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  Statistical Policy Working Paper 4 - Glossary of Nonsampling Error Terms: An Illustration of a Semantic Problem in Statistics


 

 

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     Statistical Policy Working Papers are a series of technical

     documents prepared under the auspices of the Office of Federal

     Statistical Policy and Standards.  These documents are the

     product of working groups or task forces, as noted In the Preface

     to each report.



 



     These Statistical Policy Working Papers are published for the

     purpose of encouraging further discussion of the technical Issues

     and to stimulate policy actions which flow from the technical

     findings.  Readers of Statistical Policy Working Papers are

     encouraged to communicate directly with the Office of Federal

     Statistical Policy and Standards with additional views, sugges-

     tions, or technical concerns.



 

Office of                             Joseph W. Duncan

Federal Statistical              Director

Policy and Standards

 

 

 

 

 

Statistical Policy Working Paper 4

 

 

Glossary of Nonsampling Error Terms:

An Illustration of a Semantic Problem in Statistics

 

 

Prepared by

 

Richard E. Deighton and James R. Poland, Co-Chairmen, U.S. Postal Service

Joel R. Stubbs, Internal Revenue Service, and

Robert D. Tortora, U.S. Department of Agriculture

 



Subcommittee on Nonsampling Errors

Federal Committee on Statistical Methodology

 

 

U.S. DEPARTMENT OF COMMERCE

Juanita M. Kreps, Secretary

Courtenay M. Slater, Chief Economist

 



Office of Federal Statistical Policy and Standards

Joseph W. Duncan, Director

 

Issued:   December 1978

 

 

 



 

 

Office of Federal Statistical Policy and Standards

 

Joseph W. Duncan, Director

 

George E. Hall, Deputy Director, Social Statistics

Gaylord E. Worden, Deputy Director, Economic Statistics

Maria E. Gonzalez, Chair, Federal Committee on Statistical Methodology

 

Preface

 



     This working paper was prepared by a, Glossary Task Force comprised of

Richard E. Deighton and James R. Poland of the U.S. Postal Service, Joel R.

Stubbs, Internal Revenue Service, and Robert D. Tortora, U.S. Department of

Agriculture, all of whom are members of the Subcommittee on Nonsampling

Errors, Federal Committee on Statistical Methodology.  The Subcommittee was

chaired by Monroe G. Sirken, National Center for Health Statistics,



Department of Health, Education, and Welfare.  Members of the full

Subcommittee are listed on the following page.

 



     The Subcommittee decided to prepare this glossary not as an exhaustive

list of definitions of terms related to nonsampling errors, but rather to

demonstrate the semantic problem, that certain terms may be used with

different meanings, creating problems of communication among statisticians.

 



     It is hoped that this glossary will enhance our awareness of the use

of the same term for different concepts.  The definitions included are

taken mostly from published literature.  The Federal Committee on

Statistical Methodology view this as the first step in developing a more

systematic approach to defining nonsampling error terms.

 



                                    ii



 

 

 

 

 



                     Subcommittee on Nonsampling Error



 



Monroe Sirken (Chair)              National Center for Health Statistics

Barbara Bailar                     Bureau of the Census

Camilla Brooks                     Bureau of the Census

John Cremeans                      Bureau of Economic Analysis

Tore Dalenius (Consultant)         Brown University and Stockholm University



Richard Deighton                   U.S. Postal Service

James Duffet                       U.S. Postal Service

Maria Gonzalez (ex officio)        Office of Federal Statistical Policy and Standards

Tom Herzog                         Social Security Administration

Alexander Korns                    Bureau of Economic Analysis

Lillian Madow                      Bureau of Labor Statistics

D. H. McElbone                     Civil Service Commission

Ron Poland                         U.S. Postal Service

Morton Raff                        Bureau of Labor Statistics

Jack Scharff                       Health Care Finance Administration

Frederick Scheuren                 Social Security Administration

Otto Schwartz                      Internal Revenue Service

Gary Shapiro                       Bureau of the Census

Joel Stubbs                        Internal Revenue Service

Robert Tortora                     U.S. Department of Agriculture

Rolf Wulfsberg                     National Center for Education Statistics

 

 



                              Members of the

                           Federal Committee on

                          Statistical Methodology



(September 1977)

 

Maria Elena Gonzalez (Chair)       Office of Federal Statistical Policy and Standards (Commerce)

Barbara A. Bailar                  Bureau of the Census (Commerce)

Norman D. Beller                   Economics, Statistics and Cooperatives Service (Agriculture)

Barbara A. Boyes                   Bureau of Labor Statistics (Labor)

Edwin J. Coleman                   Bureau of Economic Analysis (Commerce)

John E. Cremeans                   Bureau of Economic Analysis (Commerce)

Marie D. Eldridge                  National Center for Education Statistics (HEW)

Fred Frishman                      Internal Revenue Service (Treasury)

Thomas B. Jabine                   Social Security Administration (HEW)

Charles D. Jones                   Bureau of the Census (Commerce)

Alfred D. McKeon                   Bureau of Labor Statistics (Labor)

Harold Nisselson                   Bureau of the Census (Commerce)

Monroe G. Sirken                   National Center for Health Statistics (HEW)

Wray Smith                         Office of the Assistant Secretary for Planning and Evaluation (HEW)

 

 

                                      iii



 

 

 

 

 

Authors' Preface

 



     The glossary has been prepared for the Federal Committee on

Statistical Methodology by the Subcommittee on Nonsampling Errors.  During

subcommittee meetings it became obvious that the terminology on nonsampling

errors left something to be desired.  Consequently, the subcommittee



decided to develop this glossary.  A search of current literature for

acceptable definitions highlighted the prevailing problem instead of

providing a solution to it.



     Prior to examining the contents of. this glossary, it is important to

understand what the purpose of the glossary is and what it is not.  The

purpose of the glossary is to highlight a semantic problem represented by

the fact that:



     The same term is sometimes used with different meanings; and

     The same phenomenon is sometimes called by more than one term.

     The glossary contributes towards the task of developing a standardized

   terminology.  However, it is beyond the scope of the present Subcommittee

on Nonsampling Errors to pursue a task of this magnitude.



     This glossary is not intended to be used as a dictionary for

nonsampling error terms.  The authors did not conduct an exhaustive search

of the literature, nor did they attempt to select or specify a preferred

definition for any term.  The reference to a subcommittee document (01 in

the bibliography) is included solely for the convenience of the reader and

does not exist as a separate document.



     Terms in the glossary are listed alphabetically.  The bibliography at

the end contains the references which are used to obtain definitions for

the terms.  Codes for the references are alpha-numeric (i.e., A1, A2, A3,

etc. designate the first, second, and third references associated with the

first letter of the author's name).  For each term defined in the glossary,

one or more references are given.  For example, on Page 1, the term

"ACCURACY" is found in three references, viz., B2, K1, S1.



