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Forms For Patent Applications Filed On Or After September 16, 2012

All of the forms on this page are for use in patent applications filed on or after September 16, 2012. Forms for use in patent applications filed before September 16, 2012, may be accessed here. Forms to request participation in the Patent Prosecution Highway (regardless of application filing date) may be accessed here.

The expiration date at the top right-hand corner of each page of certain forms is a requirement of the OMB approval process under the Paperwork Reduction Act (PRA) of 1995, and does not indicate a date beyond which the forms are invalid.

All forms are provided in Adobe's PDF format. You must have Adobe Acrobat reader installed on your computer (at minimum, Acrobat 5.0 is required). 


IMPORTANT NOTICES AND REMINDERS REGARDING USE OF PATENT FORMS

The Office provides forms to the public to use in certain situations to assist in the filing of correspondence for a certain purpose and to meet certain requirements for patent applications and proceedings. Use of the forms for purposes for which they were not designed is prohibited.

No changes to certification statements on the Office forms (e.g., oath or declaration forms, terminal disclaimer forms, petition forms, and nonpublication request form) may be made. For examples of certification statements appearing on Office forms, visit Forms, Frequently Asked Questions .

The existing text of a form, other than a certification statement, may be modified, deleted, or added to, if all text identifying the form as an Office form is removed.

The presentation to the Office (whether by signing, filing, submitting, or later advocating) of any Office form with text identifying the form as an Office form by a party, whether a practitioner or non-practitioner, constitutes a certification under 37 CFR 10.18(b) that the existing text and any certification statements on the form have not been altered other than permitted by EFS-Web customization.

See 37 CFR 1.4(d)(3).


Correspondence filed in the Office for a patent application, patent, or a reexamination proceeding may be signed by either an S-signature (a signature between forward slash marks -> /yournamehere/) or a handwritten signature. See 37 CFR 1.4. >> Read more

NOTE:  To report a problem with a fillable patent form, please e-mail ebc@uspto.gov.


To apply for a patent under 35 U.S.C. 111, transfer the ownership of a patent, or request other actions related to patents, certain information specified in the Patent Laws (Title 35, United States Code) and Rules (Title 37, Code of Federal Regulations) must be submitted to the U.S. Patent and Trademark Office (USPTO). The USPTO provides patent forms to the public to use in certain situations, but, in almost all situations the USPTO does not require use of a form, or even provide a form, to submit the information required. The patent forms provided below were designed as a guide to assist patent applicants and patentees in making certain limited submissions to the USPTO. Use of the patent forms for purposes they were not designed for is not advised. The Patent Laws and Rules should be your primary guide to what information must be submitted and how it must be submitted. Any submission that meets all requirements of the Patent Laws, Rules, and Orders and Notices of the Director of the US Patent and Trademark Office, will be accepted, whether or not it is similar to any of the patent forms provided below. A submission may not be accepted, even if it is identical to a patent form provided below, if in a specified case, it does not meet all the requirements of Patent Laws, Rules, and Orders and Notices. For current fee amounts, please click here. A surcharge will be due if the basic filing fee is not paid on filing. Other consequences may occur if the proper fees are not paid or if the required action is not taken.

For general assistance in completing the patent forms below or to request paper copies of the forms, contact General Information Services Division at 1-800-786-9199 (1-800-PTO-9199) or 571-272-1000, and select option 2 .


To open a particular form for immediate use, click on the link. The forms are capable of being completed on your computer. To save a form for later use, use your browser's right mouse button to click on the form hyperlink, save the form file on your machine's hard disk, and open it locally in the Acrobat reader.

About the required Adobe Acrobat Viewer:

All forms are provided in Adobe's PDF format. You must have Adobe's free Acrobat reader installed on your computer.

NOTE: The USPTO cannot assist you with the installation and configuration of the Acrobat reader on your system and printer. When Adobe Acrobat reader is installed as a browser plug-in, it sometimes exhibits problems printing complex documents. If you experience such problems, (which may even cause your browser application to fail), use your browser's right mouse button to click on the form hyperlink, save the form file on your machine's hard disk, and open it locally in the Acrobat reader.

The free Adobe Acrobat reader plug-in does not permit you to save a partially-filled form for later use. In order to save a partially-filled Fillable PDF form for later use, you must purchase and install the full Adobe Acrobat 5 software application or an equivalent product that has form data saving and editing capability.

