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Enforcement proceedingsShengtai Power International, Inc.On January 24, 2012, an Administrative Law Judge issued an Order Making Findings and Revoking Registration by Default (Default Order) in Shengtai Power International, Inc., Admin. Proc. 3-14637. The Default Order finds that Shengtai Power International, Inc. (Shengtai), an issuer of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 (Exchange Act), has failed to comply with Section 13(a) of the Exchange Act and Exchange Act Rules 13a-1 and 13a-13 or 13a-16 by failing to file required periodic reports with the Securities and Exchange Commission. As a result, the Default Order revokes the registration of each class of Shengtai’s registered securities. (Rel. 34-66217; File No. 3-14637) Commission Decision as to Benjamin W. Young, Jr., Declared FinalThe Commission has barred Benjamin W. Young, Jr., from association with any broker or dealer. Administrative proceedings were instituted based on the July 5, 2011 district court order permanently enjoining Young, by consent, from future violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 (Securities Act), and Sections 10(b) and 15(a)(1) of the Securities Exchange Act of 1934 (Exchange Act) and Exchange Act Rules 10b-5. SEC v. Navigators Int'l Mgmt. Co., Ltd., No. H-07-4518 (S.D. Tex.) (Civil Case). Young was also ordered to pay a civil money penalty of $30,000, pursuant to Section 20(d) of the Securities Act and Section 21(d)(3) of the Exchange Act. Young is a U.S. citizen who resides in El Salvador. The injunctive complaint alleges that beginning in or about 2005 and ending approximately in the summer of 2007, Young was acting as an unregistered broker within the meaning of the Exchange Act, by engaging in the business of effecting transactions in securities for the account of others. Young participated in the offer and sale of securities on three separate, consecutive occasions, which resulted in significant losses to investors. The total loss to investors from the three offering is not known, however, Young was able, with the assistance of solicitors, to raise $1.1 million through the sale of investment contracts for one of them, a so-called bond funding program. The law judge found that Young's actions were egregious and recurrent. Young knowingly misled investors in the bond funding program to believe they would receive significant returns and that such returns were "automatic. The law judge further noted that Young has not admitted the wrongful nature of his conduct; nor has he made any assurances against future violation, and, without the imposition of a broker-dealer bar, Young's representation that he has no intention of seeking a broker-dealer license is unenforceable and the potential for future violations exists. (Rel. 34-66219; File No. 3-14482) Self-Regulatory