     If a definition is taken from a textbook, the page number of the

referenced text is include d at the end of the definition. (See BIAS,

CONSTANT-Reference H2, Page 17.) Quotation marks are used to identify when

a definition was copied verbatim from a reference.  The absence of

quotation marks implies that the definition was paraphrased or that the

definition was taken out of context.  When a definition was taken out of

context, an editors' note was often added to make the reader aware that the

definition can be applied to a more general subject.  The editors' note is

enclosed in brackets [] (e.g., see BOUNDED RECALL).  A "Comment" indicating

similar terms which appear in the glossary has been added at the end of

each relevant term.



     Members of the Glossary Task Force wish to express their sincere

appreciation to Professor Tore Dalenius for the criticism, suggestion, and

reference material which he provided during the preparation of this

glossary.  Also, the members of the task force wish to thank all other

members of the Subcommittee on Nonsampling Errors for their comments and

suggestions on the numerous drafts of the glossary.

 



                                    iv



 

 

 



                             Table of Contents



 

 



Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .ii



 



Authors' Preface. . . . . . . . . . . . . . . . . . . . . . . . . . . . .iv



 



List of terms included in the Glossary of Nonsampling Error Terms . . . . 1



 



     Accuracy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

     Allocation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

     Audit. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

     Bias . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

     Bias, Constant . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

     Bounded Recall . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

     Bounding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

     Classification Errors. . . . . . . . . . . . . . . . . . . . . . . . 1

     Classification Error Rate. . . . . . . . . . . . . . . . . . . . . . 2

     Coding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

     Coding Error . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

     Compiling Error. . . . . . . . . . . . . . . . . . . . . . . . . . . 2

     Complete Coverage. . . . . . . . . . . . . . . . . . . . . . . . . . 2

     Completeness Rate. . . . . . . . . . . . . . . . . . . . . . . . . . 2

     Conditioning Effect. . . . . . . . . . . . . . . . . . . . . . . . . 2

     Content Error. . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

     Correct Value. . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

     Coverage Error . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

     Defined Goal . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

     Definitional Errors. . . . . . . . . . . . . . . . . . . . . . . . . 2

     Editing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

     Editing Change . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

     Error. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

     Error Planting . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

     Equal Complete Coverage. . . . . . . . . . . . . . . . . . . . . . . 3

     Expected Value . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

     Follow-up. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

     Frame. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4

     Gross Difference . . . . . . . . . . . . . . . . . . . . . . . . . . 4

     Ideal Goal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4

     Imputation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4

     Incomplete average . . . . . . . . . . . . . . . . . . . . . . . . . 4

     Index of Inconsistency . . . . . . . . . . . . . . . . . . . . . . . 4

     Interviewer Bias . . . . . . . . . . . . . . . . . . . . . . . . . . 4

     Interviewer Error. . . . . . . . . . . . . . . . . . . . . . . . . . 4

     Interviewer Variance . . . . . . . . . . . . . . . . . . . . . . . . 4

     Item Nonresponse . . . . . . . . . . . . . . . . . . . . . . . . . . 4

     Limits of Error. . . . . . . . . . . . . . . . . . . . . . . . . . . 4



     Mean Square Error. . . . . . . . . . . . . . . . . . . . . . . . . . 4

     Measurement Error. . . . . . . . . . . . . . . . . . . . . . . . . . 5

     Memory Error . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

     Net Difference . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

     Noncontact . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

     Noncoverage. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

     Noninterview . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

     Noninterview Adjustment. . . . . . . . . . . . . . . . . . . . . . . 5

     Nonobservation Error . . . . . . . . . . . . . . . . . . . . . . . . 5

 

                                        v



 

 

 

 

 

     Nonrespondent. . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

     Nonresponse. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

     Nonresponse Rate . . . . . . . . . . . . . . . . . . . . . . . . . . 5

     Nonsampling Error. . . . . . . . . . . . . . . . . . . . . . . . . . 6

     Not at Home. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

     Observational Error. . . . . . . . . . . . . . . . . . . . . . . . . 6

     Overcoverage . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

     Post-audit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

     Precision. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

     Preferred Technique. . . . . . . . . . . . . . . . . . . . . . . . . 7

     Control. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

     Quality Check. . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

     Quality Control. . . . . . . . . . . . . . . . . . . . . . . . . . . 7

     Recall . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

     Recall Efforts . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

     Recall Losses. . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

     Recall Period. . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

     Record Check . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

     Refusal Rate . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

     Relevance. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

     Relevance Error. . . . . . . . . . . . . . . . . . . . . . . . . . . 7

     Reliability. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

     Response Bias. . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

     Response Deviation . . . . . . . . . . . . . . . . . . . . . . . . . 8

     Response Error . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

     Response Rate. . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

     Response Variance. . . . . . . . . . . . . . . . . . . . . . . . . . 8

     Response Variance, Correlated. . . . . . . . . . . . . . . . . . . . 8

     Response Variance, Uncorrelated (Simple) . . . . . . . . . . . . . . 9

     Rotation Bias. . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

     Sample Design. . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

     Sample Verification. . . . . . . . . . . . . . . . . . . . . . . . . 9

     Sampled Population . . . . . . . . . . . . . . . . . . . . . . . . . 9

     Sampling Bias. . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

     Sampling Error (of Estimator). . . . . . . . . . . . . . . . . . . . 9

     Sampling Variance. . . . . . . . . . . . . . . . . . . . . . . . . .10

     Specification. . . . . . . . . . . . . . . . . . . . . . . . . . . .10

     Specification Efforts. . . . . . . . . . . . . . . . . . . . . . . .10



     Standard Error of Estimate . . . . . . . . . . . . . . . . . . . . .10

     Statistical Audit (Control). . . . . . . . . . . . . . . . . . . . .10

     Survey Design. . . . . . . . . . . . . . . . . . . . . . . . . . . .10

     Survey Value . . . . . . . . . . . . . . . . . . . . . . . . . . . .10

     Systematic Error . . . . . . . . . . . . . . . . . . . . . . . . . .10

     Tabulation Efforts . . . . . . . . . . . . . . . . . . . . . . . . .11

     Target Population. . . . . . . . . . . . . . . . . . . . . . . . . .11

     Telescoping. . . . . . . . . . . . . . . . . . . . . . . . . . . . .11

     Temporarily Absent . . . . . . . . . . . . . . . . . . . . . . . . .11

     True Value . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11

     Unbounded Recall . . . . . . . . . . . . . . . . . . . . . . . . . .11

     Undercoverage. . . . . . . . . . . . . . . . . . . . . . . . . . . .11

     Validity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11

     Variance, Interaction Term . . . . . . . . . . . . . . . . . . . . .11

     Verification, Dependent. . . . . . . . . . . . . . . . . . . . . . .11

     Verification, Independent. . . . . . . . . . . . . . . . . . . . . .12

     Working Technique. . . . . . . . . . . . . . . . . . . . . . . . . .12

 

Bibliography. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12

 



                                    vi



 

 

 

 

 



                                Glossary of

                          Nonsampling Error Terms

 

 

ACCURACY

 

B2   "The quality of a survey result that is measured by the difference

     between the survey figure and the value being estimated.  The true

     value is seldom known, although it can be approximated in some

     instances." p. 48.

