|
|
 |
ICE Clear Credit Rulemaking
We encourage the public to submit comments on the following ICE Clear Credit (ICC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
ICC File Number List for 2012
Additional Archives
2012 | 2011
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-ICC-2012-18 |
| 34-68035 |
Oct. 11, 2012 |
Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-ICC-2012-18
|
SR-ICC-2012-14 |
| 34-68016 |
Oct. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Schedule 502 of the ICC Rules
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-ICC-2012-14
|
SR-ICC-2012-17 |
| 34-67983 |
Oct. 5, 2012 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Revise Rules Related to Legal Segregation with Operational Commingling
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-ICC-2012-17
|
SR-ICC-2012-12 |
| 34-67970 |
Oct. 3, 2012 |
Order Approving Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit Rules to Provide for Clearing of Additional Single Name Investment Grade CDS Contracts
See also: Notice: Rel. No. 34-67696
|
SR-ICC-2012-15 |
| 34-67964 |
Oct. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules for the September 20, 2012 and September 27, 2012 Scheduled Index Series Listings
Comments due: October 30, 2012
Submit comments on SR-ICC-2012-15
|
SR-ICC-2012-16 |
| 34-67954 |
Oct. 1, 2012 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Revise Rules Related to Clearing Certainty Requirements
Comments due: October 26, 2012
Submit comments on SR-ICC-2012-16
|
| Third Quarter |
SR-ICC-2012-12 |
| 34-67696 |
Aug. 20, 2012 |
Notice of Filing of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit Rules to Provide for Clearing of Additional Single Name Investment Grade CDS Contracts
Comments due: September 14, 2012
See also: Order: Rel. No. 34-67970
|
SR-ICC-2012-13 |
| 34-67692 |
Aug. 20, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Provide for Clearing of Additional Markit CDX North American Investment Grade Indices
Comments due: September 14, 2012
Submit comments on SR-ICC-2012-13
|
SR-ICC-2012-10 |
| 34-67356 |
Jul. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules for the June 20, 2012 Index Maturity
Comments due: August 1, 2012
|
| Second Quarter |
SR-ICC-2012-04 |
| 34-67289 |
Jun. 28, 2012 |
Order Approving Proposed Rule Change to Add Rules Related to the Clearing of Emerging Markets Sovereign Index CDS
See also: Notice: Rel. No. 34-67070
|
SR-ICC-2012-11 |
| 34-67276 |
Jun. 27, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISIN Associated with One Single Name Contract
Comments due: July 24, 2012
|
SR-ICC-2012-09 |
| 34-67156A |
Jun. 13, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit LLC Rules to Amend the Reference Entity Name for Three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated with One Credit Default Swap Contract; Correction
Comments due: July 5, 2012
See also: Notice: Rel. No. 34-67156
|
SR-ICC-2012-09 |
| 34-67156 |
Jun. 7, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit LLC Rules to Amend the Reference Entity Name for three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated with one Credit Default Swap Contract
Comments due: July 5, 2012
See also: Correction: Rel. No. 34-67156A
|
SR-ICC-2012-04 |
| 34-67070 |
May 29, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Add Rules Related to the Clearing of Emerging Markets Sovereign Index Credit Default Swaps
See also: Order: Rel. No. 34-67289; Notice: Rel. No. 34-66777
|
SR-ICC-2012-05 |
| 34-66922 |
May 4, 2012 |
Order Granting Accelerated Approval of Proposed Rule Change to Membership Qualifications
See also: Notice: Rel. No. 34-66766
|
SR-ICC-2012-08 |
| 34-66918 |
May 3, 2012 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Add Margin Collection Requirements for Futures Commission Merchant Clearing Participants
Comments due: May 30, 2012
|
SR-ICC-2012-03 |
| 34-66916 |
May 3, 2012 |
Order Approving Proposed Rule Change to Reduce the Current Level of Risk Mutualization Among Clearing Participants and to Modify the Initial Margin Risk Model so That it is Easier for Clearing Participants to Measure their Recovery Rate Risk Exposure
