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RULES AND RELATED MATTERSCancellation of Investment Adviser RegistrationA notice has been issued giving interested persons until March 5, 2012 to request a hearing on the cancellation of the investment adviser registration of Gravity Capital Partners, LLC. The order would cancel the registration on the basis that Gravity Capital Partners, LLC is prohibited from registering as an investment adviser under Section 203A of the Investment Advisers Act of 1940. For further information contact: Alpa Patel, Attorney-Adviser, Office of Investment Adviser Regulation, at 202-551-6787. (Rel. IA-3369) ENFORCEMENT PROCEEDINGSIn the Matter of Matthew Bell, ACAOn February 7, 2012, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions (Order) against Matthew Bell, ACA. The Order finds that on February 1, 2012, Bell, a Chartered Accountant licensed in the United Kingdom, was permanently enjoined, by consent, from future violations of Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 13b2-1 and 13b2-2 thereunder, and from aiding and abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder. See SEC v. Richard J. Senior et al., Civil Action No. 3:12cv60 (N.D. Ind.), Lit. Rel. No. 22241 (January 30, 2012). Based on that finding, the Order suspended Bell from appearing or practicing before the Commission as an accountant. Bell consented to issuance of the Order without admitting or denying any of the findings against him except as to the entry of the injunction, which he admitted. (Rel. 34-66351; AAE Rel. 3364; File No. 3-14752) In the Matter of Lynne NormanOn February 7, 2012, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions (Order) against Lynne Norman. The Order finds that on February 1, 2012, Norman, who served as Controller of a Sheffield, England-based subsidiary of Symmetry Medical, Inc., was permanently enjoined, by consent, from future violations of Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 13b2-1 and 13b2-2 thereunder, and from aiding and abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder. See SEC v. Richard J. Senior et al., Civil Action No. 3:12cv60 (N.D. Ind.), Lit. Rel. No. 22241 (January 30, 2012). Based on that finding, the Order suspended Norman from appearing or practicing before the Commission as an accountant. Norman consented to issuance of the Order without admitting or denying any of the findings against her except as to the entry of the injunction, which she admitted. (Rel. 34-66352; AAE Rel. 3365; File No. 3-14753) In the Matter of Shaun P. WhiteleyOn February 7 2012, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions (Order) against Shaun P. Whiteley. The Order finds that on February 1, 2012, Whiteley, who was employed as a management accountant of a Sheffield, England-based subsidiary of Symmetry Medical, Inc., was permanently enjoined, by consent, from future violations of Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5 and 13b2-1 thereunder, and from aiding and abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder. See SEC v. Richard J. Senior et al., Civil Action No. 3:12cv60 (N.D. Ind.), Lit. Rel. No. 22241 (January 30, 2012). Based on that finding, the Order suspended Whiteley from appearing or practicing before the Commission as an accountant. Whiteley consented to issuance of the Order without admitting or denying any of the findings against him except as to the entry of the injunction, which he admitted. (Rel. 34-66353; AAE Rel. 3366; File No. 3-14754) SELF-REGULATORY ORGANIZATIONSApproval of Proposed Rule ChangesThe Commission granted approval of a proposed rule change (SR-NYSEArca-2011-94) submitted by NYSE Arca, Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder to list and trade shares of the ProShares Managed Futures Strategy Fund, ProShares Commodity Managed Futures Strategy Fund and ProShares Financial Managed Futures Strategy Fund under NYSE Arca Equities Rule 8.200. Publication is expected in the Federal Register during the week of February 6. (Rel. 34-66334) The Commission approved a proposed rule change, as modified by Amendment No. 3 thereto (SR-NYSEArca-2011-82), submitted by NYSE Arca, Inc. pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 relating to the listing and trading of shares of the WisdomTree Emerging Markets Inflation Protection Bond Fund under NYSE Arca Equities Rule 8.600. Publication is expected in the Federal Register during the week of February 6. (Rel. 34-66342) The Commission granted approval of a proposed rule change, as modified by Amendment No. 3 thereto (SR-NYSEArca-2011-85), submitted by NYSE Arca, Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder relating to the listing and trading of SPDR SSgA Real Assets ETF; SPDR SSgA Income Allocation ETF; SPDR SSgA Conservative Global Allocation ETF; SPDR SSgA Global Allocation ETF; and SPDR SSgA Aggressive Global Allocation ETF under NYSE Arca Equities Rule 8.600. Publication is expected in the Federal Register during the week of February 6. (Rel. 34-66343) The Commission granted approval of a proposed rule change, as modified by Amendment No. 3 thereto (SR-NYSEArca-2011-84), submitted by NYSE Arca, Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder relating to the listing and trading of the Russell Global Opportunity ETF; Russell Bond ETF; and Russell Real Return ETF under NYSE Arca Equities Rule 8.600. Publication is expected in the Federal Register during the week of February 6. (Rel. 34-66345) Immediate Effectiveness of Proposed Rule ChangesThe Options Clearing Corporation ("OCC") filed a proposed rule change (SR-OCC-2012-02) under Section 19(b)(1) of the Securities Exchange Act of 1934 to permit OCC to clear and settle Spot Gold Futures, which are proposed to be traded by NASDAQ OMX Futures Exchange, Inc. The rule change became effective upon filing. Publication is expected in the Federal Register during the week of February 6. (Rel. 34-66340) A proposed rule change filed by the Chicago Board Options Exchange, Incorporated (SR-CBOE-2012-012) to amend the Fees Schedule has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of February 6. (Rel. 34-66344) Proposed Rule ChangeICE Clear Europe Limited filed a proposed rule change (SR-ICEEU-2012-01) under Section 19(b)(2) of the Securities Exchange Act of 1934 to revise rules and procedures related to certain technical and operational changes relating to credit default swap contracts. Publication is expected in the Federal Register during the week of February 6. (Rel. 34-66341) Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule ChangeThe Commission is instituting proceedings pursuant to Section 19(b)(2)(B) of the Securities Exchange Act of 1934 to determine whether to disapprove proposed rule changes filed by the New York Stock Exchange LLC and NYSE Amex LLC (SR-NYSE-2011-55; SR-NYSEAmex-2011-84) to establish a Retail Liquidity Program on a pilot basis. Publication is expected in the Federal Register during the week of February 6. (Rel. 34-66346) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-1 Midas Medici Group Holdings, Inc., 445 PARK AVENUE, 20TH FLOOR, NEW YORK, NY, 10022, 212-792-0921 - 0 ($42,306,302.00) Equity, (File 333-179400 - Feb. 7) (BR. 08B) S-3ASR VERIZON COMMUNICATIONS INC, 140 WEST STREET, 29TH FLOOR, NEW YORK, NY, 10007, 212-395-1000 - 0 ($6,850,000,000.00) Unallocated (Universal) Shelf, (File 333-179402 - Feb. 7) (BR. 11C) S-8 HARMAN INTERNATIONAL INDUSTRIES INC /DE/, 400 ATLANTIC STREET, SUITE 1500, STAMFORD, CT, 06901, 2033283500 - 0 ($192,324,000.00) Equity, (File 333-179403 - Feb. 7) (BR. 11A) S-3ASR MERITOR INC, 2135 W MAPLE ROAD, TROY, MI, 48084, 2484351000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-179405 - Feb. 7) (BR. 05A) S-8 BP PLC, 1 ST JAMES'S SQUARE, LONDON, X0, SW1Y 4PD, 442074962107 - 0 ($889,788,000.00) Equity, (File 333-179406 - Feb. 7) (BR. 04B) S-8 Wi-LAN Inc., 11 HOLLAND AVENUE, SUITE 608, OTTAWA, A6, K1Y 4S1, 613-688-4900 - 3,000,000 ($17,010,000.00) Equity, (File 333-179407 - Feb. 7) (BR. 03B) S-8 NICE SYSTEMS LTD, 8 HAPNINA STREET, P.O.B. 690, RA'ANANA, L3, 43107, 972-9-775-3777 - 343,288 ($3,284,839.00) Equity, (File 333-179408 - Feb. 7) (BR. 03A) S-8 EPAM Systems, Inc., 41 UNIVERSITY DRIVE, SUITE 202, NEWTOWN, PA, 18940, (267) 759-9000 - 0 ($221,142,774.56) Other, (File 333-179409 - Feb. 7) (BR. 03A) S-3 American Assets Trust, Inc., 11455 EL CAMINO REAL, SUITE 200, SAN DIEGO, CA, 92130, (858) 350-2600 - 0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-179411 - Feb. 7) (BR. 08C) S-3 American Assets Trust, Inc., 11455 EL CAMINO REAL, SUITE 200, SAN DIEGO, CA, 92130, (858) 350-2600 - 0 ($534,193,732.00) Equity, (File 333-179412 - Feb. 7) (BR. 08C) S-3 Barclays Commercial Mortgage Securities LLC, 745 SEVENTH AVENUE, NEW YORK, NY, 10019, 212-412-4000 - 1,000,000 ($1,000,000.00) Mortgage Backed Securities, (File 333-179413 - Feb. 7) (BR. ) S-1 World Surveillance Group Inc., 1400 STATE ROAD 405, BLDG M6-306A, KENNEDY SPACE CENTER, FL, 32815, 321.452.3545 - 50,000,000 ($2,250,000.00) Equity, (File 333-179414 - Feb. 7) (BR. 11A) S-1 Kirin International Holding, Inc., RM 1506, S. BLDG OF CHINA OVERSEAS PLAZA, NO. 8 GUANGHUA DONGLI ROAD, CHAOYANG DISTRICT, BEIJING, F4, 100020, 86 10 6577 2050 - 1,068,106 ($1,345,817.00) Equity, (File 333-179415 - Feb. 7) (BR. 11C) S-8 ALL Fuels & Energy Co, 6165 N W 86TH ST, JOHNSTON, IA, 50131, 515-331-6509 - 0 ($100,000.00) Equity, (File 333-179416 - Feb. 7) (BR. 06C) S-8 FAIR ISAAC CORP, 901 MARQUETTE AVENUE, SUITE 3200, MINNEAPOLIS, MN, 55402, (612) 758-5255 - 0 ($219,840,000.00) Equity, (File 333-179417 - Feb. 7) (BR. 02C) RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- AB&T Financial CORP NC 1.01,9.01 02/01/12 ACCELRYS, INC. DE 5.02 02/02/12 ACCURIDE CORP DE 5.02 02/06/12 ADCARE HEALTH SYSTEMS INC OH 7.01,9.01 02/07/12 ADEONA PHARMACEUTICALS, INC. DE 1.01,5.02,8.01,9.01 02/06/12 ADVANCED MICRO DEVICES INC DE 5.02 02/07/12 AGCO CORP /DE DE 2.02,9.01 02/07/12 AK STEEL HOLDING CORP DE 1.01,2.03,2.04,9.01 02/07/12 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 02/07/12 ALEXION PHARMACEUTICALS INC DE 1.01,1.02,2.01,2.03, 02/01/12 8.01,9.01 ALLSTATE CORP DE 5.02,9.01 02/06/12 ALLSTATE LIFE INSURANCE CO 1.01,1.02,9.01 02/01/12 AMAG PHARMACEUTICALS INC. DE 5.02,9.01 02/03/12 AMC ENTERTAINMENT INC DE 7.01,9.01 02/07/12 AMERICAN DENTAL PARTNERS INC DE 5.07,8.01,9.01 02/07/12 AMERICAN EAGLE ENERGY Corp 5.02,9.01 02/02/12 American Electric Technologies Inc FL 5.02,9.01 02/02/12 AMERICAN RIVER BANKSHARES CA 7.01,9.01 02/07/12 AMERITRANS CAPITAL CORP DE 3.01 02/01/12 ANNALY CAPITAL MANAGEMENT INC MD 2.02,9.01 02/07/12 Anthera Pharmaceuticals Inc DE 5.02 02/06/12 APACHE CORP DE 5.02 02/01/12 APCO OIL & GAS INTERNATIONAL INC 7.01,9.01 02/06/12 ASIAINFO-LINKAGE, INC DE 8.01,9.01 02/07/12 ASPEN INSURANCE HOLDINGS LTD D0 5.02 02/01/12 ASSOCIATED ESTATES REALTY CORP OH 2.02,9.01 02/06/12 ASTORIA FINANCIAL CORP DE 2.02,9.01 02/07/12 ASTRONICS CORP NY 2.02,9.01 02/06/12 ATMOS ENERGY CORP TX 2.02,9.01 02/07/12 ATWOOD OCEANICS INC TX 7.01,9.01 02/06/12 AVANIR PHARMACEUTICALS, INC. DE 2.02,9.01 02/07/12 AVID TECHNOLOGY, INC. DE 2.02,9.01 02/07/12 AVISTAR COMMUNICATIONS CORP DE 1.01,2.03,9.01 02/02/12 AXIS CAPITAL HOLDINGS LTD 2.02,9.01 02/07/12 Bacterin International Holdings, Inc. DE 7.01,9.01 02/07/12 Bancorp of New Jersey, Inc. NJ 2.02,9.01 02/03/12 Bank of Commerce Holdings CA 8.01,9.01 02/07/12 Bankrate, Inc. DE 2.02,9.01 02/06/12 BARRY R G CORP /OH/ OH 2.02,9.01 02/07/12 BCM Energy Partners Inc. DE 3.02,5.02 01/31/12 BECTON DICKINSON & CO NJ 2.02,9.01 02/07/12 BLACKBAUD INC 8.01 02/07/12 BLONDER TONGUE LABORATORIES INC DE 1.01,2.03,9.01 02/01/12 BLONDER TONGUE LABORATORIES INC DE 1.01,2.01,7.01,9.01 02/01/12 BLUE SPHERE CORP. NV 3.02,5.02 02/06/12 Bonds.com Group, Inc. DE 1.01,9.01 02/01/12 BRADY CORP WI 1.01,2.01,2.03,9.01 02/01/12 BRAINY BRANDS COMPANY, INC. DE 4.02 04/15/11 BRE PROPERTIES INC /MD/ MD 2.02,8.01,9.01 02/06/12 Bridge Capital Holdings CA 2.02,9.01 02/06/12 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 