 

K1   "Accuracy in the general statistical sense denotes the closeness of

     computations or estimates to the exact or true values".  In a more

     specialized sense the word also occurs as meaning (a) in relation to

     an estimator, unbiassedness; (b) in relation to the reciprocal of the

     standard error, the precision (q.v.). Neither usage can be

     recommended."

 

S1   "Closeness to the true value."

 

     Comment - See CORRECT VALUE, SURVEY VALUE, and TRUE VALUE.

 

 

ALLOCATION

 

O1   The process of assigning values to units in the nonresponse group of a



     survey according to the characteristics that have been observed for

     the response group or by any other imputation procedure.

 

 

AUDIT

 

O1   The process of applying more extensive methods of measurement to a

     subsample during the scheduled conduct of a survey in order to de-

     termine the effect of nonsampling errors.

 

     Comment - See POST-AUDIT.

 

 

BIAS

 

B2   "The difference between the expected value of an estimator and the

     value that would be obtained from all the population elements with no

     corresponding errors of measurement being made.  This true value is

     what we are trying to estimate." P. 48.

 

H2   The difference between the expected value of the estimator and the

     true value being estimated.  Whenever the bias is 0, the estimator is

     said to be unbiased. p. 17.

 

K1   "Generally, an effect which deprives a statistical result of

     representativeness by systematically distorting it, as distinct from a

     random error which may distort on any one occasion but balances out on

     the average."

 

     Comment - See SYSTEMATIC ERROR.

 

 

BIAS, CONSTANT

 

C1   That component of the total bias in a survey estimator that affects

     all of the units alike. p.389.

 

 

BOUNDED RECALL

 

D4   "An interview where the respondent is reminded of what he reported in

     an earlier interview and is then asked only to report on any new

     events that occurred subsequent to the bounding interview."

N1   A method of interview that is designed to prevent shifting in time of

     expenditures reported by respondents.

     [Editor's Note-Definition was given for expenditures but may apply to

     other characteristics.]

 

S2   "Bounded recall procedures involve a series of interviews with the

     same panel of respondents.  At the beginning of the bounded interview,

     which is the second or later interview, the respondent is told about

     the expenditures reported during the previous interview, and is then

     asked about additional expenditures made since then.  The interviewer

     also checks the new expenditures reported with previous expenditures

     to make sure that no duplication has occurred." p. 83.



 

     [Editor's Note-Definition was given for expenditures but may apply to

     other characteristics.]

 

 

BOUNDING

 

B2   "Prevention of erroneous shifts of the timing of events by having the

     enumerator or respondent supply at the start of the interview (or in a

     mail survey) a record of events reported in the previous interview."

     p. 48.

 

 

CLASSIFICATION ERRORS

 

H2   Errors caused by conceptual problems and misinterpretations in the

     application of classification systems to survey data. p. 84.

 

 

 

 

 

CLASSIFICATION ERROR RATE

 

O1   The proportion of responses that have been incorrectly classified in a

     survey.

 

 

CODING

 

W1   "Coding is a technical procedure for converting verbal information

     into numbers or other symbols which can be more easily counted and

     tabulated." p. 234.

 

 

CODING ERROR

 

B3   Errors that occur during the coding of sample data.

O1   The assignment of an incorrect code to a survey response.

 

 

COMPILING ERRORS

 

H2   Errors introduced in operations on the original observations such as

     editing, coding, punching, tabulating and transcribing. p. 94.

 

 

COMPLETE COVERAGE

 

M2   "A survey (or census) should be called complete if virtually all of

     the units in the population under study are covered." p. 54.

 



     Comment - COVERAGE ERROR and INCOMPLETE COVERAGE.



 



 



COMPLETENESS RATE



 



B6   The completeness rate is the percentage of interviews in which the



     required information is given by the respondent.  This rate reflects



     in part interviewer effectiveness in the interview.  However, it is



     not independent of the rate.  A low response rate may imply that the



     respondents interviewed am more likely to be cooperative than is the



     case with a high response rate.  In a sense, the interviewer with a



     low response rate can be thought of as disposing of his uncooperative



     sample members at the door and interviewing only the relatively



     cooperative ones, therefore obtaining a higher completeness rate. p.



     13.



 



 



CONDITIONING EFFECT



 



B2   "The effect on responses resulting from the previous collection of



     data from the same respondents in  recurring surveys." p. 48.



 



 



CONTENT ERROR



 



B2   "Errors of observation or objective measurement, of recording, of



     imputation, or of other processing which results in associating a



     wrong value of the characteristic with a specified unit. (Coverage



     errors are excluded from this definition.)" p. 48.



 



 



CORRECT VALUE



 



C1   The value obtained for a unit that is without error. p. 374.



 



     Comment - See ACCURACY, SURVEY VALUE, and TRUE VALUE.



 



 



COVERAGE ERROR



 



B2   The error in an estimate that results from (1) failure to include in



     the frame all units belonging to the defined population; failure to



     include specified units in the conduct of the many (undercoverage),



     and (2) inclusion of some units erroneously either because of a



     defective frame or because of inclusion of unspecified units or



     inclusion of specified units more than once, in the actual survey



     (overcoverage)." p. 48.



 



     Comment -  NONCOVERAGE, OVERCOVERAGE and UNDERCOVERAGE.



 



 



DEFINED GOAL



 



B2   "The approximation to the true value that would be obtained if the



     survey were carried out using the specified frame, the method of



     measurement for the specified characteristic and the method of



     summarizing the events as in the survey plan." p. 49.



 



H4   "Specifications actually set forth for the statistically, if carried



     out precisely and rigorously, would yield the defined goals."



 



     Comment -  EXPECTED VALUE, IDEAL GOAL and SPECIFICATION.



 



 



DEFINITIONAL ERRORS



 



H2   Errors that occur in surveys whenever the definitions of the



     characteristics for which data are to be collected are not pertinent



     to the Purposes of the survey, or are not clear to the respondents. P.



     83.



 



                                     2



 



 



 



 



 



EDITING



 



P1   Identifying potential problems is the first objective of the editing



     process.  We also classify as editing, operations performed on the



     recorded information that are designed to conform it to the desired



     format or units.  Filling a blank on the basis of redundant



     information on the form is editing.  Similarly, when a respondent



     indicates that he has reported in pounds whereas reporting in tons was



     requested, we would regard the conversion of his figure to the speci-



     fied unit as an editing correction.  We are also inclined to classify



     as editing the supplying of missing totals where the component detail



     has been reported.



