88
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Use of RCRA Section 3008(a) and 3013 Authorities in the Corrective Action Process and Off-Site Disposal Requirements of Section 121 of SARA (PDF) (3 pp, 183K) - 08/31/87
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Criteria for Elimination of Headquarters' Concurrence on Selected RCRA Section 3008(h) Orders (PDF) (3 pp, 188K) - 06/26/87
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Guidance concerning EPA Involvement in RCRA Section 7002 Citizens Suits (PDF) (12 pp, 706K) - 10/1/86
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Inspection Authority under Section 3007 of RCRA (PDF) (10 pp, 649K) - 04/17/86
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Policy on Enforcing Information Requests in Hazardous Waste Cases, dated September 10, 1984, Oswer No., 9834.4 (PDF) (17 pp, 776K) - 09/10/84
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Interpretation of Section 3008(h) of the Solid Waste Disposal Act (PDF) (23 pp, 1.07MB) - 12/16/85
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Issuance of Administrative Orders under Section 3013 of RCRA (PDF) (54 pp, 2.18MB) - 09/26/84
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EPA Enforcement of RCRA-Authorized State Hazardous Waste Laws and Regulations (PDF) (17 pp, 1.28MB) - 03/15/82
Civil/Criminal Enforcement
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Coordinated Settlement of Parallel Proceedings: Interim Policy and Procedures (PDF) (3 pp, 160K) - 06/09/97
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OECA/Regional Procedures for Civil Judicial and Administrative Enforcement Case Redelegation (PDF) (15 pp, 771K) - 11/09/94
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RCRA State Oversight Inspection Guide (OSWER Dir. 9946.1) (PDF) (33 pp, 4.7MB) - 12/31/87
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Guidance concerning EPA Involvement in RCRA Section 7002 Citizens Suits (PDF) (12 pp, 706K) - 10/01/86
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Guidance on RCRA Overfilling (PDF) (14 pp, 939K) - 05/19/86
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Policy on Enforcing Information Requests in Hazardous Waste Cases, dated September 10, 1984, Oswer No., 9834.4 (PDF) (17 pp, 776K) - 09/10/84
Financial
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Enforcement of Applicable RCRA Regulations at Facilities with Pending Delisting Petitions (PDF) (14 pp, 445K) - 07/20/87
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Enforcement of Financial Responsibility Requirements for RCRA Treatment, Storage, and Disposal Facilities that are Closing (PDF) (5 pp, 262K) - 04/20/87
Groundwater
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Applicability of RCRA Section 3020 to In-Situ Treatment of Ground Water (PDF) (6 pp, 559K) - 12/27/00
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Waste Management Area (WMA) and Supplemental Well (SPW) Guidance (PDF) (59 pp, 2.9MB) - 06/28/93
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Ground Water Monitoring at Clean Closing Surface Impoundment and Waste Pile Units (PDF) (3 pp, 207K) - 03/31/88
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Operation and Maintenance Inspection Guide (in RCRA Ground-Water Monitoring Systems) (PDF) (76 pp, 3.8MB) - 03/01/88
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RCRA Ground Water Monitoring Technical Enforcement Guidance Document (TEGD) (PDF) (329 pp, 16.4MB) - 07/01/87
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Final RCRA Comprehensive Ground Water Monitoring Evaluation (CME) Guidance Document (in RCRA (PDF) (56 pp, 3MB) - 12/19/86
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RCRA Regulatory Status of Contaminated Ground Water (PDF) (2 pp, 93K) - 11/13/86
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RCRA Ground Water Monitoring Compliance Order Guidance (PDF) (126 pp, 5.2MB) - 08/01/85
Interim Status
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Interim Status Groundwater Monitoring Requirements (PDF) (6 pp, 553K) - 04/09/91
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Accepting Nonhazardous Waste after Losing Interim Status (PDF) (2 pp, 123K) - 05/30/86
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RCRA Loss of Interim Status Enforcement Strategy (PDF) (14 pp, 789K) - 10/16/85
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Applicability of Interim Status Standards, 40 CFR Part 265 to Small Quantity Generators Who Have Been Notified and Filed a Part A Permit Application (PDF) (3 pp, 159K) - 10/04/82
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Guidance on Developing Compliance Orders under Section 3008 of RCRA; Enforcement of Ground Water Monitoring Requirements at Interim Status Facilities (PDF) (5 pp, 345K) - 01/22/82
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Interim Status Under Section 3005(e) of RCRA (PDF) (7 pp, 431K) - 03/14/81
Land Disposal Requirements
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Land Disposal Restrictions: Summary of Requirements (PDF) (119 pp, 1MB) - 08/01/01
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RCRA Policy Statement: Clarification of the Land Disposal Restrictions' Dilution Prohibition (PDF) (11 pp, 653K) - 05/23/94
Miscellaneous (RCRA)
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Hazardous Waste Management Practices at Mineral Processing Facilities under Scrutiny by U.S. (PDF) (4 pp, 60K) - 11/01/00
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Implementation Guidance for Off-Site Waste and Recovery Operations (OSWRO) NESHAP (PDF) (52 pp, 215K) - 09/01/00
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Guidance for Implementation of the General Duty Clause Clean Air Act Section 112(r)(1) (PDF) (55 pp, 660K) - 03/01/00
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Sludges and Wastewater Mixtures (PDF) (3 pp, 156K) - 09/13/99