OrganizationsImmediate Effectiveness of Proposed Rule ChangesA proposed rule change (SR-CBOE-2012-004) filed by Chicago Board Options Exchange, Inc. to amend its automatic execution and complex order processing rules to update existing price check parameter and order handling features has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 23. (Rel. 34-66207) A proposed rule change (SR-C2-2012-003) filed by C2 Options Exchange, Inc. to amend its complex order processing rules to update existing price check parameter features has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 23. (Rel. 34-66210) A proposed rule change filed by NASDAQ OMX BX, Inc. (SR-BX-2012-003) to extend the pilot period of the trading pause for NMS stocks other than rights and warrants has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 23. (Rel. 34-66215) A proposed rule change filed by NASDAQ OMX PHLX LLC (SR-Phlx-2012-07) to extend the pilot period of the trading pause for NMS stocks other than rights and warrants has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 23. (Rel. 34-66216) Securities Act RegistrationsThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-8 Ciralight Global, Inc., 2603 MAIN STREET SUITE 1150, IRVINE, CA, 92614, 949-260-8073 - 221,500 ($121,825.00) Equity, (File 333-179122 - Jan. 23) (BR. 06C) S-3ASR PETROLEUM DEVELOPMENT CORP, 1775 SHERMAN STREET, SUITE 3000, DENVER, CO, 80203, 304-842-3597 - 0 ($0.00) Other, (File 333-179123 - Jan. 23) (BR. 04B) S-4 Perfumania Holdings, Inc., 35 SAWGRASS DRIVE, SUITE 2, BELLPORT, NY, 11713, 6318664100 - 5,919,052 ($48,078,484.00) Equity, (File 333-179124 - Jan. 23) (BR. 02C) S-1 ECO PLANET CORP, 93 S JACKSON ST #34786, SEATTLE, WA, 98104-2818, 888 375 8633 - 800,000 ($120,000.00) Equity, (File 333-179130 - Jan. 23) (BR. ) S-8 OPTIMER PHARMACEUTICALS INC, 10110 SORRENTO VALLEY ROAD, SUITE C, SAN DIEGO, CA, 92121, 8589090736 - 0 ($13,198,500.00) Equity, (File 333-179131 - Jan. 23) (BR. 01B) S-8 ORACLE CORP, 500 ORACLE PARKWAY, MAIL STOP 5 OP 7, REDWOOD CITY, CA, 94065, 6505067000 - 2,167,239 ($14,979,020.01) Equity, (File 333-179132 - Jan. 23) (BR. 03B) S-4 Manhattan Bancorp, 2141 ROSECRANS AVENUE, SUITE 1100, EL SEGUNDO, CA, 90245, 310-606-8000 - 0 ($33,098,577.00) Other, (File 333-179137 - Jan. 23) (BR. 07C) S-8 MILLER HERMAN INC, 855 E MAIN AVE, PO BOX 302, ZEELAND, MI, 49464-0302, 6166543000 - 3,000,000 ($57,600,000.00) Equity, (File 333-179138 - Jan. 23) (BR. 06C) S-3 Applied Minerals, Inc., 110 GREENE STREET, SUITE 1101, NEW YORK, NY, 10012, 212-226-4256 - 15,000,000 ($24,100,000.00) Equity, (File 333-179139 - Jan. 23) (BR. 09A) Recent 8K FilingsForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- 8X8 INC /DE/ DE 5.02,9.01 01/17/12 ABIOMED INC DE 5.02 01/19/12 AbitibiBowater Inc. DE 8.01,9.01 01/20/12 ACACIA RESEARCH CORP DE 8.01 01/20/12 ACME PACKET INC DE 5.03,9.01 01/23/12 