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Amex Rulemaking
Note: American Stock Exchange is now known as NYSE MKT LLC. All filings by NYSE MKT LLC will be posted to the NYSE MKT page. Filings with "Amex" as part of the file number will continue to be posted to this page.
We encourage the public to submit comments on the following American Stock Exchange LLC (Amex) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Amex File Number List for 2008
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-Amex-2008-68 |
| 34-59055 |
Dec. 4, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to the Listing and Trading Options on Shares of the iShares COMEX Gold Trust and the iShares Silver Trust
Comments due: December 31, 2008
Additional File Nos.: SR-BSE-2008-51; SR-CBOE-2008-72; SR-ISE-2008-58; SR-NYSEArca-2008-66; and SR-Phlx-2008-58
|
SR-Amex-2008-70 |
| 34-59050 |
Dec. 3, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 thereto, to Revise its Initial Listing Process to Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-application Eligibility Review Process, and Upgrade its Listing Requirements by Eliminating the Alternative Listing Standards
See also: Notice: Rel. No. 34-58570
|
SR-Amex-2008-51 |
| 34-58923 |
Nov. 10, 2008 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts)
See also: Notice: Rel. No. 34-58625
|
SR-Amex-2008-53 |
| 34-58814 |
Oct. 20, 2008 |
Order Granting Approval of Proposed Rule Change Related to Amendments to Rule 925 (Confirmations) and Rule 921 (Opening of Accounts)
See also: Notice: Rel. No. 34-58466
|
SR-Amex-2008-60 |
| 34-58716 |
Oct. 2, 2008 |
Order Granting Approval of a Proposed Rule Change Relating to Margin Requirements for Fixed Return Options
See also: Notice: Rel. No. 34-58341
|
SR-Amex-2008-73 |
| 34-58712 |
Oct. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by American Stock Exchange LLC Relating to the Amex Price List After The Acquisition of NYSE Euronext
Comments due: October 30, 2008
|
SR-Amex-2008-63 |
| 34-58705 |
Oct. 1, 2008 |
Order Granting Approval of Proposed Rule Change to Establish New Membership, Member Firm Conduct, and Equity Trading Rules Following the Exchange’s Acquisition by NYSE Euronext
See also: Notice: Rel. No. 34-58265
|
| Third Quarter |
SR-Amex-2008-64 |
| 34-58678 |
Sep. 29, 2008 |
Order Approving the Adoption of New Rule 478T To Set Forth the Temporary Procedures That Will Apply To Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of Amex by NYSE Euronext
See also: Notice: Rel. No. 34-58286
|
SR-Amex-2008-62 |
| 34-58673 |
Sep. 29, 2008 |
Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 4 Thereto, Relating to the Acquisition of the Amex by NYSE Euronext
Comments due: October 24, 2008
Additional File No.: SR-NYSE-2008-60
See also: Notice: Rel. No. 34-58284
|
SR-Amex-2008-65 |
| 34-58650 |
Sep. 25, 2008 |
Order Approving Proposed Rule Change to Allow Issuers of Exchange-Traded Funds (“ETFs”) and Structured Products Who Are Voluntarily Delisting the Securities From the Exchange and Re-Listing on Another National Securities Exchange to Submit to the Exchange a Letter from an Authorized Officer of the Issuer Rather Than a Certified Copy of Board of Directors Resolutions
See also: Notice: Rel. No. 34-58364
|
SR-Amex-2008-51 |
| 34-58625 |
Sep. 23, 2008 |
Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts)
Comments due: October 21, 2008
See also: Order: Rel. No. 34-58923
|
SR-Amex-2008-72 |
| 34-58606 |
Sep. 19, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the American Stock Exchange LLC Temporarily Suspending The Requirements of Its Rules Concerning the Approval of New Member Organizations in Order to Approve Barclays Capital Inc. Immediately and Provisionally as a New Member Organization
Comments due: October 16, 2008
|
SR-Amex-2008-70 |
| 34-58570 |
Sep. 17, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Revise its Initial Listing Process to Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-application Eligibility Review Process, and Upgrade its Listing Requirements by Eliminating the Alternative Listing Standards
Comments due: October 15, 2008
See also: Order: Rel. No. 34-59050
Comments received are available for this notice.