See also: Notice: Rel. No. 34-66631
|
SR-ICC-2012-07 |
| 34-66895 |
May 1, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISINs Associated with Four Single Name Contracts
Comments due: May 29, 2012
|
SR-ICC-2012-02 |
| 34-66853 |
Apr. 24, 2012 |
Order Approving Proposed Rule Change to Provide for a T+1 Settlement of the Initial Payment Related to the CDS Contracts Cleared by ICE Clear Credit LLC
See also: Notice: Rel. No. 34-66517
|
SR-ICC-2012-01 |
| 34-66825 |
Apr. 18, 2012 |
Order Approving Proposed Rule to Provide that One Hundred Percent (100%) of the Initial Margin Requirement for Client-related Positions Cleared in a Clearing Participant's Customer Account Origin May be Satisfied by a Clearing Participant Utilizing US Treasuries
See also: Notice: Rel. No. 34-66500
|
SR-ICC-2012-04 |
| 34-66777 |
Apr. 10, 2012 |
Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of Emerging Markets Sovereign Index CDS
Comments due: May 7, 2012
See also: Order: Rel. No. 34-67289; Notice: Rel. No. 34-67070
|
SR-ICC-2012-05 |
| 34-66766 |
Apr. 6, 2012 |
Notice of Filing of Proposed Rule Change to Membership Qualifications
Comments due: May 3, 2012
See also: Order: Rel. No. 34-66922
|
SR-ICC-2012-06 |
| 34-66732 |
Apr. 4, 2012 |
Notice of Filing of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit LLC Rules to Provide for Clearing of the Markit CDX North American High Yield Series 15 Credit Default Swap Contracts Maturing on December 20, 2013
Comments due: May 1, 2012
Submit comments on SR-ICC-2012-06
|
| First Quarter |
SR-ICC-2012-03 |
| 34-66631 |
Mar. 20, 2012 |
Notice of Filing of Proposed Rule Change to its Risk Model to Reduce the Current Level of Risk Mutualization Among its Clearing Participants and to Modify the Initial Margin Risk Model so that it is Easier for Market Participants to Measure their Risk
Comments due: April 16, 2012
See also: Order: Rel. No. 34-66916
|
SR-ICC-2012-02 |
| 34-66517 |
Mar. 6, 2012 |
Notice of Filing of Proposed Rule Change to Provide for a T+1 Settlement of the Initial Payment Related to the CDS Contracts Cleared by ICE Clear Credit LLC
Comments due: April 2, 2012
See also: Order: Rel. No. 34-66853
|
SR-ICC-2012-01 |
| 34-66500 |
Mar. 1, 2012 |
Notice of Filing of Proposed Rule to Provide that One Hundred Percent (100%) of the Initial Margin Requirement for Client-related Positions Cleared in a Clearing Participant’s Customer Account Origin May be Satisfied by a Clearing Participant Utilizing US Treasuries
Comments due: March 28, 2012
See also: Order: Rel. No. 34-66825
|
| ICC File Number List for 2012 |
| Release No. |
Date |
Details |
SR-ICC-2012-18 |
| 34-68035 |
Oct. 11, 2012 |
Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-ICC-2012-18
|
SR-ICC-2012-17 |
| 34-67983 |
Oct. 5, 2012 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Revise Rules Related to Legal Segregation with Operational Commingling
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-ICC-2012-17
|
SR-ICC-2012-16 |
| 34-67954 |
Oct. 1, 2012 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Revise Rules Related to Clearing Certainty Requirements
Comments due: October 26, 2012
Submit comments on SR-ICC-2012-16
|
SR-ICC-2012-15 |
| 34-67964 |
Oct. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules for the September 20, 2012 and September 27, 2012 Scheduled Index Series Listings
Comments due: October 30, 2012
Submit comments on SR-ICC-2012-15
|
SR-ICC-2012-14 |
| 34-68016 |
Oct. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Schedule 502 of the ICC Rules
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-ICC-2012-14
|
SR-ICC-2012-13 |
| 34-67692 |
Aug. 20, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Provide for Clearing of Additional Markit CDX North American Investment Grade Indices
Comments due: September 14, 2012
Submit comments on SR-ICC-2012-13
|
SR-ICC-2012-12 |
| 34-67970 |
Oct. 3, 2012 |
Order Approving Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit Rules to Provide for Clearing of Additional Single Name Investment Grade CDS Contracts
|
| 34-67696 |
Aug. 20, 2012 |