 



W1   "Editing is a preliminary step in which the responses are inspected,



     corrected and sometimes precoded according to a fixed set of rules."



     p. 234.



 



     Comment - See EDITING CHANGE and IMPUTATION.



 



 



EDITING CHANGE



 



P1   A code that is inserted on a form as a result of an editing process. 



     For example, where a woman is coded as the "wife" of the head of the



     household and the field for marital status is blank, the code for



     "married" may be inserted as an editing change in this case.



 



     Comment - See EDITING and IMPUTATION.



 



 



ERROR



 



K1   "In general, a mistake or error in the colloquial sense.  There may,



     for example, be a gross error or avoidable mistake; an error of



     reference, when data concerning one phenomenon are attributed to



     another; copying errors; an error of interpretation.



 



     "In a more limited sense the word effort is used in statistics to



     denote the difference between an occurring value and its "true" or



     "expected" value.  There is here no imputation of mistake on the part



     of a human agent; the deviation is a chance effect.  In this sense we



     have, for example, errors of observation (q.v.), errors in equations



     (q.v.), errors of the first and second kinds (q.v.) in testing



     hypotheses, and the error band (q.v.) surrounding an estimate; and



     also the normal curve of errors itself."



 



 



ERROR PLANTING



 



D1   A method of control where a set of errors is introduced into the



     material being subjected to control.  If the control were perfect, all



     the planted errors would be detected.  In practice, only a fraction is



     detected.  This fraction may obviously be used as a measure of the



     performance of the control operation. p. 153.



 



 



EQUAL COMPLETE COVERAGE



 



D3   "The equal complete coverage is by definition the result that would be



     obtained from investigation of all the sampling units in the frame



     (segments of area, business establishments, accounts, manufactured



     articles) by the same field-workers or inspectors, using the same



     definitions and procedures, and exercising the same care as they



     exercised on the sample, and at about the same period of time.  The



     concept of the equal complete coverage is fundamental to the use of



     samples.  The adjective equal signifies that the same methods must be



     used for the equal complete coverage as for the sample.  Every sample



     is a selected portion of the sampling units in the frame, hence A



     SAMPLE IS A SELECTED PORTION OF RESULTS OF THE EQUAL COMPLETE



     COVERAGE."



 



     Comment - See COVERAGE ERROR.



 



 



EXPECTED VALUE



 



H4   The hypothetical averages from the conceived replicates of the survey



     all conducted under the same essential conditions.



 



     Comment - See DEFINED GOAL, IDEAL GOAL, and SPECIFICATION.



 



 



FOLLOW-UP



 



D4   "A procedure whereby those members of a selected sample for whom a



     response is not obtained by one data collection strategy (e.g., tele-



     phone or mail) are contacted by the same or another data collection



     strategy in order to in-



 



                                     3



 



 



 



 



 



     crease response rate.  It can also be used to designate repeated



     surveys among a panel of respondents."



 



 



FRAME



 



C1   A list of the units which make up the population. p. 7.



 



K2   "Physical lists and procedures that can account for all the sampling



     units without the physical effort of actually listing them." p. 53.



 



U1   The frame consists of previously available descriptions of the objects



     or material related to the physical field in the form of maps, lists,



     directories, etc., from which sampling units may be constructed and a



     set of sampling units selected; and also information on communica-



     tions, transport, etc., which may be of value in improving the design



     for the choice of sampling units, and in the formation of strata, etc. 



     P. 7.



 



     Comment - See SAMPLED POPULATION and TARGET POPULATION.



 



 



GROSS DIFFERENCE



 



B4   The number of cases that are classified differently in the initial



     survey or census and its replication. p. 2.



 



 



IDEAL GOAL



 



H4   The set of statistics that would have been produced had all of the



     requirements been precisely defined and rigorously met constitutes the



     ideal goal of the statistical survey.



 



     Comment - See DEFINED GOAL, EXPECTED VALUE, and SPECIFICATION.



 



 



IMPUTATION



 



P1   The Process of developing estimates for missing or inconsistent data



     in a survey.  Data obtained from other units in the survey are usually



     used in developing the estimate.



 



     Example: An editing test classifies an age as wrong when a man is



     reported as 6 years of age. and also as head of the household, with a



     wife age 35 and a child age 10.  A more rational figure than the 6 is



     supplied by some procedure such as using the same age difference



     between husband and wife as appeared in the preceding household of



     similar type.



 



     Comment - See EDITING and EDITING CHANGE.



 



 



 



INCOMPLETE COVERAGE



 



M2   A survey (or census) should be called incomplete if a substantial



     number of the units in the population under study ate arbitrarily



     excluded. p. 54.



 



     Comment - See COMPLETE COVERAGE and COVERAGE ERROR.



 



 



INDEX OF INCONSISTENCY



 



B1   The proportion of the total variance of a characteristic that is



     accounted for by the response variance.



 



 



INTERVIEWER BIAS



 



K1   Bias in the responses which is the direct result of the action of the



     interviewer.



 



 



INTERVIEWER ERROR



 



O1   Errors in the responses obtained in a survey that are due to actions



     of the interviewer.



 



 



INTERVIEWER VARIANCE



 



B2   "That component of the nonsampling variance which is due to the



     different ways in which different interviewers elicit or record



     responses." p. 48.



 



ITEM NONRESPONSE



 



B5   "The type of nonresponse in which some questions, but not all, are



     answered for a particular unit." P. 914.



 



01   The type of nonresponse in which a question is missed for an



interviewed unit.



 



 



LIMITS OF ERROR



 



D3   The limits of error are the maximum overestimate and the maximum



     underestimate from the combination of the sampling and the nonsampling



     errors.



 



 



MEAN SQUARE ERROR



 



K1   "The second moment of a set of observations about Some arbitrary



     origin. if that origin is the



 



                                     4



 



 



 



 



 



     mean of the observations, the mean-square deviation is equivalent to



     the variance (q.v.)."



 



S1   "Mean value over trials of the square of the response error.  It may



     be expressed as the sum of variances, covariances and the square of



     the response bias."



 



O1   The variance of the estimate plus the bias squared.



 



 



MEASUREMENT ERROR



 



B2   "(1) As applied to individual units of analysis, measurement error



     means the difference between the observed or imputed value and the



     true value. (2) As applied to an estimate, measurement error means the



     difference between the estimate and the true value, thus including all



     sampling as well as nonsampling errors." p. 48.



 



 



MEMORY ERROR



 



M2   Errors associated with the recall of answers to questions about the



     past. p. 45.



 



 



NET DIFFERENCE



 



B4   The net difference of a tabulated figure for a given class is the



     difference between the total for the class obtained in the reinterview



     (or appropriate records) and the original survey. p. 3.



 



 



NON CONTACT



 



O1   A type of nonresponse in which the interviewer has not been Able to



     contact the respondent.



 



 



NONCOVERAGE



 



C1   "Failure to locate or to visit some units in the sample." p. 360.