|
SR-Amex-2008-69 |
| 34-58516 |
Sep. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Listing and Trading of Options on Section 107 Securities
Comments due: October 9, 2008
|
SR-Amex-2008-53 |
| 34-58466 |
Sep. 5, 2008 |
Notice of Filing of Proposed Rule Change Related to Amendments to Rule 925 (Confirmations) and Rule 921 (Opening of Accounts)
Comments due: October 3, 2008
See also: Order: Rel. No. 34-58814
|
SR-Amex-2008-67 |
| 34-58378 |
Aug. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Definition of "Independent Director" in the Amex Company Guide
Comments due: September 12, 2008
|
SR-Amex-2008-65 |
| 34-58364 |
Aug. 14, 2008 |
Notice of Filing of a Proposed Rule Change by the American Stock Exchange LLC to Allow Issuers Voluntarily Delisting ETFs and Structured Products to Submit to the Exchange a Letter from an Authorized Officer of the Issuer Rather Than a Board Resolution
Comments due: September 11, 2008
See also: Order: Rel. No. 34-58650
|
SR-Amex-2008-60 |
| 34-58341 |
Aug. 11, 2008 |
Notice of Filing of a Proposed Rule Change Relating to Margin Requirements for Fixed Return Options
Comments due: September 8, 2008
See also: Order: Rel. No. 34-58716
|
SR-Amex-2008-64 |
| 34-58286 |
Aug. 1, 2008 |
Notice of Filing of Proposed Rule Change To Adopt New Rule 478T To Set Forth the Temporary Procedures That Will Apply To Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of the Exchange by NYSE Euronext
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-58678
|
SR-Amex-2008-62 |
| 34-58284 |
Aug. 1, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Acquisition of the Exchange by NYSE Euronext
Comments due: August 28, 2008
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H, Exhibit 5I, Exhibit 5J
See also: Notice/Order: Rel. No. 34-58673
|
SR-Amex-2008-59 |
| 34-58277 |
Jul. 31, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Outdated Sections of Its Delisting Rules
Comments due: August 28, 2008
|
SR-Amex-2008-61 |
| 34-58272 |
Jul. 31, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Broad-Based Index Binary Options
Comments due: August 28, 2008
|
SR-Amex-2008-63 |
| 34-58265 |
Jul. 30, 2008 |
Notice of Filing of Proposed Rule Change Relating to the Relocation of Equities Trading After the Acquisition of the Exchange by NYSE Euronext
Comments due: August 28, 2008
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-58705
|
SR-Amex-2008-44 |
| 34-58199 |
Jul. 21, 2008 |
Order Approving a Proposed Rule Change Modifying the Provisions Governing Contacts Between Specialists and Issuers
See also: Notice: Rel. No. 34-57952
|
SR-Amex-2008-39 |
| 34-58161 |
Jul. 15, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Trust Issued Receipts that Directly Hold Investments in Certain Financial Instruments and to Permit the Listing and Trading of Shares of Fourteen Funds of the Commodities and Currency Trust
See also: Notice: Rel. No. 34-57932
|
SR-Amex-2008-40 |
| 34-58111 |
Jul. 7, 2008 |
Order Granting Approval of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
See also: Notice: Rel. No. 34-57881
|
SR-Amex-2008-52 |
| 34-58086 |
Jul. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments due: July 31, 2008
|
SR-Amex-2008-55 |
| 34-58084 |
Jul. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program
Comments due: July 31, 2008
|
SR-Amex-2008-57 |
| 34-58083 |
Jul. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program
Comments due: July 31, 2008
|
| Second Quarter |
SR-Amex-2008-54 |
| 34-58067 |
Jun. 30, 2008 |
Notice of Filing of Proposed Rule Change Relating to Closed-End Fund of Hedge Fund Listing Requirements
Comments due: July 30, 2008
Comments received are available for this notice.