Acrobat 5.0 (minimum) is required for all forms >> Links for downloading plugins or viewers

MS Word Viewer is required for viewing .doc files [DOC]
Notice regarding Section 508 of the Workforce Investment Act of 1998: Section 508 of the Workforce Investment Act of 1998 requires all United States Federal Agencies with Web sites to make them accessible to individuals with disabilities. At this time, the forms below do not meet all standards for web accessibility.

Until changes can be implemented to make forms fully accessible to individuals with disabilities, the USPTO is providing access assistance via telephone.
For interim accessibility, contact General Information Services Division at 1-800-786-9199 (1-800-PTO-9199) or 571-272-1000, and select option 2. TTY service: 571-272-9950.
NOTICE: If any part of the preprinted text of a PTO form is modified, deleted or added to, the form number and the OMB information in the header and footer of the form MUST be removed from the altered form.

 

Appeal
AIA/31 Notice of Appeal
AIA/32 Request for Oral Hearing Before the Patent Trial and Appeal Board
AIA/33 Pre-Appeal Brief Request for Review (more information)
Application Data Sheet
AIA/14 Application Data Sheet (37 CFR 1.76)  (instructions  [DOC])
Certificate of Mailing/Transmission
SB/92 Certificate of Mailing under 37 CFR 1.8
SB/97 Certificate of Transmission under 37 CFR 1.8
Customer Number
SB/124 Request for Customer Number Data Change
SB/125 Request for Customer Number
Express Abandonment
AIA/24 Express Abandonment Under 37 CFR 1.138
AIA/24A Petition for Express Abandonment to Avoid Publication under 37 CFR 1.138(c)
AIA/24B Petition for Express Abandonment to Obtain a Refund
Extended Missing Parts Pilot Program
AIA/421 Certification and Request for Extended Missing Parts Pilot Program
Fees
PTO-2038 Credit Card Payment Form and Instructions
 SB/06 Patent Application Fee Determination Record
 SB/07 Multiple Dependent Claim Fee Calculation Sheet 
 SB/17 Fee Transmittal
 SB/17i Processing Fee Under 37 CFR 1.17(i) Transmittal
AIA/17p  Petition Fee Under 37 CFR 1.17(f), (g) & (h) Transmittal
 SB/45 Maintenance Fee Transmittal (to learn how to assert a change in small entity status when filing this form, please click here)
SB/56  Reissue Application Fee Transmittal
 SB/91 Deposit Account Order Form
Information Disclosure Statement
SB08a Information Disclosure Statement by Applicant [page 1]
SB08b Information Disclosure Statement by Applicant [page 2] 
SB08a - EFS-Web Information Disclosure Statement by Applicant [page 1] - EFS-Web auto-load version (instructions [DOC])
SB09 Certification and Request for Consideration of an Information Disclosure Statement Filed After Payment of the Issue Fee Under the QPIDS Pilot Program (more information)
Inventor's Oath or Declaration (Quick Reference Guide)
AIA/01 Declaration (37 CFR 1.63) For Utility Or Design Application Using An Application Data Sheet
(37 CFR 1.76) (Non-English language translations)
AIA/02 Substitute Statement In Lieu Of An Oath Or Declaration For Utility Or Design Patent Application
(35 U.S.C. 115(d) And 37 CFR 1.64) (Non-English language translations)
AIA/03 Declaration (37 CFR 1.63) For Plant Application Using An Application Data Sheet (37 CFR 1.76)
AIA/04 Substitute Statement In Lieu Of An Oath Or Declaration For Plant Patent Application
(35 U.S.C. 115(d) And 37 CFR 1.64)
AIA/05 Reissue Application Declaration By The Inventor
AIA/06 Reissue Application Declaration By The Assignee
AIA/07 Substitute Statement In Lieu Of An Oath Or Declaration For Reissue Patent Application
(35 U.S.C. 115(d) And 37 CFR 1.64)
AIA/08 Declaration For Utility Or Design Patent Application (37 CFR 1.63)
AIA/09 Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.162)
AIA/10 Supplemental Sheet For Declaration
AIA/11 Substitute Statement Supplemental Sheet
Nonpublication Request
SB/35 Nonpublication Request under 35 U.S.C. 122(b)(2)(B)(i)  Note:  This form must be signed in compliance with 37 CFR 1.33(b) and submitted with the application upon filing.
SB/36 Rescission of Previous Nonpublication Request (35 U.S.C. 122(b)(2)(B)(ii)) and, if applicable, Notice of Foreign Filing (35 U.S.C. 122(b)(2)(B)(iii))