 



K2   "Refers to the negative error of failure to include elements that



     would properly belong in the sample." p. 529.



 



     Comment - See COVERAGE ERROR, OVERCOVERAGE, and UNDERCOVERAGE.



 



 



NONINTERVIEW



 



01   The type of nonresponse in which no information is available from



     occupied sample units for such reasons as: not at home, refusals,



     incapacity and lost schedules.



 



 



NONINTERVIEW ADJUSTMENT



 



01   A method of adjusting the weights for interviewed units in a survey to



     the extent needed to account for occupied sample units for which no



     information was obtained.



 



 



NONOBSERVATION ERROR



 



K2   "Failure to obtain data from parts of the survey population which



     results from two sources: noncoverage and nonresponse." p. 527.



 



 



NON RESPONDENT



 



M2   Those persons in a sample from whom information has not been obtained.



     p. 172.



 



 



NONRESPONSE



 



B2   "The failure 10 elicit responses for units of analysis in a population



     or sample because of various reasons such as absence from home,



     failure to return questionnaires. refusals. omission of one or more



     entries in a form, vacant houses, etc." p. 50.



 



C1   "We shall use the term nonresponse to refer to the failure to measure



     some of the units in the selected sample." p. 355.



 



K1   "In sample surveys, the failure to obtain information from a



     designated individual for any reason (death, absence, refusal to



     reply) is often called a nonresponse and the proportion of such



     individuals of the sample aimed at is called the nonresponse rate.  It



     would be better, however, to call this a "failure" rate or a "non-



     achievement" rate and to confine "nonresponse" to those cases where



     the individual concerned is contacted but refuses to reply or is



     unable to do so for reasons such as deafness or illness."



 



K2   "Nonresponse refers to many sources of failure to obtain observations



     (responses, measurements) on some elements selected and designated for



     the sample.,, p. 532.



 



 



NONRESPONSE RATE



 



D4   "The complement of response rate.  The numerator is those eligible



     respondents selected in a sample for whom information is not obtained



     because of refusals, not found at home, unavailable by reason of



     illness, incompetence, lan-



 



                                     5



 



 



 



 



 



     guage difficulty, etc.  The denominator is the total number of



     eligible respondents initially selected for the sample."-p. 46.



 



 



NONSAMPLING ERROR



 



B2   "The error in an estimate arising at any stage in a survey from such



     sources as varying interpretation of questions by enumerators, unwill-



     ingness or inability of respondents to give correct answers,



     nonresponse, improper coverage, and other sources exclusive of



     sampling error.  This definition includes all components of the Mean



     Square Error (MSE) except sampling variance." p. 50.



 



K1   "An error in sample estimates which cannot be attributed to sampling



     fluctuations.  Such errors may arise from many different sources such



     as defects in the frame, faulty demarcation of sample-units, defects



     in the selection of sample units, mistakes in the collection of data



     (due to personal variations or misunderstandings or bias or negligence



     Or dishonesty on the part of the investigator or of the interviewee),



     mistakes at the stage of the processing of the data, etc.



 



     "The term "response error" is sometimes used for mistakes in the



     collection of data and would not, strictly speaking, cover errors due



     to nonresponse.  The use of the word "bias" in the place of error,



     e.g. "response bias" is not uncommon.  The term "ascertainment error"



     (Mahalanobis) is preferable as it would include errors due to



     nonresponse and also cases of collection of data by methods other than



     interviewing, e.g. direct physical observation of fields for crop



     estimates."



 



     Comment - See OBSERVATIONAL ERROR and RESPONSE ERROR.



 



 



NOT AT HOME



 



C1   "Persons who reside at home but are temporarily away from the house."



     p. 360.



 



 



OBSERVATIONAL ERROR



 



K1   "This term ought to mean an error of observation but sometimes occurs



     as meaning a response error."



 



K2   "Errors which are caused by obtaining and recording observations



     incorrectly." p. 520.



 



     Comment - See NONSAMPLING ERROR and RESPONSE ERROR.



 



 



OVERCOVERAGE



 



 



K2   "Positive errors which occur due to the inclusion in the sample of



     elements that do not belong there." p. 529.



     Comment - See COVERAGE ERROR, NONCOVERAGE, and UNDERCOVERAGE.



 



 



POST-AUDIT



 



O1   The process of applying more extensive methods of measurement to a



     subsample after the scheduled conduct of a survey in order to



     determine the effect of nonsampling errors.



 



     Comment - See AUDIT.



 



 



PRECISION



 



B2   "The quality of a sample result that is measured by the difference



     between the sample result and the result which would be obtained if a



     complete count were taken using the same survey procedures.  Same as



     reliability.  Usually defined by stating the sampling error." p. 50.



 



C1   Refers to the size of deviations from the mean obtained by repeated



     application of the sampling procedure. p. 16.



 



K2   "The difference between a sample result and the result of a complete



     count taken under the same conditions ... or the reliability." p. 10.



 



H3   A measure of how close the set of possible sample estimates for a



     particular sample design may be expected to come to the value being



     estimated. p. 7.



 



K1   "In exact usage precision is distinguished from accuracy.  The latter



     refers to closeness of an observation to the quantity intended to be



     observed.  Precision is a quality associated with a class of



     measurements and refers to the way in which repeated observations



     conform to themselves; and in a somewhat narrower sense refers to the



     dispersion of the observations, or some measure of it, whether or not



     the mean value around which the dispersion is measured approximates to



     the "true" value.  In general the



 



                                     6



 



 



 



 



 



     precision of in estimator varies with the square root of the number of



     observations upon which it is based."



 



 



PREFERRED TECHNIQUE



 



D3   "Any result, whatever it be, is the result of applying some set of



     operations.  Although there is no true value, we do have the liberty



     to define and to accept a specified set of operations as preferred,



     and the - results thereof as a master standard (so-called by Harold D.



     Dodge).  Thus, there may be, by agreement of the experts in the



     subject-matter for any desired property of the material, a preferred



     survey-technique."



 



     Comment - See WORKING TECHNIQUE



 



 



PROCESS CONTROL



 



B2   A statistical quality control technique where frequent small samples



     are taken and evaluated to control clerical operations. p. S.



 



 



QUALITY CHECK



 



M2   "An intensive study of a small sample (relative to the size of the



     survey) where every effort is made to attain the highest level of



     accuracy possible." p. 396.



 



 



QUALITY CONTROL



 



B2   "Observation and procedure used.in any operation of a survey in order



     to prevent or reduce the effect of nonsampling errors." p. 50.



 



K1   "A method of controlling the quality of a manufactured product which



     is produced in large numbers.  It aims at tracing and eliminating



     systematic variations in quality, or reducing them to an acceptable



     level, leaving the remaining variation to chance.  The process is then



     said to be statistically under control."



 



 



RECALL



 



N1   A method of obtaining information by means of an interview in which



     the respondent is required to remember past events.  A common applica-



     tion is the recall of consumer expenditures.