 Submit comments on SR-Amex-2008-54
|
SR-Amex-2008-49 |
| 34-58060 |
Jun. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 107 of the Company Guide
Comments due: July 30, 2008
|
SR-Amex-2008-36 |
| 34-58057 |
Jun. 30, 2008 |
Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust
See also: Notice: Rel. No. 34-57925
|
SR-Amex-2008-50 |
| 34-58037 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Pilot Program that Reduces the Minimum Number of Contracts Required for a FLEX Equity Option Opening Transaction in a New Series and to Modify the Minimum Value Size for an Opening Transaction in a Currently-Opened FLEX Equity Series
Comments due: July 23, 2008
|
SR-Amex-2008-44 |
| 34-57952 |
Jun. 11, 2008 |
Notice of Filing of Proposed Rule Change Modifying the Provisions Governing Contacts Between Specialists and Issuers
Comments due: July 9, 2008
See also: Order: Rel. No. 34-58199
|
SR-Amex-2008-39 |
| 34-57932 |
Jun. 5, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to the Listing and Trading of Trust Issued Receipts that Directly Hold Investments in Certain Financial Instruments and to Permit the Listing and Trading of Shares of Fourteen Funds of the Commodities and Currency Trust
Comments due: July 3, 2008
See also: Order: Rel. No. 34-58161
|
SR-Amex-2008-36 |
| 34-57925 |
Jun. 5, 2008 |
Notice of Filing of a Proposed Rule Change Relating to the Listing and Trading of Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust
Comments due: June 26, 2008
See also: Order: Rel. No. 34-58057
|
SR-Amex-2008-42 |
| 34-57918 |
Jun. 4, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Equity Linked Term Notes
Comments due: July 2, 2008
|
SR-Amex-2008-14 |
| 34-57916 |
Jun. 4, 2008 |
Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, to Amend Rule 903C to Permit the Listing and Trading of Additional Index Options Series
See also: Notice: Rel. No. 34-57707
|
SR-Amex-2008-45 |
| 34-57902 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Note Transaction Fees
Comments due: June 30, 2008
|
SR-Amex-2008-15 |
| 34-57894 |
May 30, 2008 |
Order Granting Approval of a Proposed Rule Change, as Modified, and Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified, Relating to Listing and Trading Options on the SPDR Gold Trust
Comments due: June 26, 2008
|
SR-Amex-2008-40 |
| 34-57881 |
May 29, 2008 |
Notice of Filing of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
Comments due: June 25, 2008
See also: Order: Rel. No. 34-58111
|
SR-Amex-2008-38 |
| 34-57856 |
May 23, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fixed Return Option Transaction Fees
Comments due: June 20, 2008
|
SR-Amex-2008-41 |
| 34-57852 |
May 22, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust
Comments due: June 20, 2008
|
SR-Amex-2007-107 |
| 34-57829 |
May 16, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Section 31 Related Fees
See also: Notice: Rel. No. 34-57641
|
SR-Amex-2008-30 |
| 34-57818 |
May 15, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares
See also: Notice: Rel. No. 34-57631
|
SR-Amex-2008-34 |
| 34-57794 |
May 7, 2008 |
Order Approving a Proposed Rule Change to Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants
See also: Notice: Rel. No. 34-57578
|
SR-Amex-2008-37 |
| 34-57770 |
May 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Roll-Out of the Amex Book Clerk Program
Comments due: May 30, 2008
|
SR-Amex-2008-17 |
| 34-57739 |
Apr. 30, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities
See also: Notice: Rel. No. 34-57539
|
SR-Amex-2007-129 |
| 34-57738 |
Apr. 29, 2008 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member’s Conduct in Doing Business with the Public
Comments due: May 28, 2008
See also: Notice: Rel. No. 34-57527
|
SR-Amex-2008-14 |
| 34-57707 |
Apr. 24, 2008 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Amend Rule 903C to Permit the Listing and Trading of Additional Index Options Series
Comments due: 21 days after publication in the Federal Register
See also: Order: Rel. No. 34-57916
|
SR-Amex-2008-07 |
| 34-57693 |
Apr. 21, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Currency Forward Pricing for Currency-Linked Securities
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2007-131 |
| 34-57660 |
Apr. 14, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Generic Listing Standards For Index Multiple Fund Shares and Index Inverse Fund Shares
See also: Notice: Rel. No. 34-57451
|
SR-Amex-2008-35 |
| 34-57645 |
Apr. 10, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify that Current Limitations on the Trade Allocation Match for Registered Traders in ETFs Also Apply to DARTs
Comments due: May 8, 2008
|
SR-Amex-2008-32 |
| 34-57644 |
Apr. 10, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Allocation of Executed Options Contracts
Comments due: May 8, 2008
|
SR-Amex-2007-107 |
| 34-57641 |
Apr. 9, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to Section 31 Related Fees
Comments due: May 7, 2008
See also: Order: Rel. No. 34-57829
|
SR-Amex-2008-30 |
| 34-57631 |
Apr. 8, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares
Comments due: May 5, 2008
See also: Order: Rel. No. 34-57818
|
SR-Amex-2008-28 |
| 34-57625 |
Apr. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates to Specialists for Options Transaction Fees Resulting from Linkage P/A Orders