2.02,9.01 02/07/12 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 7.01,9.01 02/07/12 BRYN MAWR BANK CORP PA 1.01,7.01,9.01 02/03/12 BSD MEDICAL CORP DE 5.07 02/02/12 BUFFALO WILD WINGS INC MN 2.02,9.01 02/07/12 Butte Highlands Mining Company, Inc. DE 5.02,5.03 02/01/12 C&J Energy Services, Inc. DE 7.01,9.01 02/06/12 CAESARS ENTERTAINMENT Corp DE 7.01,9.01 02/07/12 CALIX, INC 2.02,9.01 02/07/12 Cardiovascular Systems Inc DE 2.02,9.01 02/07/12 CASEY CONTAINER CORP NV 8.01,9.01 02/07/12 CBRE GROUP, INC. DE 2.02,9.01 02/07/12 CENTENE CORP 2.02,9.01 02/07/12 CENTRAL BANCORP INC /MA/ MA 2.02,9.01 02/03/12 CENTURY ALUMINUM CO DE 5.02,9.01 02/07/12 CERNER CORP /MO/ DE 2.02,9.01 02/07/12 CHESAPEAKE MIDSTREAM PARTNERS LP DE 7.01,8.01,9.01 02/01/12 CHINA BAK BATTERY INC NV 2.02,9.01 02/07/12 Chino Commercial Bancorp CA 8.01,9.01 02/06/12 CHS INC MN 5.02 02/07/12 CHURCH & DWIGHT CO INC /DE/ DE 2.02,9.01 02/07/12 CHURCH & DWIGHT CO INC /DE/ DE 5.03,9.01 02/01/12 CIRCUS & ELDORADO JOINT VENTURE 8.01,9.01 02/07/12 CIRRUS LOGIC INC DE 7.01,9.01 02/07/12 CLEAN WIND ENERGY TOWER, INC. NV 1.01,8.01,9.01 02/07/12 CMS ENERGY CORP MI 7.01,9.01 02/07/12 CNL LIFESTYLE PROPERTIES INC MD 7.01,9.01 02/06/12 COCA COLA CO DE 2.02,9.01 02/07/12 COCA-COLA ENTERPRISES, INC. DE 8.01 02/07/12 CODEXIS INC 2.02,9.01 02/07/12 Colfax CORP DE 2.02,9.01 02/07/12 COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 02/07/12 COMPUTER TASK GROUP INC NY 7.01,9.01 02/07/12 CONNS INC DE 2.02,9.01 02/07/12 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.02 02/07/12 CONSOLIDATED TOMOKA LAND CO FL 4.01,9.01 02/07/12 AMEND CONVERGYS CORP OH 2.02,9.01 02/07/12 Copano Energy, L.L.C. 1.01,2.03,7.01,9.01 02/02/12 Cornerworld Corp NV 1.01,9.01 02/03/12 CORPORATE EXECUTIVE BOARD CO DE 2.02,5.02,8.01,9.01 02/03/12 CROSS COUNTRY HEALTHCARE INC DE 8.01,9.01 02/06/12 CSG SYSTEMS INTERNATIONAL INC DE 2.02,9.01 02/07/12 CVB FINANCIAL CORP CA 7.01,8.01,9.01 02/07/12 CYS Investments, Inc. MD 2.02,9.01 02/07/12 DELTA PETROLEUM CORP/CO CO 5.02 02/02/12 DIODES INC /DEL/ DE 1.01,2.03,9.01 02/01/12 Discover Card Execution Note Trust DE 8.01 02/06/12 Discover Card Execution Note Trust DE 1.01,8.01,9.01 02/07/12 DISCOVER CARD MASTER TRUST I DE 8.01 02/06/12 DISH Network CORP NV 8.01,9.01 02/07/12 DM Products, Inc. NV 1.01,9.01 01/27/12 Domain Extremes Inc. 5.02 02/07/12 DOUBLE CROWN RESOURCES INC. NV 1.01,3.02,9.01 11/21/11 Douglas Emmett Inc MD 2.02,9.01 02/03/12 DST SYSTEMS INC DE 2.02,5.02,8.01,9.01 02/06/12 DUNKIN' BRANDS GROUP, INC. DE 8.01,9.01 02/07/12 DURECT CORP DE 5.02 02/03/12 EARTHSTONE ENERGY INC DE 8.01,9.01 02/07/12 EASTERN VIRGINIA BANKSHARES INC VA 2.02,9.01 02/07/12 EASTGATE ACQUISITIONS CORP NV 9.01 02/06/12 EC Development, Inc. DE 8.01 01/23/12 Eco-Trade Corp. DE 4.01,9.01 02/04/12 EL CAPITAN PRECIOUS METALS INC NV 8.01,9.01 02/07/12 EMERSON ELECTRIC CO MO 2.02,9.01 02/07/12 Emrise CORP DE 5.02 02/01/12 Energy Future Holdings Corp /TX/ TX 1.01,2.03,9.01 02/06/12 EPLUS INC DE 2.02,9.01 02/06/12 