ACURA PHARMACEUTICALS, INC NY 8.01,9.01 01/23/12 ADCARE HEALTH SYSTEMS INC OH 1.01,9.01 01/17/12 ADVENTRX PHARMACEUTICALS INC DE 5.03,9.01 01/20/12 ADVISORY BOARD CO DE 8.01 01/20/12 Aircastle LTD D0 5.02,9.01 01/23/12 ALBEMARLE CORP VA 2.02,9.01 01/23/12 Alexza Pharmaceuticals Inc. DE 8.01,9.01 01/20/12 ALLEGHANY CORP /DE DE 5.02 01/17/12 AMCOL INTERNATIONAL CORP DE 1.01,1.02,9.01 01/20/12 AMERICAN AIRLINES INC DE 2.05,2.06 01/23/12 AMERICAN AIRLINES INC DE 5.02,9.01 01/23/12 American Energy Development Corp. NV 7.01,8.01,9.01 01/23/12 AMERICAN GREETINGS CORP OH 1.01 01/18/12 American Realty Capital Properties, I MD 2.01,2.03,8.01,9.01 01/23/12 American Tire Distributors Holdings, 5.02,9.01 01/18/12 AMR CORP DE 2.05,2.06 01/23/12 AMR CORP DE 5.02,9.01 01/23/12 Anchor Bancorp WA 2.02,9.01 01/23/12 ANGELES INCOME PROPERTIES LTD 6 CA 1.01,5.03,5.07,9.01 01/23/12 ANGELES PARTNERS XII, LP CA 5.07 01/23/12 AON CORP DE 5.02 01/19/12 APACHE CORP DE 3.02,7.01,9.01 01/23/12 APD ANTIQUITIES, INC. NV 1.01,3.02,9.01 01/17/12 ARC WIRELESS SOLUTIONS INC UT 8.01,9.01 01/23/12 ARGAN INC DE 8.01,9.01 01/23/12 ARIBA INC DE 5.07 01/20/12 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 01/23/12 ATMI INC DE 5.02,8.01,9.01 01/19/12 Atrinsic, Inc. DE 2.06 01/20/12 AZZ INC TX 1.01,7.01,9.01 01/20/12 AZZ INC TX 1.01,7.01,9.01 01/19/12 Bancorp, Inc. 2.02,9.01 01/23/12 BANK OF HAWAII CORP DE 1.01,2.02,5.02,9.01 01/20/12 BAYLAKE CORP WI 8.01,9.01 01/23/12 BIOMIMETIC THERAPEUTICS, INC. DE 8.01 01/20/12 BUCKEYE PARTNERS, L.P. DE 7.01,9.01 01/23/12 CABOT CORP DE 2.01,7.01,9.01 01/20/12 CAMCO FINANCIAL CORP DE 4.02 01/17/12 CASTLE A M & CO MD 5.02 01/19/12 CATHAY GENERAL BANCORP DE 2.02,9.01 01/23/12 CELGENE CORP /DE/ DE 5.02,9.01 01/20/12 CenterState Banks, Inc. FL 7.01,9.01 01/20/12 China Forest Energy Corp. NV 9.01 01/18/12 CHINA HGS REAL ESTATE INC. F4 3.01 01/18/12 CIBER INC DE 1.01,2.06,9.01 01/21/12 Ciralight Global, Inc. NV 8.01,9.01 01/20/12 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 01/23/12 CITY HOLDING CO WV 2.02,9.01 01/23/12 CLECO CORP LA 8.01 01/23/12 CLICKER INC. NV 1.01,5.02,9.01 01/18/12 COLUMBIA LABORATORIES INC DE 7.01,9.01 01/20/12 COMMERCETEL CORP NV 1.01,3.02,9.01 01/19/12 COMMUNITY BANK SHARES OF INDIANA INC IN 8.01,9.01 01/17/12 COMMUNITY BANK SYSTEM INC DE 2.02,9.01 01/22/12 Community Partners Bancorp NJ 2.02,9.01 01/23/12 CONAGRA FOODS INC /DE/ DE 5.02 01/17/12 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 5.07 01/23/12 CONSOLIDATED CAPITAL PROPERTIES IV CA 5.07 01/23/12 Converted Organics Inc. DE 3.02 01/18/12 Crescent Financial Bancshares, Inc. 5.02 01/05/12 CROSSTEX ENERGY INC DE 7.01 01/23/12 CROSSTEX ENERGY LP DE 7.01 01/23/12 CROWN DYNAMICS CORP DE 1.01,3.02,5.06,9.01 01/18/12 Crumbs Bake Shop, Inc. DE 8.01 01/23/12 CSX CORP VA 2.02,9.01 01/23/12 CSX CORP VA 5.02,9.01 01/23/12 CYCLE COUNTRY ACCESSORIES CORP NV 