Comments due: May 2, 2008
|
SR-Amex-2008-27 |
| 34-57604 |
Apr. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program for the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2008-09 |
| 34-57589 |
Apr. 1, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Linkage Fees
See also: Notice: Rel. No. 34-57373
|
| First Quarter |
SR-Amex-2008-31 |
| 34-57581 |
Mar. 31, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Quarterly Options Series Pilot Program to Permit the Listing of Additional Series
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2008-34 |
| 34-57578 |
Mar. 28, 2008 |
Notice of Filing of Proposed Rule Change to Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants
Comments due: 21 days after publication in the Federal Register
See also: Order: Rel. No. 34-57794
|
SR-Amex-2008-26 |
| 34-57562 |
Mar. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of the Options Marketing Fee Related to P/A Orders that are Routed Via the Options Linkage for Execution on an Away Options Exchange
Comments due: April 23, 2008
|
SR-Amex-2008-25 |
| 34-57541 |
Mar. 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Restore Amex's Revenue Sharing Program for ETF Quoting Participants
Comments due: April 17, 2008
|
SR-Amex-2008-23 |
| 34-57540 |
Mar. 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Designated Amex Remote Traders to Amex's Revenue Sharing Program
Comments due: April 17, 2008
|
SR-Amex-2008-17 |
| 34-57539 |
Mar. 20, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities
Comments due: April 17, 2008
See also: Order: Rel. No. 34-57739
|
SR-Amex-2008-21 |
| 34-57532 |
Mar. 19, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate the Nasdaq UTP Equity Fee Schedule
Comments due: April 16, 2008
|
SR-Amex-2008-24 |
| 34-57531 |
Mar. 19, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additional Options Classes in the Options Penny Quoting Pilot Program
Comments due: April 16, 2008
|
SR-Amex-2007-129 |
| 34-57527 |
Mar. 19, 2008 |
Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business with the Public
Comments due: April 15, 2008
See also: Notice/Order: Rel. No. 34-57738
|
SR-Amex-2008-05 |
| 34-57524 |
Mar. 18, 2008 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Smaller Reporting Companies
Comments due: April 15, 2008
|
SR-Amex-2008-02 |
| 34-57514 |
Mar. 17, 2008 |
Notice of Filing of Amendment No. 2 to Proposed Rule Change and Order Granting Accelerated Approval of Such Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Rules Permitting the Listing and Trading of Managed Fund Shares, Fees Applicable to Such Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund
Comments due: April 11, 2008
See also: Notice: Rel. No. 34-57297
|
SR-Amex-2008-19 |
| 34-57506 |
Mar. 14, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Retroactive Application of the Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads
Comments due: April 11, 2008
|
SR-Amex-2008-18 |
| 34-57502 |
Mar. 14, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Create a Delta Hedging Exemption from Equity Options Position Limits
Comments due: April 11, 2008
|
SR-Amex-2008-04 |
| 34-57485 |
Mar. 12, 2008 |
Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Index-Linked Securities
See also: Notice: Rel. No. 34-57325
|
SR-Amex-2008-22 |
| 34-57483 |
Mar. 12, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Widen the Spread Tolerances and Eliminate the Momentum Tolerances Built Into the AEMI System
Comments due: April 8, 2008
|
SR-Amex-2008-13 |
| 34-57449 |
Mar. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules Pertaining to the Terms of Index Option Contracts
Comments due: 21 days after publication in the Federal Register
Comments received are available for this notice.
|
SR-Amex-2007-131 |
| 34-57451 |
Mar. 7, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards For Index Multiple Fund Shares and Index Inverse Fund Shares
Comments due: April 3, 2008
See also: Order: Rel. No. 34-57660
|
SR-Amex-2008-16 |
| 34-57415 |
Mar. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2008-12 |
| 34-57401 |
Feb. 29, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 thereto, Relating to the Exchange’s Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2007-109 |
| 34-57400 |
Feb. 29, 2008 |
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs)
See also: Notice: Rel. No. 34-57187
|
SR-Amex-2007-79 |
| 34-57393 |
Feb. 27, 2008 |
Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Relating to Independent Directors and Audit Committee Members
See also: Notice: Rel. No. 34-56982
|
SR-Amex-2007-95 |
| 34-57384 |
Feb. 26, 2008 |
Order Granting Approval of a Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders
See also: Notice: Rel. No. 34-56343
|
SR-Amex-2008-09 |
| 34-57373 |
Feb. 22, 2008 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Options Linkage Fees
Comments due: March 20, 2008
See also: Order: Rel. No. 34-57589
|
SR-Amex-2007-115 |
| 34-57356 |
Feb. 20, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to List and Trade Shares of the SPDR® Barclays Capital Global Inflation Linked Exchange-Traded Fund
Comments due: March 18, 2008
|
SR-Amex-2008-10 |
| 34-57354 |
Feb. 19, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 918—ANTE