 



     Comment - See BOUNDED RECALL and UNBOUNDED RECALL.



 



 



RECALL ERRORS



 



H2   "Many questions in surveys refer to happenings or conditions in the



     past, and there is a problem in both remembering the event and of



     associating it with the correct time period." p. 84.



 



 



RECALL LOSSES



 



N1   Omissions of expenditures due to forgetting of items.



 



     [Editor's Note - Definition was given for expenditures but may apply



     to other characteristics.]



 



 



RECALL PERIOD



 



N1   Refers to the period of time for which the resident's report of



     expenditures is to be utilized.



 



     [Editor's Note  Definition was given for expenditures but may apply to



     other characteristics.]



 



 



RECORD CHECK



 



B2   "A study in which data on individual units obtained by one method of



     data collection are checked against data for the same units from



     available records obtained by a different method of data collection



     (for example, comparison of ages reported in census with information



     from birth certificates)." p. 50.



 



 



REFUSAL RATE



 



K1   "In the sampling of human populations, the proportions of individuals



     who, though successfully contacted, refuse to give the information



     sought.  The proportion is usually (and preferably) calculated by



     dividing the number of refusals by the total number of the sample



     which it was originally desired to achieve."



 



 



RELEVANCE



 



H4   "Standards of relevance are concerned with the difference between the



     ideal goal of a survey and the statistics called for by the survey



     specifications."



 



 



RELEVANCE ERROR



 



O1   The difference between the ideal goal of a sur-



 



                                     7



 



 



 



 



 



 



     vey and the statistics called for by the survey specifications.



 



     Comment - See RELEVANCE.



 



 



RELIABILITY



 



M1   The confidence that can be assigned to a conclusion of a probabilistic



     nature.



 



     [Editor's Note-Translation taken from Crespo, see Reference.  S1.]



 



M2   "The extent that repeat measurements made by a scale or test under



     constant conditions will give the same result (assuming no change in



     the basic characteristics - e.g., attitude -  being measured)." p.



     353.



 



S1   "The degree of confidence in terms of probability associated with



     conclusions based on a random experiment."



 



     Comment - See VALIDITY.



 



 



RESPONSE BIAS



 



B3   The difference between the average of the averages of the responses



     over a large number of independent repetitions of the census and the



     unknown average that could be measured if the census were accomplished



     under ideal conditions and without error. p. 1.



 



S1   "Difference between average reported value over trials and true



     values.  It is a combined bias as algebraic sum of all bias terms



     representing diverse source of biases."



 



 



RESPONSE DEVIATION



 



B3   "The difference between the response recorded for a person on a



     particular trial and the average of the responses over all trials for



     the same person." p. 2.



 



S1   "Difference between individual reported value and the average over



     hypothetical trials under the same general conditions."



 



 



RESPONSE ERROR



 



B2   "That part of the nonsampling error which is due to the failure or the



     respondent to report the correct value (respondent error) or the



     interviewer to record the value correctly (interviewer error).  It



     includes both the consistent response biases and the variable errors



     of response which tend to balance out." p. 50.



 



 



S1   "difference between reported and true value."



 



     Comment - See NONSAMPLING ERROR and OBSERVATIONAL ERROR.



 



 



RESPONSE RATE



 



D4   "The percentage of an eligible sample for whom information is



     obtained.  For an interview survey the numerator of the formula is the



     number of interviews.  The denominator is the total sample size. minus



     non-eligible respondents-, that is, minus those not meeting the cri-



     teria for a potential respondent as defined for that particular



     study."



 



H6   "The percentage of times an interviewer obtains interviews at sample



     addresses where contacts are made, i.e.,



 



                            Number of contacts.



                       ____________________________



 



                           Number of interviews 



 



          Since a contact must be either an interview or a refusal, the



     response rate is also equal to;



 



                            Number of Refusals



                     1 - _____________________________



 



                            Number of contacts



 



     p. 13."



 



W1   The response rate is the proportion of the eligible respondents in the



     sample who were successfully interviewed.  For example, the



     denominator may be the total number of occupied dwellings, and the



     numerator may be the number of completed interviews. p. 294.



 



 



RESPONSE VARIANCE



 



B2   "That part of the response error which tends to balance out over



     repeated trials or over a large number of interviewers." p. 50.



 



B3   "The variance among the trial means over a large number of trials." p.



     2.



 



D4   "The response variance of a survey estimator is the sum of the simple



     response variance and the correlated response variance,"



 



 



RESPONSE VARIANCE, CORRELATED



 



D4   "The correlated response variance is the contribution to the total



     variance arising from nonzero correlations (in the sense of the



     distribution of measurement errors) between the response of sample



     units."



 



                                     8



 



 



 



 



 



H1   The contribution to the total response variance from the correlations



     among response deviations.



 



 



RESPONSE VARIANCE, UNCORRELATED (SIMPLE)



 



D4   "The sample response variance contribution to the total variance



     arises from the variability of each survey response about its own



     expected value. In terms of h simple random sampling design, the



     simple response variance is the population mean of the variances of



     each population unit."



 



H1   "The variance of the individual response deviations over all possible



     trials."



 



H5   "The basic trial-to-trial variability in response, averaged over the



     elements in the population." p. 116.



 



S1   "Variance of the reported value over trials."



 



 



ROTATION BIAS



 



O1   A type of bias that occurs in panel surveys which consist of repeated



     interviews on the same units.  Although these surveys arc designated



     so that the estimates of a characteristic are expected to be nearly



     the same for each panel in the survey, this expectation has not been



     realized.  For example, an estimate from a panel that is in the survey



     for the first time may differ significantly from estimates from the



     panels that have been in the survey longer.



 



Z1   "The downward tendency in the value of the characteristics reported if



     the observation of the same units is continued over a longer period of



     time.  For example, it was found in expenditure surveys that the



     average expenditure per item per person is usually higher in the first



     week of the survey than in the second or the third." p. 203.



 



 



SAMPLE DESIGN



 



H3   A procedure that consists of a sampling plan and method of



     investigation. p. 7.



 



K1   "The usage is not uniform as regards the precise meaning of this and



     similar terms like "sample plan," "survey design," "sample plan" or



     "sampling design." These cover one or more parts constituting the



     entire planning of a (sample) survey inclusive of processing, etc. 



     The term "sampling plan" may be restricted to mean all steps taken in



     selecting the sample; the term "sample design" may cover in addition



     the method of estimation; and "survey design" may cover also other



     aspects of the survey, e.g. choice and training of interviewers,



     tabulation plans, etc.  "Sample design" is sometimes used in a clearly



     defined sense, with reference to a given frame, as the set of rules or



     specifications for the drawing of a sample in an unequivocal manner."



 



     Comment - See SURVEY DESIGN.



 



 



SAMPLE VERIFICATION



 



H2   A quality control procedure for keeping certain clerical errors at a



     satisfactory level. p. 618.



