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DTC Rulemaking
We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
DTC File Number List for 2012
Additional Archives
2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
| Release No. |
Date |
Details |
| Second Quarter |
SR-DTC-2012-06 |
| 34-67707 |
Aug. 22, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Updates to its Custody Service
Comments due: September 18, 2012
 Submit comments on SR-DTC-2012-06
|
SR-DTC-2012-07 |
| 34-67705 |
Aug. 22, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Existing Procedures as They Relate to Processing Mandatory Corporate Actions
Comments due: September 18, 2012
Submit comments on SR-DTC-2012-07
|
SR-DTC-2012-03 |
| 34-67599A |
Aug. 16, 2012 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-payable Adjustments; Correction
Comments due: August 31, 2012
See also: Notice: Rel. No. 34-67599 and Notice: Rel. No. 34-66894
Submit comments on SR-DTC-2012-03
|
SR-DTC-2012-05 |
| 34-67629 |
Aug. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable The Depository Trust Company to Collect and Pass Through Certain Fees Owed by Participants to Transfer Agents in Connection with the Deposit and Withdrawal at Custodian System
Comments due: September 5, 2012
Submit comments on SR-DTC-2012-05
|
SR-DTC-2012-03 |
| 34-67599 |
Aug. 6, 2012 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-payable Adjustments
Comments due: August 31, 2012
See also: Notice: Rel. No. 34-67599A and Notice: Rel. No. 34-66894
Submit comments on SR-DTC-2012-03
|
SR-DTC-2012-04 |
| 34-67119 |
Jun. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable Issuers to Send Corporate Action Announcements in Machine Readable Format
Comments due: July 2, 2012
|
SR-DTC-2012-02 |
| 34-66919 |
May 3, 2012 |
Order Granting Approval of a Proposed Rule Change to Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market Instruments
See also: Notice: Rel. No. 34-66630
|
SR-DTC-2012-03 |
| 34-66894 |
May 1, 2012 |
Notice of Filing of Proposed Rule Change to Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-payable Adjustments
Comments due: May 29, 2012
See also: Notice: Rel. No. 34-67599A and Notice: Rel. No. 34-67599
Comments received are available for this notice.
Submit comments on SR-DTC-2012-03
|
| First Quarter |
SR-DTC-2012-02 |
| 34-66630 |
Mar. 20, 2012 |
Notice of Filing of Proposed Rule Change to Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market Instruments
Comments due: April 16, 2012
See also: Order: Rel. No. 34-66919
|
SR-DTC-2012-01 |
| 34-66413 |
Feb. 16, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Automate the "Full Call" Notification Process Relating to Money Market Instruments and Reduce the Time Frame within Which Notices Are Required to be Submitted
Comments due: March 16, 2012
|
SR-DTC-2011-09 |
| 34-66186 |
Jan. 19, 2012 |
Order Approving Proposed Rule Change to Modify a Practice in Order to Mitigate Systemic Risk, Specifically Liquidity Related, Associated with DTC End of Day Net Funds Settlement
See also: Notice: Rel. No. 34-65871
|
SR-DTC-2011-08 |
| 34-66179 |
Jan. 18, 2012 |
Order Approving Proposed Rule Change to Enhance Risk Management Controls Associated with the Receiver Authorized Delivery Function
See also: Notice: Rel. No. 34-65831
|
| DTC File Number List for 2012 |
| Release No. |
Date |
Details |
SR-DTC-2012-07 |
| 34-67705 |
Aug. 22, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Existing Procedures as They Relate to Processing Mandatory Corporate Actions
Comments due: September 18, 2012
Submit comments on SR-DTC-2012-07
|
SR-DTC-2012-06 |
| 34-67707 |
Aug. 22, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Updates to its Custody Service
Comments due: September 18, 2012
Submit comments on SR-DTC-2012-06
|
SR-DTC-2012-05 |
| 34-67629 |
Aug. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable The Depository Trust Company to Collect and Pass Through Certain Fees Owed by Participants to Transfer Agents in Connection with the Deposit and Withdrawal at Custodian System
Comments due: September 5, 2012
Submit comments on SR-DTC-2012-05
|
SR-DTC-2012-04 |
| 34-67119 |
Jun. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable Issuers to Send Corporate Action Announcements in Machine Readable Format
Comments due: July 2, 2012
|
SR-DTC-2012-03 |
| 34-67599A |
Aug. 16, 2012 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-payable Adjustments; Correction
Comments due: August 31, 2012
See also: Notice: Rel. No. 34-67599 and Notice: Rel. No. 34-66894
Submit comments on SR-DTC-2012-03
|
| 34-67599 |
Aug. 6, 2012 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-payable Adjustments
Comments due: August 31, 2012
Submit comments on SR-DTC-2012-03
|
| 34-66894 |
May 1, 2012 |
Notice of Filing of Proposed Rule Change to Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-payable Adjustments
Comments due: May 29, 2012
Comments received are available for this notice.
Submit comments on SR-DTC-2012-03
|
SR-DTC-2012-02 |
| 34-66919 |
May 3, 2012 |
Order Granting Approval of a Proposed Rule Change to Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market Instruments
|
| 34-66630 |
Mar. 20, 2012 |
Notice of Filing of Proposed Rule Change to Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market Instruments
Comments due: April 16, 2012
|
SR-DTC-2012-01 |
| 34-66413 |
Feb. 16, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Automate the "Full Call" Notification Process Relating to Money Market Instruments and Reduce the Time Frame within Which Notices Are Required to be Submitted
Comments due: March 16, 2012
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http://www.sec.gov/rules/sro/dtc.shtml
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