Comments due: March 18, 2008
|
SR-Amex-2007-36 |
| 34-57336 |
Feb. 14, 2008 |
Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements
See also: Notice: Rel. No. 34-57106
|
SR-Amex-2008-04 |
| 34-57325 |
Feb. 13, 2008 |
Notice of Filing of Proposed Rule Change Related to Index Dissemination Requirements for Index-Linked Securities
Comments due: March 6, 2008
See also: Order: Rel. No. 34-57485
|
SR-Amex-2008-11 |
| 34-57321 |
Feb. 13, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete the AEMI-One Rules
Comments due: March 12, 2008
|
SR-Amex-2008-02 |
| 34-57297 |
Feb. 8, 2008 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Shares, Fees Applicable to Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund
Comments due: March 6, 2008
See also: Notice/Order: Rel. No. 34-57514
|
SR-Amex-2008-08 |
| 34-57296 |
Feb. 8, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Percentage Orders and Passive Price Improving Orders on the AEMI Platform
Comments due: March 6, 2008
|
SR-Amex-2008-06 |
| 34-57289 |
Feb. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Amex Rule 3-AEMI
Comments due: March 5, 2008
|
SR-Amex-2006-31 |
| 34-57268 |
Feb. 4, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Annual Shareholder Meeting Requirements
See also: Notice: Rel. No. 34-57016
|
SR-Amex-2007-25 |
| 34-57248 |
Jan. 31, 2008 |
Order Approving a Proposed Rule Change, As Modified by Amendment No. 1, to Allow Registered Options Traders to Submit Electronic Quotations and Orders From Off the Amex’s Trading Floor on a Limited Basis
See also: Notice: Rel. No. 34-57011
|
SR-Amex-2007-138 |
| 34-57241 |
Jan. 31, 2008 |
Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs Called Designated Amex Remote Traders
See also: Notice: Rel. No. 34-57022
|
SR-Amex-2007-70 |
| 34-57188 |
Jan. 23, 2008 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund and the United States Gasoline Fund, LP
See also: Notice: Rel. No. 34-57042
|
SR-Amex-2007-109 |
| 34-57187 |
Jan. 23, 2008 |
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs)
Comments due: February 20, 2008
See also: Order: Rel. No. 34-57400
|
SR-Amex-2007-132 |
| 34-57181 |
Jan. 22, 2008 |
Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights
See also: Notice: Rel. No. 34-56974
|
SR-Amex-2007-20 |
| 34-57160 |
Jan. 16, 2008 |
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Related to Amending Complex Orders Procedures
See also: Notice: Rel. No. 34-56901
|
SR-Amex-2008-03 |
| 34-57154 |
Jan. 15, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to “Amex Only” Orders and Quotes
Comments due: February 13, 2008
|
SR-Amex-2007-130 |
| 34-57150 |
Jan. 15, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities, Commodity-Linked Securities, and Currency-Linked Securities
Comments due: February 12, 2008
|
SR-Amex-2007-137 |
| 34-57148 |
Jan. 15, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No.1 Thereto, to Amend Section 107D of the Amex Company Guide
Comments due: February 12, 2008
|
SR-Amex-2008-01 |
| 34-57145 |
Jan. 14, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due: February 18, 2008
|
SR-Amex-2007-89 |
| 34-57121 |
Jan. 10, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Sections 132(e), 211, and 1003(d) of the Company Guide to clarify that the Exchange may delist or deny initial listing to an issuer for misrepresenting, or omitting to provide, material information to the Exchange or for failing to provide requested information within a reasonable period of time
Comments due: February 6, 2008
|
SR-Amex-2007-141 |
| 34-57110 |
Jan. 8, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Expand, and Make Permanent, the $1 Strike Price Program
Comments due: February 4, 2008
|
SR-Amex-2007-36 |
| 34-57106 |
Jan. 4, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 to Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements
Comments due: February 4, 2008
See also: Order: Rel. No. 34-57336
|
| Amex File Number List for 2008 |
| Release No. |
Date |
Details |
SR-Amex-2008-73 |
| 34-58712 |
Oct. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by American Stock Exchange LLC Relating to the Amex Price List After The Acquisition of NYSE Euronext
Comments due: October 30, 2008
|
SR-Amex-2008-72 |
| 34-58606 |
Sep. 19, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the American Stock Exchange LLC Temporarily Suspending The Requirements of Its Rules Concerning the Approval of New Member Organizations in Order to Approve Barclays Capital Inc. Immediately and Provisionally as a New Member Organization
Comments due: October 16, 2008
|
SR-Amex-2008-70 |
| 34-59050 |
Dec. 3, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 thereto, to Revise its Initial Listing Process to Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-application Eligibility Review Process, and Upgrade its Listing Requirements by Eliminating the Alternative Listing Standards
|
| 34-58570 |
Sep. 17, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Revise its Initial Listing Process to Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-application Eligibility Review Process, and Upgrade its Listing Requirements by Eliminating the Alternative Listing Standards
Comments due: October 15, 2008
Comments received are available for this notice.