 



 



SAMPLED POPULATION



 



C1   "The population to be sampled." p. 6.



 



     Comment - See FRAME and TARGET POPULATION.



 



 



SAMPLING BIAS



 



B2   "That part of the difference between the expected value of the sample



     estimator and the true value of the characteristic which results from



     the sampling procedure, the estimating procedure, or their



     combination." p. 50.



 



 



SAMPLING ERROR (OF ESTIMATOR)



 



B2   "That part of the error of an estimator which is due to the fact that



     the estimator is obtained from a sample rather than a 100 percent enu-



     meration using the same procedures.  The sampling error has an



     expected frequency distribution for repeated samples, and the sampling



     error is described by stating a multiple of the standard deviation of



     this distribution." p. 50.



 



K1   "That part of the difference between a population value and an



     estimator thereof, derived from a random sample, which is due to the



     fact that only a sample of values is observed; as distinct from errors



     due to imperfect selection, bias in response or estimation, errors of



     obser-



 



                                     9



 



 



 



 



 



     vation and recording, etc.  The totality of Sampling errors in all



     possible samples of the same size generates the sampling distribution



     of the statistic which is being used to estimate the parent value."



 



 



SAMPLING VARIANCE



 



D4   "The sampling variance is that contribution to the total variance



     arising from the random selection of a sample, rather than a complete



     enumeration, from the population." p. 45.



 



H1   The component of the total variance of the survey that represents the



     contribution due to sampling.



 



 



SPECIFICATION



 



H4   Detailed description of the collection, compilation and presentation



     of the survey data.



 



     Comment - See DEFINED GOAL, EXPECTED VALUE and IDEAL GOAL.



 



 



SPECIFICATION ERRORS



 



M3   Errors at the planning stage because (i) data specification is



     inadequate and inconsistent with respect to the objectives of the



     survey, (ii) omission or duplication of units, incomplete units or



     faulty enumeration methods and (iii) inaccurate or inappropriate



     methods of interview. p. 451.



 



 



STANDARD ERROR OF ESTIMATE



 



 



B2   "This term refers to the sampling error, calculated as the square root



     of the variance of the estimator." p. 50.



 



K1   "An expression for the standard deviation of the observed values about



     a regression line, i.e. an estimator of the variation likely to be



     encountered in making predictions from the regression equation.  For



     example, in simple linear regression of y on x the standard error of



     estimate of y is given by ëy (1 - r2)1/2 where ëy2 is the variance of



     y and r is the correlation between y and x."



 



 



STATISTICAL AUDIT (CONTROL)



 



D2   A procedure to detect the existence of errors that are made in



     carrying out the fieldwork, the interviewing, the coding, the



     computations, and other work. p. 71.



 



 



 



SURVEY DESIGN



 



H3   "By the survey design will be meant the sample design together with



     the questionnaire and the method of obtaining the information from the



     sample, or, more generally, the method of measurement.  Thus, the



     survey design includes the plans for all the parts of the survey



     except the statement of the objectives.  It includes:



 



     (a)  The questionnaire,



     (b)  Decision on method of observation or interview,



     (c)  Sample design,



     (d)  Choice and training of interviewers,



     (e)  Assignments of interviewers,



     (f)  Decisions on treatment of noninterviews,



     (g)  Estimation equations,



     (h)  Processing of questionnaires,



     (i)  Preparation of tables,



     (j)  Studies of precision and accuracy of information,



 



     as well as instructions and methods followed for carrying through



     these operations." p. 8.



 



     Comment - See SAMPLE DESIGN.



 



 



SURVEY VALUE



 



B5   "A value obtained in a complete survey which is intended to be the



     "true" value, but which may not be the same because the "Me" data



     cannot be collected, the population cannot be defined exactly, or



     there are uncontrollable biases in the process of collecting and



     assembling the data.  For example, age may be poorly reported if



     someone other than the person involved responds; sometimes the person



     himself does not know his age." P. 913.



 



     Comment - See ACCURACY, CORRECT VALUE and TRUE VALUE.



 



 



SYSTEMATIC ERROR



 



K1   "As opposed to a random error, an error which is in some sense



     biassed, that is to say, has a distribution with mean (or some equally



     acceptable measure of location) not at zero."



 



     Comment -See BIAS.



 



                                    10



 



 



 



 



 



TABULATION ERRORS



 



M3   Errors occurring during the tabulation stage of survey procedures. p.



     451.



 



 



TARGET POPULATION



 



C1   "The population about which information is wanted." p. 6.



 



     Comment -  The FRAME and SAMPLED POPULATION.



 



 



TELESCOPING



 



R1   The tendency of the respondent to allocate an event to a period other



     than the reference period (also called border bias). p. 21 1.



 



S2   "A telescoping error occurs when the respondent misremembers the



     duration of an event.  While one might imagine that errors would be



     randomly distributed around the true duration, the errors are



     primarily in the direction of remembering an event as having occurred



     more recently than it did.  This is due to the respondent's wish to



     perform the task required of him.  When in doubt, the respondent



     prefers to give too much information rather than too little." p. 69.



 



 



TEMPORARILY ABSENT



 



O1   A sampling unit for which a respondent cannot be contacted during the



     survey period.



 



 



TRUE VALUE



 



B5   "An idealized concept of a quantity which is to be measured; in some



     cases it can be achieved. but in others there is disagreement as to



     the definition of the quantity.  Illustrations are the number of



     persons who are "unemployed," and the dollar value of farm sales. "In



     most surveys an approximation to the "true" value is used, defined in



     such a way that one would expect to be able to measure it provided



     there were sufficient time, money, knowledge of techniques, etc., and



     no errors in the reporting, collection, and processing of the data."



     p. 913.



 



D2   A population value determined by a specified set of operations that



     one preferred, and the results thereof as a master standard. p. 62.



 



S1   That result which would be obtained with perfect measuring instruments



     and without committing any error of any type both in collecting the



     primary data and in carrying out mathematical operations.



 



     Comment - See ACCURACY, CORRECT VALUE and SURVEY VALUE



 



 



UNBOUNDED RECALL



 



N1   "Ordinary type of recall, where respondents are asked for expenditures



     made since a given date and no control is exercised over the possi-



     bility that respondents may erroneously shift some of their



     expenditures reports into or out of the recall period."



     [Editor's Note - Definition was given for expenditures but may apply



     to other characteristics.]



 



     Comment - See BOUNDED RECALL and RECALL.



 



 



UNDERCOVERAGE



 



B2   "The error in an estimate that results from failure to include in the



     frame all units belonging to the defined population." p. 48.



 



O1   A type of nonsampling error that results from either failure to



     include all appropriate sampling units in the frame or failure to



     include some of the units that are already on the frame.



 



     Comment - COVERAGE ERROR, OVERCOVERAGE and NONCOVERAGE.



