|
|
 |
CHX Rulemaking
We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
CHX File Number List for 2012
Additional Archives
2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-CHX-2012-13 |
| 34-68033 |
Oct. 10, 2012 |
Notice of Filing of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, to Establish Listing Standards for Issuers' Compensation Committees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
 Submit comments on SR-CHX-2012-13
|
| Third Quarter |
SR-CHX-2012-12 |
| 34-67573 |
Aug. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Individual Securities Circuit Breakers
Comments due: August 29, 2012
|
SR-CHX-2012-11 |
| 34-67572 |
Aug. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Clearly Erroneous Transactions
Comments due: August 29, 2012
|
| Second Quarter |
SR-CHX-2012-10 |
| 34-67138 |
Jun. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Requirements of CHX Article 3, Rule 3 and Related CHX Rules in Order to Approve Apex Clearing Corporation as a CHX Participant and Trading Permit Holder
Comments due: July 2, 2012
Comments received are available for this proposal.
|
SR-CHX-2011-30 |
| 34-67090 |
May 31, 2012 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due: June 27, 2012
See also: Notice: Rel. No. 34-66680; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and
Notice: Rel. No. 34-65426
|
| First Quarter |
SR-CHX-2011-30 |
| 34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and
Notice: Rel. No. 34-65426
|
SR-CHX-2012-02 |
| 34-66503 |
Mar. 1, 2012 |
Order Approving a Proposed Rule Change to Add to and Amend its Rules Regarding the Obligations of Institutional Brokers Registered with the Exchange
See also: Notice: Rel. No. 34-66177
|
SR-CHX-2012-06 |
| 34-66410 |
Feb. 16, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Provide for a New Cross Connection Charge and Waive Monthly Fees at its New Facility Until April 1, 2012
Comments due: March 15, 2012
|
SR-CHX-2012-05 |
| 34-66391 |
Feb. 14, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Implement a Clearing Submission Fee Credit for Institutional Brokers
Comments due: March 13, 2012
|
SR-CHX-2011-34 |
| 34-66366 |
Feb. 9, 2012 |
Order Approving a Proposed Rule Change Regarding Suspension of a Participant’s Trading Privileges on the Exchange
See also: Notice: Rel. No. 34-66061
|
SR-CHX-2012-03 |
| 34-66272 |
Jan. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Individual Securities Circuit Breakers
Comments due: February 24, 2012
|
SR-CHX-2012-04 |
| 34-66253 |
Jan. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Clearly Erroneous Transactions
Comments due: February 22, 2012
|
SR-CHX-2012-02 |
| 34-66177 |
Jan. 18, 2012 |
Notice of Filing of Proposed Rule Change to Add to and Amend its Rules Regarding the Obligations of Institutional Brokers Registered with the Exchange
Comments due: February 14, 2012
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-66503
|
SR-CHX-2012-01 |
| 34-66139 |
Jan. 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Assess Fees for Derivative Securities Products
Comments due: February 8, 2012
|
SR-CHX-2011-33 |
| 34-66118 |
Jan. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Rule Regarding the Brokerplex Order Entry, Recordation, and Management System
Comments due: February 3, 2012
|
| CHX File Number List for 2012 |
| Release No. |
Date |
Details |
SR-CHX-2012-13 |
| 34-68033 |
Oct. 10, 2012 |
Notice of Filing of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, to Establish Listing Standards for Issuers' Compensation Committees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CHX-2012-13
|
SR-CHX-2012-12 |
| 34-67573 |
Aug. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Individual Securities Circuit Breakers
Comments due: August 29, 2012
|
SR-CHX-2012-11 |
| 34-67572 |
Aug. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Clearly Erroneous Transactions
Comments due: August 29, 2012
|
SR-CHX-2012-10 |
| 34-67138 |
Jun. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Requirements of CHX Article 3, Rule 3 and Related CHX Rules in Order to Approve Apex Clearing Corporation as a CHX Participant and Trading Permit Holder
Comments due: July 2, 2012
Comments received are available for this proposal.
|
SR-CHX-2012-06 |
| 34-66410 |
Feb. 16, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Provide for a New Cross Connection Charge and Waive Monthly Fees at its New Facility Until April 1, 2012
Comments due: March 15, 2012
|
SR-CHX-2012-05 |
| 34-66391 |
Feb. 14, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Implement a Clearing Submission Fee Credit for Institutional Brokers
Comments due: March 13, 2012
|
SR-CHX-2012-04 |
| 34-66253 |
Jan. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Clearly Erroneous Transactions
Comments due: February 22, 2012
|
SR-CHX-2012-03 |
| 34-66272 |
Jan. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Individual Securities Circuit Breakers
Comments due: February 24, 2012
|
SR-CHX-2012-02 |
| 34-66503 |
Mar. 1, 2012 |
Order Approving a Proposed Rule Change to Add to and Amend its Rules Regarding the Obligations of Institutional Brokers Registered with the Exchange
|
| 34-66177 |
Jan. 18, 2012 |
Notice of Filing of Proposed Rule Change to Add to and Amend its Rules Regarding the Obligations of Institutional Brokers Registered with the Exchange
Comments due: February 14, 2012
Additional Materials: Exhibit 5
|
SR-CHX-2012-01 |
| 34-66139 |
Jan. 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Assess Fees for Derivative Securities Products
Comments due: February 8, 2012
|
http://www.sec.gov/rules/sro/chx.shtml
|