2.02,3.01,4.02,5.03, 01/17/12 9.01 DALECO RESOURCES CORP 1.01,9.01 01/23/12 DALECO RESOURCES CORP 3.01,9.01 01/23/12 DEPOMED INC CA 8.01 01/20/12 Discovery Communications, Inc. DE 8.01,9.01 01/23/12 DNB FINANCIAL CORP /PA/ PA 2.02,9.01 01/23/12 Douglas Lake Minerals Inc. NV 7.01,9.01 01/23/12 DOVER MOTORSPORTS INC DE 3.01,9.01 01/23/12 DUNE ENERGY INC DE 5.02 01/17/12 Dynastar Holdings, Inc. NV 1.01,2.01,3.02,5.01, 01/17/12 5.02,5.06,9.01 DYNEGY INC. DE 8.01,9.01 01/19/12 EASTMAN KODAK CO NJ 1.01,1.02 01/20/12 EDGAR ONLINE INC DE 3.01 01/18/12 EINSTEIN NOAH RESTAURANT GROUP INC DE 8.01,9.01 01/18/12 ENER1 INC FL 1.01,9.01 01/20/12 Enlightened Gourmet, Inc. NV 1.01,9.01 01/19/12 ENTERGY CORP /DE/ DE 2.02,9.01 01/23/12 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 01/19/12 EQUITY RESIDENTIAL MD 1.02,8.01 01/20/12 ESCALON MEDICAL CORP PA 2.06,9.01 01/18/12 Eureka Financial Corp. 2.02,9.01 01/20/12 EURONET WORLDWIDE INC DE 8.01 01/23/12 FIDELITY SOUTHERN CORP GA 2.02,8.01,9.01 01/19/12 Fifth Street Finance Corp DE 2.02 01/17/12 Fifth Street Finance Corp DE 2.02,9.01 01/18/12 FIRST AMERICAN SCIENTIFIC CORP. NV 5.02 01/23/12 FIRST M&F CORP/MS MS 2.02,7.01,9.01 01/23/12 FIRSTFED FINANCIAL CORP DE 8.01,9.01 01/18/12 Firsthand Technology Value Fund, Inc. 8.01,9.01 01/23/12 FNB CORP/FL/ FL 2.02,5.02,8.01,9.01 01/18/12 FOSTER L B CO PA 5.02,5.03,7.01,9.01 01/23/12 Galena Biopharma, Inc. 8.01 01/20/12 GASCO ENERGY INC NV 7.01,9.01 01/19/12 GEORESOURCES INC CO 7.01,9.01 01/17/12 GLADSTONE COMMERCIAL CORP MD 2.02 01/23/12 GLADSTONE COMMERCIAL CORP MD 7.01,9.01 01/23/12 Global Growth Trust, Inc. MD 7.01,9.01 01/23/12 GlobalOptions Group, Inc. 5.03,8.01,9.01 01/19/12 Golden Minerals Co 5.02 01/17/12 Granite Falls Energy, LLC MN 7.01,9.01 01/20/12 HCP, INC. MD 8.01,9.01 01/18/12 HEARTLAND EXPRESS INC NV 2.02,9.01 01/20/12 hhgregg, Inc. DE 5.02 01/23/12 Hillenbrand, Inc. IN 8.01,9.01 01/23/12 HOLLYWOOD ENTERTAINMENT EDU HOLDING, DE 5.02 01/23/12 HOME BANCSHARES INC 5.02 10/21/11 AMEND Hudson Pacific Properties, Inc. MD 1.01,5.03,8.01,9.01 01/23/12 ImmunoCellular Therapeutics, Ltd. DE 5.02 01/19/12 INDEPENDENT BANK CORP MA 8.01,9.01 01/20/12 INSMED INC VA 8.01,9.01 01/20/12 InspireMD, Inc. DE 8.01,9.01 01/23/12 Intelligent Living Corp NV 5.03,9.01 01/18/12 InterDigital, Inc. PA 2.02,7.01,9.01 01/23/12 INTERMOUNTAIN COMMUNITY BANCORP ID 1.01,2.02,3.02,5.02, 01/20/12 7.01,9.01 INTERNATIONAL RECTIFIER CORP /DE/ DE 2.02,9.01 01/23/12 INTERVEST BANCSHARES CORP DE 5.02,9.01 01/19/12 J&J SNACK FOODS CORP NJ 2.02,9.01 01/23/12 JPMORGAN CHASE & CO DE 8.01,9.01 01/23/12 KBR, INC. DE 5.03,9.01 01/19/12 KBS Strategic Opportunity REIT, Inc. MD 1.01,2.03 01/19/12 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 01/23/12 KINDER MORGAN MANAGEMENT LLC DE 7.01 01/23/12 KINDER MORGAN, INC. DE 7.01 01/23/12 KV PHARMACEUTICAL CO /DE/ DE 1.01,9.01 01/17/12 LEARNING