Notice of Filing of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit Rules to Provide for Clearing of Additional Single Name Investment Grade CDS Contracts
Comments due: September 14, 2012
|
SR-ICC-2012-11 |
| 34-67276 |
Jun. 27, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISIN Associated with One Single Name Contract
Comments due: July 24, 2012
|
SR-ICC-2012-10 |
| 34-67356 |
Jul. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules for the June 20, 2012 Index Maturity
Comments due: August 1, 2012
|
SR-ICC-2012-09 |
| 34-67156A |
Jun. 13, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit LLC Rules to Amend the Reference Entity Name for Three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated with One Credit Default Swap Contract; Correction
Comments due: July 5, 2012
|
| 34-67156 |
Jun. 7, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit LLC Rules to Amend the Reference Entity Name for three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated with one Credit Default Swap Contract
Comments due: July 5, 2012
|
SR-ICC-2012-08 |
| 34-66918 |
May 3, 2012 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Add Margin Collection Requirements for Futures Commission Merchant Clearing Participants
Comments due: May 30, 2012
|
SR-ICC-2012-07 |
| 34-66895 |
May 1, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISINs Associated with Four Single Name Contracts
Comments due: May 29, 2012
|
SR-ICC-2012-06 |
| 34-66732 |
Apr. 4, 2012 |
Notice of Filing of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit LLC Rules to Provide for Clearing of the Markit CDX North American High Yield Series 15 Credit Default Swap Contracts Maturing on December 20, 2013
Comments due: May 1, 2012
Submit comments on SR-ICC-2012-06
|
SR-ICC-2012-05 |
| 34-66922 |
May 4, 2012 |
Order Granting Accelerated Approval of Proposed Rule Change to Membership Qualifications
|
| 34-66766 |
Apr. 6, 2012 |
Notice of Filing of Proposed Rule Change to Membership Qualifications
Comments due: May 3, 2012
|
SR-ICC-2012-04 |
| 34-67289 |
Jun. 28, 2012 |
Order Approving Proposed Rule Change to Add Rules Related to the Clearing of Emerging Markets Sovereign Index CDS
|
| 34-67070 |
May 29, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Add Rules Related to the Clearing of Emerging Markets Sovereign Index Credit Default Swaps
|
| 34-66777 |
Apr. 10, 2012 |
Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of Emerging Markets Sovereign Index CDS
Comments due: May 7, 2012
|
SR-ICC-2012-03 |
| 34-66916 |
May 3, 2012 |
Order Approving Proposed Rule Change to Reduce the Current Level of Risk Mutualization Among Clearing Participants and to Modify the Initial Margin Risk Model so That it is Easier for Clearing Participants to Measure their Recovery Rate Risk Exposure
|
| 34-66631 |
Mar. 20, 2012 |
Notice of Filing of Proposed Rule Change to its Risk Model to Reduce the Current Level of Risk Mutualization Among its Clearing Participants and to Modify the Initial Margin Risk Model so that it is Easier for Market Participants to Measure their Risk
Comments due: April 16, 2012
|
SR-ICC-2012-02 |
| 34-66853 |
Apr. 24, 2012 |
Order Approving Proposed Rule Change to Provide for a T+1 Settlement of the Initial Payment Related to the CDS Contracts Cleared by ICE Clear Credit LLC
|
| 34-66517 |
Mar. 6, 2012 |
Notice of Filing of Proposed Rule Change to Provide for a T+1 Settlement of the Initial Payment Related to the CDS Contracts Cleared by ICE Clear Credit LLC
Comments due: April 2, 2012
|
SR-ICC-2012-01 |
| 34-66825 |
Apr. 18, 2012 |
Order Approving Proposed Rule to Provide that One Hundred Percent (100%) of the Initial Margin Requirement for Client-related Positions Cleared in a Clearing Participant's Customer Account Origin May be Satisfied by a Clearing Participant Utilizing US Treasuries
|
| 34-66500 |
Mar. 1, 2012 |
Notice of Filing of Proposed Rule to Provide that One Hundred Percent (100%) of the Initial Margin Requirement for Client-related Positions Cleared in a Clearing Participant’s Customer Account Origin May be Satisfied by a Clearing Participant Utilizing US Treasuries
Comments due: March 28, 2012
|
http://www.sec.gov/rules/sro/icc.shtml
|