ESCO TECHNOLOGIES INC MO 2.02,5.07,7.01,9.01 02/07/12 Europa Acquisition VII, Inc. NV 1.01,5.02,9.01 02/01/12 EXELIXIS INC DE 5.02,9.01 02/01/12 FACT CORP CO 2.04 02/07/12 Federal Home Loan Bank of Atlanta X1 2.03 02/07/12 Federal Home Loan Bank of Boston X1 2.03 02/01/12 Federal Home Loan Bank of Chicago X1 2.03 02/01/12 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 02/02/12 Federal Home Loan Bank of Dallas 2.03,9.01 02/01/12 Federal Home Loan Bank of Des Moines X1 2.03,9.01 02/03/12 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 02/07/12 Federal Home Loan Bank of New York X1 2.03,9.01 02/01/12 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 02/01/12 Federal Home Loan Bank of San Francis X1 2.03 02/01/12 Federal Home Loan Bank of Seattle 2.03 02/01/12 Federal Home Loan Bank of Topeka 2.03,9.01 02/01/12 Forestar Group Inc. DE 8.01,9.01 02/06/12 FORMFACTOR INC DE 2.02,5.02,9.01 02/07/12 Fortegra Financial Corp DE 1.01 02/01/12 Fortegra Financial Corp DE 5.07 02/07/12 AMEND FORWARD AIR CORP TN 2.02,8.01,9.01 12/31/11 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 3.01,9.01 02/03/12 FREEPORT MCMORAN COPPER & GOLD INC DE 8.01,9.01 02/07/12 GALLAGHER ARTHUR J & CO DE 8.01,9.01 02/07/12 GALLAGHER ARTHUR J & CO DE 8.01,9.01 02/07/12 GALLAGHER ARTHUR J & CO DE 8.01,9.01 02/07/12 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 02/07/12 GARTNER INC DE 2.02,5.02,5.03,9.01 02/02/12 GAYLORD ENTERTAINMENT CO /DE DE 2.02,5.02,9.01 02/02/12 GENCORP INC OH 5.02,9.01 02/03/12 General Motors Co 8.01 02/01/12 GENERAL RED INTERNATIONAL, INC. TX 4.01,9.01 01/17/12 GENTIVA HEALTH SERVICES INC DE 2.02,9.01 02/07/12 GeoMet, Inc. DE 3.01,9.01 02/03/12 GLATFELTER P H CO PA 2.02,9.01 02/07/12 Global Geophysical Services Inc DE 2.02,9.01 02/07/12 GLU MOBILE INC DE 2.02,9.01 02/07/12 GOLDMAN SACHS GROUP INC DE 8.01,9.01 02/06/12 Griffin-American Healthcare REIT II, MD 7.01,8.01,9.01 02/07/12 Guidance Software, Inc. DE 2.02,7.01,9.01 02/07/12 HANMI FINANCIAL CORP DE 7.01,9.01 02/06/12 HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 02/07/12 HARTFORD FINANCIAL SERVICES GROUP INC DE 2.02,9.01 02/07/12 HELEN OF TROY LTD 5.07 10/11/11 AMEND HELMERICH & PAYNE INC DE 7.01,9.01 02/07/12 HERITAGE OAKS BANCORP CA 7.01,9.01 02/03/12 Higher One Holdings, Inc. DE 2.02,7.01,9.01 02/07/12 HINTO ENERGY, INC WY 7.01,9.01 02/07/12 HORACE MANN EDUCATORS CORP /DE/ DE 2.02,9.01 02/07/12 IASIS Healthcare LLC DE 2.02,9.01 02/07/12 ICAHN ENTERPRISES L.P. DE 7.01,9.01 02/07/12 ICON ECI FUND FIFTEEN, L.P. DE 8.01 02/07/12 ICON Equipment & Corporate Infrastruc DE 8.01 02/07/12 ICON LEASING FUND TWELVE, LLC DE 8.01 02/07/12 IDEX CORP /DE/ DE 2.02,9.01 02/06/12 ILLINOIS TOOL WORKS INC DE 8.01,9.01 02/07/12 IMAX CORP A6 5.02 02/01/12 IMPERIAL OIL LTD 5.02,9.01 02/02/12 IMPERIAL SUGAR CO /NEW/ TX 5.02,9.01 02/01/12 INTEGRATED SILICON SOLUTION INC DE 5.07 02/03/12 INTERMOLECULAR INC DE 2.02,9.01 02/07/12 Jive Software, Inc. DE 2.02,9.01 02/07/12 JOURNAL COMMUNICATIONS INC 5.03,9.01 02/06/12 