TREE INTERNATIONAL INC DE 5.02,9.01 01/17/12 LEHMAN BROTHERS HOLDINGS INC DE 1.01,2.01,9.01 01/20/12 LEXMARK INTERNATIONAL INC /KY/ DE 1.01,1.02,2.03,9.01 01/18/12 Li3 Energy, Inc. NV 7.01,9.01 01/23/12 Liberator, Inc. FL 7.01,9.01 01/20/12 LIGHTING SCIENCE GROUP CORP DE 1.01,3.02,9.01 01/17/12 Lightning Gaming, Inc. NV 1.01,3.02,3.03,9.01 01/17/12 LOCAL.COM DE 7.01,9.01 01/23/12 Longhai Steel Inc. NV 4.01,9.01 01/23/12 LTV CORP DE 8.01,9.01 01/19/12 MEDASSETS INC DE 5.02,9.01 01/19/12 MEDICINES CO /DE DE 1.01,8.01,9.01 01/22/12 MERCHANTS BANCSHARES INC DE 8.01,9.01 01/19/12 METABOLIX, INC. 5.02,7.01,9.01 01/17/12 METTLER TOLEDO INTERNATIONAL INC/ DE 5.02 01/20/12 MORTONS RESTAURANT GROUP INC DE 8.01,9.01 01/23/12 Motors Liquidation Co DE 8.01,9.01 01/20/12 MOTRICITY INC DE 1.01,5.02,8.01,9.01 01/17/12 MOTRICITY INC DE 9.01 04/14/11 AMEND MULTIBAND CORP MN 4.01,9.01 01/17/12 MULTIMEDIA GAMES HOLDING COMPANY, INC TX 8.01,9.01 01/20/12 NATIONAL SECURITY GROUP INC DE 8.01,9.01 01/20/12 NETSOL TECHNOLOGIES INC NV 5.02 01/23/12 New England Bancshares, Inc. 5.02 01/23/12 NEW YORK COMMUNITY BANCORP INC DE 5.07 06/02/11 AMEND NEWS CORP 8.01,9.01 01/23/12 NGL Energy Partners LP DE 1.01,8.01,9.01 01/16/12 NORTH SPRINGS RESOURCES CORP. NV 1.01,2.03,9.01 01/19/12 Northwest Bancshares, Inc. MD 2.02,9.01 01/23/12 NTS MORTGAGE INCOME FUND DE 1.01,9.01 01/18/12 NUTRACEA CA 1.01,2.03,3.02,5.02, 01/17/12 9.01 OCEANFIRST FINANCIAL CORP DE 7.01 01/23/12 OLD REPUBLIC INTERNATIONAL CORP DE 8.01,9.01 01/19/12 OLIN CORP VA 7.01,9.01 01/23/12 Orion Marine Group Inc 5.02 01/19/12 OSL HOLDINGS INC. 5.02,8.01,9.01 01/17/12 PARK NATIONAL CORP /OH/ OH 2.02,8.01,9.01 01/23/12 PARTNERRE LTD 2.02,9.01 01/17/12 Patriot Coal CORP DE 1.01,9.01 01/18/12 PENNANTPARK INVESTMENT CORP 2.02,7.01,9.01 01/23/12 PENNICHUCK CORP NH 8.01 01/20/12 PERMIAN BASIN ROYALTY TRUST TX 2.02,9.01 01/20/12 Pharma-Bio Serv, Inc. 5.02,9.01 01/23/12 PharMerica CORP DE 5.02 01/18/12 PHOTONIC PRODUCTS GROUP INC NJ 5.03,5.07,7.01,9.01 01/18/12 PLAYERS NETWORK NV 5.02 01/13/12 PLX TECHNOLOGY INC DE 2.02,9.01 01/23/12 PMI GROUP INC DE 5.02 01/20/12 POLYCOM INC DE 2.02,9.01 01/23/12 POSITRON CORP TX 7.01,9.01 01/19/12 POWERSECURE INTERNATIONAL, INC. DE 8.01,9.01 01/23/12 PROGRESS ENERGY INC NC 8.01,9.01 01/20/12 ProUroCare Medical Inc. NV 1.01,2.03 01/17/12 QLIK TECHNOLOGIES INC DE 5.02 01/20/12 RALCORP HOLDINGS INC /MO MO 2.02,7.01,9.01 01/20/12 RENASANT CORP MS 5.02,9.01 01/17/12 Rhino Resource Partners LP DE 7.01,9.01 01/23/12 Roebling Financial Corp, Inc. 5.07 01/23/12 RSC Holdings Inc. DE 8.01,9.01 01/23/12 S&T BANCORP INC PA 2.02,9.01 01/23/12 SAN JUAN BASIN ROYALTY TRUST TX 2.02,9.01 01/20/12 SAVE THE WORLD AIR INC NV 3.02,9.01 01/15/12 SCHLUMBERGER LTD /NV/ P8 5.02 01/19/12 SCHLUMBERGER LTD /NV/ P8 5.02 01/18/12 SCIENTIFIC INDUSTRIES INC DE 1.01,5.07 01/12/12 SEVERN BANCORP INC MD 2.02,9.01 