Staff Report on May 6 Market Events

Staff from the CFTC and SEC convened to examine the causes of the market evens of May 6, 2010. The examination was aided by the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues. The reports below detail the findings of the staff and Joint Advisory Committee.

Preliminary Findings Regarding the Market Events of May 6, 2010 (PDF)
Report of the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory Issues
Released: May 18, 2010

Findings Regarding the Market Events of May 6, 2010 (PDF)
Report of the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory Issues
Released: September 30, 2010

Recommendations Regarding Regulatory Responses to the Market Events of May 6, 2010 (PDF)
Summary Report of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
Released: February 18, 2011

View Comments on the CFTC-SEC Recommendations