|
SR-Amex-2008-69 |
| 34-58516 |
Sep. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Listing and Trading of Options on Section 107 Securities
Comments due: October 9, 2008
|
SR-Amex-2008-68 |
| 34-59055 |
Dec. 4, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to the Listing and Trading Options on Shares of the iShares COMEX Gold Trust and the iShares Silver Trust
Comments due: December 31, 2008
Additional File Nos.: SR-BSE-2008-51; SR-CBOE-2008-72; SR-ISE-2008-58; SR-NYSEArca-2008-66; and SR-Phlx-2008-58
Submit comments on SR-Amex-2008-68
|
SR-Amex-2008-67 |
| 34-58378 |
Aug. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Definition of "Independent Director" in the Amex Company Guide
Comments due: September 12, 2008
|
SR-Amex-2008-65 |
| 34-58650 |
Sep. 25, 2008 |
Order Approving Proposed Rule Change to Allow Issuers of Exchange-Traded Funds (“ETFs”) and Structured Products Who Are Voluntarily Delisting the Securities From the Exchange and Re-Listing on Another National Securities Exchange to Submit to the Exchange a Letter from an Authorized Officer of the Issuer Rather Than a Certified Copy of Board of Directors Resolutions
|
| 34-58364 |
Aug. 14, 2008 |
Notice of Filing of a Proposed Rule Change by the American Stock Exchange LLC to Allow Issuers Voluntarily Delisting ETFs and Structured Products to Submit to the Exchange a Letter from an Authorized Officer of the Issuer Rather Than a Board Resolution
Comments due: September 11, 2008
|
SR-Amex-2008-64 |
| 34-58678 |
Sep. 29, 2008 |
Order Approving the Adoption of New Rule 478T To Set Forth the Temporary Procedures That Will Apply To Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of Amex by NYSE Euronext
|
| 34-58286 |
Aug. 1, 2008 |
Notice of Filing of Proposed Rule Change To Adopt New Rule 478T To Set Forth the Temporary Procedures That Will Apply To Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of the Exchange by NYSE Euronext
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
|
SR-Amex-2008-63 |
| 34-58705 |
Oct. 1, 2008 |
Order Granting Approval of Proposed Rule Change to Establish New Membership, Member Firm Conduct, and Equity Trading Rules Following the Exchange’s Acquisition by NYSE Euronext
|
| 34-58265 |
Jul. 30, 2008 |
Notice of Filing of Proposed Rule Change Relating to the Relocation of Equities Trading After the Acquisition of the Exchange by NYSE Euronext
Comments due: August 28, 2008
Additional Materials: Exhibit 5
|
SR-Amex-2008-62 |
| 34-58673 |
Sep. 29, 2008 |
Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 4 Thereto, Relating to the Acquisition of the Amex by NYSE Euronext
Comments due: October 24, 2008
Additional File No.: SR-NYSE-2008-60
|
| 34-58284 |
Aug. 1, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Acquisition of the Exchange by NYSE Euronext
Comments due: August 28, 2008
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H, Exhibit 5I, Exhibit 5J
|
SR-Amex-2008-61 |
| 34-58272 |
Jul. 31, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Broad-Based Index Binary Options
Comments due: August 28, 2008
|
SR-Amex-2008-60 |
| 34-58716 |
Oct. 2, 2008 |
Order Granting Approval of a Proposed Rule Change Relating to Margin Requirements for Fixed Return Options
|
| 34-58341 |
Aug. 11, 2008 |
Notice of Filing of a Proposed Rule Change Relating to Margin Requirements for Fixed Return Options
Comments due: September 8, 2008
|
SR-Amex-2008-59 |
| 34-58277 |
Jul. 31, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Outdated Sections of Its Delisting Rules
Comments due: August 28, 2008
|
SR-Amex-2008-57 |
| 34-58083 |
Jul. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program
Comments due: July 31, 2008
|
SR-Amex-2008-55 |
| 34-58084 |
Jul. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program
Comments due: July 31, 2008
|
SR-Amex-2008-54 |
| 34-58067 |
Jun. 30, 2008 |
Notice of Filing of Proposed Rule Change Relating to Closed-End Fund of Hedge Fund Listing Requirements
Comments due: July 30, 2008
Comments received are available for this notice.