K12 INC DE 2.02,9.01 02/07/12 KB HOME DE 8.01,9.01 02/07/12 Kentucky First Federal Bancorp 2.02,9.01 02/06/12 KNOLL INC DE 1.01,2.02,2.03,9.01 02/03/12 KONA GRILL INC DE 1.01,5.02,9.01 01/31/12 LAMAR ADVERTISING CO/NEW DE 8.01,9.01 02/06/12 LANDAUER INC DE 2.02,9.01 02/06/12 Lantheus Medical Imaging, Inc. DE 1.01 02/02/12 LEARNING TREE INTERNATIONAL INC DE 2.02,9.01 02/07/12 LEGACY RESERVES LP DE 5.02 02/01/12 LendingClub Corp DE 1.01,3.02,8.01,9.01 01/31/12 AMEND LEVI STRAUSS & CO DE 2.02,9.01 02/07/12 LIBERTY PROPERTY TRUST MD 2.02,9.01 02/07/12 Life Technologies Corp DE 2.02,7.01,9.01 02/07/12 Lifevantage Corp CO 5.02,8.01,9.01 02/03/12 LIGAND PHARMACEUTICALS INC DE 2.02,4.02,9.01 02/06/12 LIGAND PHARMACEUTICALS INC DE 5.02 02/01/12 LINCARE HOLDINGS INC DE 2.02,9.01 02/06/12 LINCOLN NATIONAL CORP IN 2.02,9.01 02/07/12 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.02,9.01 02/07/12 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 5.02 02/07/12 LITHIA MOTORS INC OR 7.01,9.01 02/07/12 LITTELFUSE INC /DE DE 2.02,9.01 02/07/12 LOUISIANA-PACIFIC CORP DE 2.02 02/07/12 LPL Investment Holdings Inc. DE 2.02,9.01 02/07/12 LYRIS, INC. 5.02 02/07/12 Madison Bancorp Inc MD 5.02 02/03/12 MAGELLAN GOLD Corp NV 5.03 01/24/12 MAGELLAN MIDSTREAM PARTNERS LP DE 2.02,9.01 02/07/12 Marathon Petroleum Corp DE 1.01 02/03/12 MARKWEST ENERGY PARTNERS L P 7.01,9.01 02/07/12 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 02/07/12 Matador Resources Co TX 1.01,5.02,7.01,9.01 02/01/12 MAXLINEAR INC 2.02,9.01 02/07/12 MCCLATCHY CO DE 9.01 12/25/11 MCDONALDS CORP DE 8.01,9.01 02/07/12 Measurement Specialties Inc NJ 1.01,9.01 02/06/12 MEDIACOM LLC NY 1.01,2.03,8.01,9.01 02/07/12 MEDIWARE INFORMATION SYSTEMS INC NY 2.02,9.01 02/07/12 MERCURY COMPUTER SYSTEMS INC MA 7.01,9.01 02/07/12 MET PRO CORP PA 5.02,9.01 02/07/12 MICROELECTRONICS TECHNOLOGY Co NV 4.01 02/07/12 Midway Gold Corp A1 7.01,9.01 02/07/12 MINDSPEED TECHNOLOGIES, INC DE 1.01,2.01,2.03,9.01 02/06/12 MIPS TECHNOLOGIES INC DE 5.07 12/07/11 AMEND MITEK SYSTEMS INC DE 2.02,9.01 02/07/12 MModal Inc. DE 2.02,7.01,9.01 02/07/12 ModusLink Global Solutions Inc DE 5.07 01/20/12 AMEND MOHEGAN TRIBAL GAMING AUTHORITY 8.01,9.01 02/07/12 Monza Ventures Inc. NV 8.01 01/26/12 MoSys, Inc. CA 2.02,9.01 02/07/12 MUELLER INDUSTRIES INC DE 2.02,9.01 02/07/12 MULTIMEDIA GAMES HOLDING COMPANY, INC TX 5.02,5.07,7.01,9.01 02/01/12 MYR GROUP INC. DE 7.01 02/03/12 NATIONAL FINANCIAL PARTNERS CORP 2.02,9.01 02/07/12 NATIONAL PENN BANCSHARES INC PA 7.01,9.01 01/26/12 NATURALLY ADVANCED TECHNOLOGIES INC A1 5.02,7.01,9.01 02/07/12 NCO Group, Inc. DE 7.01,9.01 02/06/12 NETGEAR, INC DE 2.02,9.01 02/07/12 NeuMedia, Inc. DE 5.03,8.01,9.01 02/06/12 NEW JERSEY RESOURCES CORP NJ 2.02,9.01 02/07/12 NEWS CORP 8.01,9.01 02/07/12 Noble Corp / Switzerland V8 5.02,7.01,9.01 02/03/12 Noble Corp / Switzerland V8 8.01 02/07/12 NORTHERN STATES FINANCIAL CORP /DE/ DE 3.01,9.01 02/02/12 Nuance Communications, Inc. DE 5.02 02/01/12 NuStar Energy L.P. DE 7.01,9.01 02/07/12 