 



 



VALIDITY



 



D4   "A valid measure is one that measures what it claims to and not



     something else.  Validity is a continuous concept so most measures



     fall between total validity and total nonvalidity.  A totally valid



     measure is one without bias."



 



 



VARIANCE, INTERACTION TERM



 



D4   interaction contribution to the total variance of estimate is that



     component arising from a non-zero covariance between measurement error



     and sampling error:



 



 



VERIFICATION DEPENDENT



 



B6   A method of verifying quality in which



 



                                    11



 



 



 



 



 



     high level clerks review the work of production coders and determine



     whether or not the codes assigned are correct.



 



 



VERIFICATION, INDEPENDENT



 



B6   A method of verifying coding quality in which two or more independent



     codings of items are conducted for an identical sample of persons and



     then the coding results are matched.



 



 



WORKING TECHNIQUE



 



D3   "Unfortunately, it often happens that the preferred technique, usable



     on a laboratory-scale, is too expensive to apply in a full-scale



     survey, or it may be objectionable otherwise.  Experts in the subject-



     matter must then supply also a working technique.  Thus, the preferred



     technique by which to define a person's age might be to compute the



     difference in time between today and the date shown on his birth-



     certificate.  But some people don't have birth certificates at all,



     and few people have them handy.  Moreover, some people would not be



     happy with an interviewer who asked for birth certificates.  The



     Passport Division can ask for birth certificates, but interviewers may



     only ask the person how old be is, and record the result.  This would



     be the working technique by which to measure age."



 



     Comment - PREFERRED TECHNIQUE.



 



 



                               Bibliography



 



B1.  Bershad, Max A. (1964), The Index of Inconsistency for L-fold



     Classification System, Unpublished Bureau of the Census Memorandum,



     Washington, D.C.



 



B2.  Bureau of the Census, Course on Nonsampling Errors, Lectures 1-9,



     International Statistics Program Center, Washington, D.C.



 



B3.  Bureau of the Census (1963), Evaluation and Research Program of the



     U.S. Censuses Of Population and Housing, 1960: Background, Procedures,



     and Forms, Series ER60, No. 1, Washington, D.C.



 



B4.  Bureau of the Census (1968), The Current Population Survey Reinterview



     Program, January 1961 through December 1966, Technical Paper No. 19,



     Washington, D.C.



 



B5.  Bureau of the Census (1976), The Statistical Abstract of the United



     States, Washington, D.C.



 



B6.  Bureau of the Census (1965), United States Census of Population and



     Housing 1960: Quality Control of Preparatory Operations, Microfilming



     and Coding, Washington, D.C.



 



C1.  Cochran, W. G. (1963), Sampling Techniques, J. Wiley and Sons, Inc. 



     New York.



 



D1.  Dalenjus, Tore (1974), Ends and Means of Total Survey Design,



     University of Stockholm, Stockholm.



 



D2.  Deming, W. Edwards (1960), Sample Design in Business Research, J.



     Wiley and Sons, Inc., New York.



 



D3.  Deming, W. Edwards (1960), Uncertainties in Statistical Data, and



     Their Relation to the Design and Management of Statistical Surveys and



     Experiments, Bulletin of the International Statistical Institute,



     Tokyo.



 



D4.  Department of Health, Education and Welfare (1975), Advances in Health



     Survey Research Methods, Research Proceedings Series, DHEW Publication



     No. (HRS) 77-3154, Washington, D.C.



 



H1.  Hansen, M. H., Hurwitz, W. N., and Bershad, M. A. (1960), Measurement



     Errors in Censuses and Surveys, Bulletin of the International



     Statistical Institute, Tokyo.



 



                                    12



 



 



 



 



 



H2.  Hansen, M. H., Hurwitz, W. N. and . Madow, W.O. (1953) Sample Survey



     Methods and Theory, Volume I., Methods and Applications, J. Wiley and



     Sons, Inc., New York.



 



H3.  Hansen, M. H., Hurwitz, W. N., and Madow, W. G. (1953), Sample Survey



     Methods and Theory, Volume II, Theory, J. Wiley and Sons, Inc., New



     York.



 



H4.  Hansen, M. H., Hurwitz, W. N., and Pritzker, L. (1967),



     Standardization of Procedures for the Evaluation of Data: Measurement



     Errors and Statistical Standards in the Bureau of the Census, Bulletin



     of the International Statistical Institute, Sydney.



 



H5.  Hansen, M. H., Hurwitz, W. N., and Pritzker, L. (1964), The Estimation



     and Interpretation of Gross Differences and the Simple Response



     Variance, Contributions to Statistics, Statistical Publishing Society,



     Calcutta.



 



H6.  Hauck, Mathew and Steinkamp, Stanley (1964), Survey Reliability and



     Interviewer Competence, Studies in Consumer Savings, No. 4, Bureau of



     Economic and Business Research, University of Illinois, Urbana.



 



K1.  Kendall, M. G. and Buckland, W. R. (1960), A Dictionary of Statistical



     Terms, Oliver and Boyd, Edinburgh.



 



K2.  Kish, Leslie (1965), Survey Sampling, J. Wiley and Sons, Inc., New



     York.



 



M1.  Morice, E. (1968), Dictionnaire de Statistique, Paris.



 



M2.  Moser, C. A. and Kalton, G. (1971), Survey Methods in Social



     Investigation, Second Edition, Basic Books, Inc., New York.



 



M3.  Murthy, M. (1967).  Sampling Theory and Methods, Statistical



     Publishing Society, Calcutta.



 



N1.  Neter, J. and Waksberg, J. (1965), Response Errors in Collection of



     Expenditures Data by Household Interviews: An Experimental Study,



     Technical Paper No. II, Bureau of the Census, Washington, D.C.



 



O1.  OMB Subcommittee on Nonsampling Errors (1976), Washington, D.C.



 



P1.  Pritzker, L., Ogus, J., and Hansen, M. H. (1965), Computer Editing



     Methods - Some Applications and Results, Bulletin of the International



     Statistical Institute, Belgrade.



 



R1.  Raj, D. ( 1972).  The Design of Sample Surveys, McGraw-Hill Book



     Company, New York.



 



S1.  Sanchez-Crespo, J. L. (1975), Notes on the Accuracy, Precision and



     Reliability of Statistical Data, Bulletin of the International



     Statistical Institute, Warsaw.



 



S2.  Sudman, Seymour and Bradburn, Norman (1974), Response Effects in



     Survey, Aldine Publishing Company, Chicago.



 



U1.  United Nations (1964), Recommendations for the Preparation of Sample



     Survey Reports (Provisional Issue), Series C, No. 1, Rev. 2., New



     York.



 



W1.  Warwick, Donald P. and Lininger, Charles A. (1975), The Sample Survey:



     Theory and Practice, McGraw-Hill Book Company, New York.



 



Z1.  Zarkovich, S. S. (1699), Quality of Statistical Data, Food and



     Agriculture organization of the United Nations, Rome.



 



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