01/23/12 Shire plc 8.01,9.01 01/23/12 SKY PETROLEUM, INC. NV 8.01 01/10/12 SPARE BACKUP, INC. DE 1.01 01/23/12 SPINDLE, INC. NV 5.02,9.01 01/18/12 STANDARD REGISTER CO OH 2.02,2.05,8.01,9.01 01/19/12 STEINWAY MUSICAL INSTRUMENTS INC DE 8.01,9.01 01/20/12 Stereotaxis, Inc. DE 3.01 01/20/12 STIFEL FINANCIAL CORP DE 1.01,2.03,8.01,9.01 01/18/12 STRATEGIC HOTELS & RESORTS, INC 7.01,9.01 01/23/12 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 01/17/12 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 01/17/12 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 01/17/12 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 01/17/12 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 01/17/12 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 01/17/12 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 01/17/12 SUNGARD CAPITAL CORP DE 8.01 01/20/12 SUNOCO INC PA 2.01,9.01 01/17/12 Sunshine Financial Inc MD 5.02 01/18/12 TAIWAN FUND INC DE 7.01,9.01 12/31/11 Targa Resources Partners LP DE 1.01,7.01,8.01,9.01 01/18/12 TBS International plc L2 3.01 01/12/12 TEJON RANCH CO DE 8.01,9.01 01/20/12 Terreno Realty Corp MD 1.01,9.01 01/19/12 TESSERA TECHNOLOGIES INC DE 5.02 01/18/12 TEXAS INSTRUMENTS INC DE 2.02,2.05,9.01 01/23/12 THOR INDUSTRIES INC DE 1.01,9.01 01/18/12 Tiger Oil & Energy, Inc. 1.01,2.01,5.06,9.01 08/30/10 Tonix Pharmaceuticals Holding Corp. NV 1.01,3.02,8.01,9.01 01/20/12 TOWER FINANCIAL CORP IN 5.02,9.01 01/18/12 TransDigm Group INC DE 1.01,7.01,9.01 01/20/12 Transocean Ltd. V8 5.02,9.01 01/23/12 Tree.com, Inc. DE 1.01 01/20/12 Trius Therapeutics Inc DE 8.01,9.01 01/23/12 TRUSTCO BANK CORP N Y NY 2.02,9.01 01/23/12 TUESDAY MORNING CORP/DE DE 2.02,8.01,9.01 01/23/12 TWIN DISC INC WI 2.02,7.01,9.01 01/23/12 U S GOLD CORP CO 7.01,9.01 01/20/12 U S GOLD CORP CO 5.07 01/19/12 UNIGENE LABORATORIES INC DE 8.01 01/18/12 United Financial Bancorp, Inc. 2.02,9.01 01/23/12 UNITED RENTALS INC /DE DE 8.01,9.01 01/23/12 UNITED STATES ANTIMONY CORP MT 1.01,3.02,8.01,9.01 01/13/12 URANIUM ENERGY CORP NV 7.01,9.01 01/23/12 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 01/23/12 US BANCORP \DE\ DE 5.03,8.01,9.01 01/19/12 VMWARE, INC. DE 2.02,9.01 01/23/12 VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITT DE 8.01,9.01 01/19/12 VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITT DE 8.01,9.01 01/19/12 VOLTERRA SEMICONDUCTOR CORP 5.02,9.01 01/20/12 VOLTERRA SEMICONDUCTOR CORP 2.02,9.01 01/23/12 VOLTERRA SEMICONDUCTOR CORP 8.01,9.01 01/23/12 VR Holdings, Inc. DE 2.01,2.02,3.02,5.01, 01/20/12 5.02,5.06,9.01 WESTERN DIGITAL CORP DE 2.02,9.01 01/23/12 WILLIAMS SONOMA INC CA 5.02,9.01 01/23/12 Woodward, Inc. DE 2.02,9.01 01/23/12 ZIONS BANCORPORATION /UT/ UT 2.02,8.01,9.01 01/23/12 Zyto Corp 7.01,8.01,9.01 01/17/12
http://www.sec.gov/news/digest/2012/dig012412.txt
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