Submit comments on SR-Amex-2008-54
|
SR-Amex-2008-53 |
| 34-58814 |
Oct. 20, 2008 |
Order Granting Approval of Proposed Rule Change Related to Amendments to Rule 925 (Confirmations) and Rule 921 (Opening of Accounts)
|
| 34-58466 |
Sep. 5, 2008 |
Notice of Filing of Proposed Rule Change Related to Amendments to Rule 925 (Confirmations) and Rule 921 (Opening of Accounts)
Comments due: October 3, 2008
|
SR-Amex-2008-52 |
| 34-58086 |
Jul. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments due: July 31, 2008
|
SR-Amex-2008-51 |
| 34-58923 |
Nov. 10, 2008 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts)
|
| 34-58625 |
Sep. 23, 2008 |
Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts)
Comments due: October 21, 2008
|
SR-Amex-2008-50 |
| 34-58037 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Pilot Program that Reduces the Minimum Number of Contracts Required for a FLEX Equity Option Opening Transaction in a New Series and to Modify the Minimum Value Size for an Opening Transaction in a Currently-Opened FLEX Equity Series
Comments due: July 23, 2008
|
SR-Amex-2008-49 |
| 34-58060 |
Jun. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 107 of the Company Guide
Comments due: July 30, 2008
|
SR-Amex-2008-45 |
| 34-57902 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Note Transaction Fees
Comments due: June 30, 2008
|
SR-Amex-2008-44 |
| 34-58199 |
Jul. 21, 2008 |
Order Approving a Proposed Rule Change Modifying the Provisions Governing Contacts Between Specialists and Issuers
|
| 34-57952 |
Jun. 11, 2008 |
Notice of Filing of Proposed Rule Change Modifying the Provisions Governing Contacts Between Specialists and Issuers
Comments due: July 9, 2008
|
SR-Amex-2008-42 |
| 34-57918 |
Jun. 4, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Equity Linked Term Notes
Comments due: July 2, 2008
|
SR-Amex-2008-41 |
| 34-57852 |
May 22, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust
Comments due: June 20, 2008
|
SR-Amex-2008-40 |
| 34-58111 |
Jul. 7, 2008 |
Order Granting Approval of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
|
| 34-57881 |
May 29, 2008 |
Notice of Filing of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
Comments due: June 25, 2008
|
SR-Amex-2008-39 |
| 34-58161 |
Jul. 15, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Trust Issued Receipts that Directly Hold Investments in Certain Financial Instruments and to Permit the Listing and Trading of Shares of Fourteen Funds of the Commodities and Currency Trust
|
| 34-57932 |
Jun. 5, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to the Listing and Trading of Trust Issued Receipts that Directly Hold Investments in Certain Financial Instruments and to Permit the Listing and Trading of Shares of Fourteen Funds of the Commodities and Currency Trust
Comments due: July 3, 2008
|
SR-Amex-2008-38 |
| 34-57856 |
May 23, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fixed Return Option Transaction Fees
Comments due: June 20, 2008
|
SR-Amex-2008-37 |
| 34-57770 |
May 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Roll-Out of the Amex Book Clerk Program
Comments due: May 30, 2008
|
SR-Amex-2008-36 |
| 34-58057 |
Jun. 30, 2008 |
Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust
|
| 34-57925 |
Jun. 5, 2008 |
Notice of Filing of a Proposed Rule Change Relating to the Listing and Trading of Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust
Comments due: June 26, 2008
|
SR-Amex-2008-35 |
| 34-57645 |
Apr. 10, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify that Current Limitations on the Trade Allocation Match for Registered Traders in ETFs Also Apply to DARTs
Comments due: May 8, 2008
|
SR-Amex-2008-34 |
| 34-57794 |
May 7, 2008 |
Order Approving a Proposed Rule Change to Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants
|
| 34-57578 |
Mar. 28, 2008 |
Notice of Filing of Proposed Rule Change to Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2008-32 |
| 34-57644 |
Apr. 10, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Allocation of Executed Options Contracts
Comments due: May 8, 2008
|
SR-Amex-2008-31 |
| 34-57581 |
Mar. 31, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Quarterly Options Series Pilot Program to Permit the Listing of Additional Series
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2008-30 |
| 34-57818 |
May 15, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares
|
| 34-57631 |
Apr. 8, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares
Comments due: May 5, 2008
|
SR-Amex-2008-28 |
| 34-57625 |
Apr. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates to Specialists for Options Transaction Fees Resulting from Linkage P/A Orders
Comments due: May 2, 2008
|
SR-Amex-2008-27 |
| 34-57604 |
Apr. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program for the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2008-26 |
| 34-57562 |
Mar. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of the Options Marketing Fee Related to P/A Orders that are Routed Via the Options Linkage for Execution on an Away Options Exchange
Comments due: April 23, 2008
