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SAR Activity Review - By the Numbers (Issue 15) |
The SAR Activity Review - By the Numbers is a compilation of numerical data gathered from Suspicious Activity Report (SAR) forms filed by financial institutions. It serves as a companion piece to The SAR Activity Review - Trends, Tips & Issues, which provides information about the preparation, use, and utility of Suspicious Activity Reports. By the Numbers generally is published twice a year to cover two filing periods: January 1 to June 30 and July 1 to December 31. |
TREAS |
FINCEN |
Banking, Finance, and Insurance |
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FinCEN Enforcement Actions for Violations of the Bank Secrecy Act |
Under the Bank Secrecy Act (BSA), 31 U.S.C. 5311 et seq., and its implementing regulations at 31 C.F.R. Chapter X (formerly 31 C.F.R. Part 103), FinCEN may bring an enforcement action for violations of the reporting, recordkeeping, or other requirements of the BSA. FinCEN's Office of Enforcement evaluates enforcement matters that may result in a variety of remedies, including the assessment of civil money penalties. For example, civil money penalties may be assessed for recordkeeping violations under 31 C.F.R. ''''''''''§1010.415 (formerly 31 C.F.R. ''''''''''§103.29), or for reporting violations for failing to file a currency transaction report (CTR) in violation of 31 C.F.R. ''''''''''§1010.311 (formerly 31 C.F.R. ''''''''''§103.22), a suspicious activity report (SAR) in violation of 31 C.F.R. ''''''''''§ 1021.320 (formerly 31 C.F.R. ''''''''''§103.21), or a report of foreign bank and financial accounts (FBAR) in violation of 31 C.F.R. ''''''''''§1010.350 (formerly 31 C.F.R. ''''''''''§103.24). FinCEN also takes enforcement actions against money services businesses (MSBs) for failure to register with FinCEN in violation of 31 C.F.R. ''''''''''§1022.380 (formerly 31 C.F.R. ''''''''''§103.41). <br /> <br /> |
TREAS |
FINCEN |
Banking, Finance, and Insurance |
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Mortgage Fraud Suspicious Activity Report (SAR) Data by State |
This dataset provides a geographic breakdown by state of subjects identified in suspicious activity report (SAR) filings on suspected mortgage fraud. Files contain metadata expanding on the derivation, use, and limitations of FinCEN Mortgage Fraud SAR data. The Excel files provide mortgage fraud SAR data from filings received by FinCEN from 2006 to the most recent data. <br /> <br /> |
TREAS |
FINCEN |
Banking, Finance, and Insurance |