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Revised Implementation Strategy for City of Chicago v. EDF Municipal Waste Combustion (MWC) Ash Supreme Court Decision (PDF) (6 pp, 331K) - 03/22/95
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Interpretation of the Seventh Circuit's Decision in United States v. Bethlehem Steel Corp. (PDF) (3 pp, 168K) - 11/21/94
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Individual Liability of Corporate Officers as Operators Under RCRA (PDF) (5 pp, 252K) - 12/12/90
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F006-Criteria for Evaluating Whether A Waste is Being Recycled (PDF) (5 pp, 287K) - 04/26/89
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Policy on Enforcing Information Requests in Hazardous Waste Cases, Oswer Dir. 9834.4 (PDF) (17 pp, 776K) - 09/10/84
Penalty
- Revision to Adjusted Penalty Policy Matrices Package issued November 16, 2009 (PDF) (49 pp, 2.3MB) - (4/6/10)
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RCRA Civil Penalty Policy (PDF) (107 pp, 3MB) - 06/23/03
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Revised Penalty Matrices for the RCRA Civil Penalty Policy (PDF) (5 pp, 467K) - 01/11/05
Chemical Policy and Guidance Documents
Federal Insecticide, Fungicide and Rodenticide Act (FIFRA)
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FIFRA Section 7(c) Enforcement Response Policy (PDF) (20 pp, 146K) - 05/10
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FIFRA Enforcement Response Policy, 12/09 (PDF) (39 pp, 778K)
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Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule (PDF) (19 pp, 690K) - 05/06
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FIFRA: Worker Protection Standard Penalty Policy(PDF) (39 pp, 1MB) - 09/01/97
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Enforcement Response Policy For The Federal Insecticide, Fungicide and Rodenticide Act Good Laboratory Practice (GLP) Regulations (PDF) (20 pp, 1MB) - 09/30/91
Chemical Accident Prevention [CAA Section 112 (r)]
- Final Combined Enforcement Policy for CAA Sections 112(r)(1),112(r)(7) (PDF) (32 pp, 289K) - (6/20/12)
- Use of Expedited Settlements in Addressing Violations of the Clean Air Act Chemical Accident Prevention Provisions (PDF) (3 pp, 340K) - 04/01/05
Emergency Planning and Community Right to Know (EPCRA)
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Enforcement Response Policy for EPCRA Sections 304, 311, and 312 and Section 103 of CERCLA (PDF) (33 pp, 222K) - 9/30/99
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Enforcement Response Policy for EPCRA Sections 313 (PDF) (30 pp, 1MB) - 08/10/92
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Penalty Adjustments based on 2004 Penalty Inflation Adjustments (PDF) (19 pp, 690K)
Toxic Substances Control Act (TSCA)
General
New and Existing Chemicals
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Reporting and recordkeeping rules and requirements: TSCA sections 8, 12 AND 13 (PDF) (45 pp, 196K) - 03/31/99
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Enforcement Response Policy for TSCA Section 4 Test Rules (PDF) (11 pp, 491K) - 05/28/86
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Amended TSCA Section 5 Enforcement Response Policy - Penalty Limit For Untimely NOC Submissions (PDF) (6 pp, 247K) - 07/1/93
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Amended TSCA Section 5 Enforcement Response Policy (PDF) (46 pp, 2MB) - 06/8/89
Lead
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Interim Final Consolidated Enforcement Response and Penalty Policy for the Pre-Renovation Education Rule; Renovation, Repair and Painting Rule; and Lead-Based Paint Activities Rule (PDF) (44 pp, 573K) - 08/23/10
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Transmittal of the Interim Final Lead-Based Paint Consolidated Enforcement (PDF) (3 pp, 179K) - 08/19/10
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Section 1018 Disclosure Rule Enforcement Response and Penalty Policy (PDF) (37 pp, 270K) - 12/01/07
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Revisions to the 2000 Section 1018 - Disclosure Rule Enforcement Response (PDF) (2 pp, 104K) -12/20/2007
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Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule (PDF) (19 pp, 690K) - 06/05/06
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Supplemental Environmental Projects In Administrative Enforcement Matters Involving Section 1018 Lead-Based Paint Cases (PDF) (4 pp, 614K) - 11/23/2004
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Interim Guidance for Enforcing the TSCA Section 402 Abatement Rule (PDF) (2 pp, 76K) - 03/08/00
Polychlorinated Biphenyls (PCBs)
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Guidelines for Assessment of Civil Penalties Under Section 16 of the Toxic Substances Control Act; PCB Penalty Policy (PDF) (8 pp, 1MB) - 09/10/80
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Polychlorinated Biphenyls (PCB) Penalty Policy (PDF) (26 pp, 4MB) - 04/09/90
Asbestos
- Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Policy (PDF) (40 pp, 3MB) - 01/31/89
Good Laboratory Practice
- Final TSCA GLP Enforcement Response Policy (PDF) (15 pp, 563K), 4/9/85
Cleanup Policy and Guidance Documents
Agency policy and guidance on the federal authority to implement the cleanup and corrective action enforcement programs for the following statutes:
- Superfund (Comprehensive Environmental Response, Compensation, and Liability Act) - collection of policy and guidance documents on enforcement, liability, negotiation, and settlement procedures under the Superfund statute.
- RCRA Cleanup - collection of enforcement guidance on the use of the Resource Conservation and Recovery Act (RCRA) authority to conduct corrective action and to address cleanup of leaking underground storage tanks.
- Brownfields and Land Revitalization - access to Brownfields legislation, and liability, prospective purchaser, contaminated aquifers, policy and guidance documents.