|
SR-Amex-2008-25 |
| 34-57541 |
Mar. 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Restore Amex's Revenue Sharing Program for ETF Quoting Participants
Comments due: April 17, 2008
|
SR-Amex-2008-24 |
| 34-57531 |
Mar. 19, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additional Options Classes in the Options Penny Quoting Pilot Program
Comments due: April 16, 2008
|
SR-Amex-2008-23 |
| 34-57540 |
Mar. 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Designated Amex Remote Traders to Amex's Revenue Sharing Program
Comments due: April 17, 2008
|
SR-Amex-2008-22 |
| 34-57483 |
Mar. 12, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Widen the Spread Tolerances and Eliminate the Momentum Tolerances Built Into the AEMI System
Comments due: April 8, 2008
|
SR-Amex-2008-21 |
| 34-57532 |
Mar. 19, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate the Nasdaq UTP Equity Fee Schedule
Comments due: April 16, 2008
|
SR-Amex-2008-19 |
| 34-57506 |
Mar. 14, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Retroactive Application of the Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads
Comments due: April 11, 2008
|
SR-Amex-2008-18 |
| 34-57502 |
Mar. 14, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Create a Delta Hedging Exemption from Equity Options Position Limits
Comments due: April 11, 2008
|
SR-Amex-2008-17 |
| 34-57739 |
Apr. 30, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities
|
| 34-57539 |
Mar. 20, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities
Comments due: April 17, 2008
|
SR-Amex-2008-16 |
| 34-57415 |
Mar. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2008-15 |
| 34-57894 |
May 30, 2008 |
Order Granting Approval of a Proposed Rule Change, as Modified, and Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified, Relating to Listing and Trading Options on the SPDR Gold Trust
Comments due: June 26, 2008
|
SR-Amex-2008-14 |
| 34-57916 |
Jun. 4, 2008 |
Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, to Amend Rule 903C to Permit the Listing and Trading of Additional Index Options Series
|
| 34-57707 |
Apr. 24, 2008 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Amend Rule 903C to Permit the Listing and Trading of Additional Index Options Series
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2008-13 |
| 34-57449 |
Mar. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules Pertaining to the Terms of Index Option Contracts
Comments due: 21 days after publication in the Federal Register
Comments received are available for this notice.
|
SR-Amex-2008-12 |
| 34-57401 |
Feb. 29, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 thereto, Relating to the Exchange’s Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2008-11 |
| 34-57321 |
Feb. 13, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete the AEMI-One Rules
Comments due: March 12, 2008
|
SR-Amex-2008-10 |
| 34-57354 |
Feb. 19, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 918—ANTE
Comments due: March 18, 2008
|
SR-Amex-2008-09 |
| 34-57589 |
Apr. 1, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Linkage Fees
|
| 34-57373 |
Feb. 22, 2008 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Options Linkage Fees
Comments due: March 20, 2008
|
SR-Amex-2008-08 |
| 34-57296 |
Feb. 8, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Percentage Orders and Passive Price Improving Orders on the AEMI Platform
Comments due: March 6, 2008
|
SR-Amex-2008-07 |
| 34-57693 |
Apr. 21, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Currency Forward Pricing for Currency-Linked Securities
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2008-06 |
| 34-57289 |
Feb. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Amex Rule 3-AEMI
Comments due: March 5, 2008
|
SR-Amex-2008-05 |
| 34-57524 |
Mar. 18, 2008 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Smaller Reporting Companies
Comments due: April 15, 2008
|
SR-Amex-2008-04 |
| 34-57485 |
Mar. 12, 2008 |
Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Index-Linked Securities
|
| 34-57325 |
Feb. 13, 2008 |
Notice of Filing of Proposed Rule Change Related to Index Dissemination Requirements for Index-Linked Securities
Comments due: March 6, 2008
|
SR-Amex-2008-03 |
| 34-57154 |
Jan. 15, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to “Amex Only” Orders and Quotes
Comments due: February 13, 2008
|
SR-Amex-2008-02 |
| 34-57514 |
Mar. 17, 2008 |
Notice of Filing of Amendment No. 2 to Proposed Rule Change and Order Granting Accelerated Approval of Such Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Rules Permitting the Listing and Trading of Managed Fund Shares, Fees Applicable to Such Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund
Comments due: April 11, 2008
|
| 34-57297 |
Feb. 8, 2008 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Shares, Fees Applicable to Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund
Comments due: March 6, 2008
|
SR-Amex-2008-01 |
| 34-57145 |
Jan. 14, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due: February 18, 2008
|
http://www.sec.gov/rules/sro/amex.shtml
|
