About the FAEC
Purpose:
To discuss and coordinate issues affecting the Federal audit community with
special emphasis on audit policy and operations of common interest to Federal Audit
Executive Council (FAEC) members
Charter:
FAEC Charter
reissued and attested by Michael R. Phillips, Chair 11/09/09, to amend the membership
language to include related organizations identified in the CIGIE Charter.
Contact Us:
- Chair ~ Dr. Brett Baker, AIGA NSF
- Vice Chair ~ TBA
FAEC Standing Committees:
- Audit Issues
- Financial Statements
- Information Technology
- Professional Development
- Contracting
- Annual Conference
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Speaker Presentations
- FAEC Meeting - August 22, 2012
- FAEC Training Series - June 14, 2012
- FAEC Procurement Conference, April 17, 2012
- GAO Information Security Issues;
GAO; 04/18/12
- Review of the Usefulness of the Small Business Innovation Research
Tech-Net Database;
Small Business Administration; 02/15/12
- Data Mining (DM) Tools Helping 11 Agencies Identify Fraud in Small
Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) Programs; Arnold Pettis and David Gadren, NASA; 02/15/12
- ARRA: New Model for Government-wide Reporting The Era of
Accountability and Transparency; Recovery Accountability and Transparency Board; 11/16/11
- Biographies of Recovery Accountability and Transparency Board Speakers; 11/16/11
- Improper Payments; Rona Lawson, Social Security Administration OIG; 11/16/11
- Biography of Rona Lawson, Social Secutity Administration; 11/16/11
- Key Risks for Government Auditing in FY2012; Sampriti Ganguli, Managing Director, Corporate Executive Board; 02/16/11
- Suspension & Debarment Overview; Steve Bross, NSF OIG & Mona Mafi, EPA OIG; 10/26/10
- Framework for Grant Oversight; Brett M. Baker, Ph.D, CPA, CISA, AIGA NSF; 10/26/10
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Reference Materials & Tools
Contract Risk Assessment Tools (September 2009)
HHS-OIG Data Quality Reviews (September 2009)
Forensic Audit and Automated Oversight (September 2009)
OIG Recruiting Presentation; .ppt format (June 2009)
Fraud Indicators in Procurement and Other Defense Activities (May 2009)
FISMA Framework (September 2006)
PCIE/GAO Financial Audit Manual Alert; August 2006
OMB's FY 2006 FISMA Reporting Requirments
Guide for Conducting External Quality Control Reviews of the Audit Operations of Offices
of Inspector General
Financial Statement Contracting Samples & Tools
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Training
- Peer Review Training, August 16, 2012
7 CPEs will be awarded. Who: Reviewers and Agency QA staff/liaisons to the peer review for next cycle have first priority. Registration: Send attendee names, agency, titles and email addresses to: jhornste@nsf.gov by August 3rd
- FAEC 2011 Training Conference: The Future of Accountability; September 8-9, 2011
Clicking on the above link takes you to the Agenda, Slides (in powerpoint & adobe acrobat format), & biographies included
- Peer Review Training, February 2012
- Peer Review Training Agenda; in .pdf format
- Presenter Biographies; in .pdf format
- Guide for Conducting External
Peer Reviews of the Audit Organizations of Federal Offices of Inspector General (03/09); in .pdf format
- Peer Review Guide Overview; Bob Taylor Treasury OIG
(in .pdf format)
(in .pptx format)
- Section 1: Guidelines for OIG Quality Control and Assurance Program; Kieu Rubb,
Treasury OIG
(in .pdf format)
(in .pptx format)
- Getting Ready, Section 2, Memorandum of Understanding, and Appendix A;
Allan Sherman
(in .pdf format)
(in .ppt format)
- Optional Audit Staff Questionnaire; Carolyn Davis
(in .pdf format)
(in .ppt format)
- Appendix B, Checklist for Review of Adherence to Selected General and Other Standards;
Kieu Rubb, Treasury OIG
(in .pdf format)
(in .pptx format)
- Appendix D, Attestation Engagements; Carolyn Davis
(in .pdf format)
(in .ppt format)
- Appendix E, Checklist for Review of Performance Audits; Ashton Coleman,
Defense OIG (in .pdf format)
(in .ppt format)
- Appendix C, Checklist for Review of Financial Audits Performed by the OIG;
Mary Harmison, FTC OIG
(in .pdf format)
(in .ppt format)
- Appendix F, Checklist for Review of Monitoring Performed over Contracted
Audits and Attestation Engagements by Non-Federal Auditors; Kieu Rubb,
Treasury OIG
(in .pdf format)
(in .ppt format)
- Peer Review Reporting; Vicki McAdams, Naval Audit Service, Director of Policy
(in .pdf format)
(in .ppt format)
- FAEC Contracting Committee Recommended Basic Contract Trainining
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Audit Community Reports & Survey Results
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Audit Related Organizations
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