Petitions
 SB/28 Petition to Make Special Under Accelerated Examination Program. This form must be filed via EFS-Web.
SB/61 Petition for Revival of an Application for Patent Abandoned Unavoidably under 37 CFR 1.137(a)
SB/64 Petition for Revival of an Application for Patent Abandoned Unintentionally under 37 CFR 1.137(b)  Note:  A Petition for Revival to accept the late payment of issue fee may alternatively be filed as a Web-based ePetition.  Click here for more information.
SB/64a Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing (37 CFR 1.137(f))  Note:  A Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing may alternatively be filed as a Web-based ePetition.  Click here for more information.
 SB/65 Petition to Accept Unavoidably Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(b))
SB/66 Petition to Accept Unintentionally Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(c)). Use of this form is for processing by the Office of Petitions.
SB/66 - EFS-Web Petition to Accept Unintentionally Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(c)) - EFS-Web auto-grant version (instructions [DOC]). Use of this form is for EFS-Web auto-processing by the applicant ONLY. This form should not be submitted for processing by the Office of Petitions.
SB/130 - EFS-Web Petition to Make Special based on Age - EFS-Web auto-load version (instructions [DOC])
Power of Attorney and Change of Correspondence Address
AIA/80 Power Of Attorney To Prosecute Applications Before The USPTO (guidance for form AIA/80)
AIA/81 Power Of Attorney To One Or More Of The Joint Inventors And Change Of Correspondence Address (guidance for form AIA/81)
SB/81B Reexamination or Supplemental Examination – Patent Owner Power of Attorney or Revocation of Power of Attorney With a New Power Of Attorney and Change of Correspondence Address for Reexamination or Supplemental Examination and Patent
AIA/82 Transmittal For Power of Attorney To One Or More Registered Practitioners/Power Of Attorney By Applicant (Non-English language translations) (guidance for form AIA/82)
AIA/122 Change of Correspondence Address Application
AIA/123 Change of Correspondence Address Patent
Prioritized Examination
AIA/424 Certification and Request for Prioritized Examination Under 37 CFR 1.102(e)
Priority Document Exchange
SB/38 Request to Retrieve Electronic Priority Application(s) (for more information click here)
SB/39 Authorization to Permit Access to Application by Participating Offices (for more information click here)
Reexamination
SB/57 Request for Ex Parte Reexamination Transmittal Form
Request for Continued Examination (RCE)
SB/30 Request for Continued Examination (RCE) Transmittal
SB/30 EFS-WEB Request for Continued Examination (RCE) Transmittal (Submitted Only via EFS-Web)  EFS-WEB SB30 instructions [DOC]
Statement Under 37 CFR 3.73(c)
 AIA/96 Statement Under 37 CFR 3.73(c) 
Supplemental Examination
 SB/59 Request For Supplemental Examination Transmittal Form 
 Third-Party Submissions 
 SB/429 Third-Party Submission Under 37 CFR 1.290 (instructions)
Transmittals and Cover Sheets
AIA/15 Utility Patent Application Transmittal
SB/16 Provisional Application for Patent Cover Sheet
SB/16 - EFS-Web Provisional Application for Patent Cover Sheet - EFS-Web auto-load version (instructions [DOC])
AIA/18 Design Patent Application Transmittal
AIA/19 Plant Patent Application Transmittal
SB/29 For Design Applications Only:  Continued Prosecution Application (CPA) Request Transmittal
AIA/50 Reissue Patent Application Transmittal
PTO-1595 Recordation Form Cover Sheet - Patents Only

 

Miscellaneous Forms

Complaint Regarding Invention Promoter
SB/2048 Complaint Regarding Invention Promoter
Recordation Form Cover Sheet (Trademarks Only)
PTO-1594 Recordation Form Cover Sheet (for Trademarks ONLY)
Request for Statutory Invention Registration
SB/94 Request for Statutory Invention Registration
Request for Transfer of a Computer Readable Form Under 37 CFR 1.821(e)
SB/93 Request for a Transfer of a Computer Readable Form

 

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Last Modified: 9/27/2012 3:30:10 PM