NuStar Energy L.P. DE 1.01,9.01 02/02/12 NuStar GP Holdings, LLC DE 7.01,9.01 02/07/12 OCEANFIRST FINANCIAL CORP DE 7.01,9.01 02/07/12 OMEGA HEALTHCARE INVESTORS INC MD 2.02,9.01 02/07/12 OPENTABLE INC DE 2.02,9.01 02/07/12 OPNET TECHNOLOGIES INC DE 2.02,8.01,9.01 02/07/12 OPNEXT INC 2.02,9.01 02/07/12 ORAMED PHARMACEUTICALS INC. NV 8.01,9.01 02/07/12 ORIGINOIL INC NV 8.01,9.01 02/07/12 Otter Tail Corp MN 2.02,9.01 02/06/12 PACIFIC BIOSCIENCES OF CALIFORNIA INC 2.02,9.01 02/07/12 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 02/07/12 Pana-Minerales S.A. NV 1.01,3.02,5.02,9.01 02/01/12 PANERA BREAD CO DE 2.02,5.02,7.01,9.01 02/05/12 PANTRY INC DE 2.02,9.01 02/07/12 PARK CITY GROUP INC 5.02 02/07/12 PARK NATIONAL CORP /OH/ OH 2.02,8.01,9.01 02/07/12 PARKWAY PROPERTIES INC MD 2.02,7.01,9.01 02/06/12 PARTNERRE LTD 2.02,8.01,9.01 02/02/12 PATHFINDER BANCORP INC DE 2.02,9.01 02/06/12 PEABODY ENERGY CORP DE 7.01,9.01 02/07/12 PERRIGO CO MI 2.02,9.01 02/07/12 PHH CORP MD 2.02,9.01 02/06/12 Pike Electric CORP 2.02,9.01 02/07/12 PINNACLE AIRLINES CORP DE 1.01,8.01 02/01/12 PIONEER NATURAL RESOURCES CO DE 2.02,9.01 02/06/12 Pioneer Southwest Energy Partners L.P DE 2.02,9.01 02/06/12 PLAINS EXPLORATION & PRODUCTION CO DE 2.02,7.01,9.01 02/06/12 PLANAR SYSTEMS INC OR 2.02,9.01 02/07/12 PLATINUM UNDERWRITERS HOLDINGS LTD D0 2.02,9.01 02/07/12 POLYCOM INC DE 5.02,5.03,9.01 02/02/12 POST PROPERTIES INC GA 2.02,9.01 02/06/12 Primerica, Inc. DE 2.02,7.01,9.01 02/07/12 Q LOTUS HOLDINGS INC NV 1.01,2.01,9.01 01/26/12 QUANTA SERVICES INC DE 2.02,9.01 02/07/12 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 3.01 02/01/12 QUICKLOGIC CORPORATION CA 2.02,9.01 02/07/12 RAMBUS INC DE 8.01,9.01 02/06/12 REAL ESTATE ASSOCIATES LTD VII CA 8.01 02/02/12 Red Lion Hotels CORP WA 1.01,2.03,9.01 02/02/12 REGAL BELOIT CORP WI 2.02,7.01,9.01 02/06/12 REGENCY CENTERS CORP FL 8.01,9.01 02/06/12 RENAISSANCERE HOLDINGS LTD D0 2.02,9.01 02/07/12 RENTRAK CORP OR 2.02,9.01 02/07/12 RING ENERGY, INC. NV 8.01 02/06/12 RTI INTERNATIONAL METALS INC OH 2.02,9.01 02/07/12 SAIA INC DE 7.01,9.01 01/31/12 SBT Bancorp, Inc. CT 2.02,9.01 02/07/12 SCOTTS MIRACLE-GRO CO OH 2.02,9.01 02/07/12 SEITEL INC DE 1.01,5.02 02/01/12 SENSIENT TECHNOLOGIES CORP WI 2.02,9.01 02/07/12 SHARPROCK RESOURCES INC. NV 7.01,9.01 02/07/12 Silicon Graphics International Corp DE 2.02,9.01 02/07/12 Sino Green Land Corp NV 5.02 02/06/12 Smart Kids Group Inc. FL 1.01,5.01,9.01 01/26/12 SMITHFIELD FOODS INC VA 5.02 02/03/12 SolarWinds, Inc. DE 2.02,9.01 02/07/12 SOLERA HOLDINGS, INC DE 2.02,7.01,9.01 02/07/12 Southern National Bancorp of Virginia VA 4.02 02/07/12 SOUTHWEST AIRLINES CO TX 7.01,9.01 01/31/12 SOUTHWEST IOWA RENEWABLE ENERGY, LLC IA 7.01,8.01,9.01 02/07/12 SP Bancorp, Inc. MD 2.02,9.01 02/07/12 SPANISH BROADCASTING SYSTEM INC DE 8.01,9.01 02/07/12 Spartan Gold Ltd. 4.01,9.01 02/01/12 SPARTON CORP OH 2.02,7.01,9.01 02/07/12 Spectrum Brands Holdings, Inc. DE 5.07,9.01 02/01/12 SPICY PICKLE FRANCHISING INC CO 5.03,8.01 02/02/12 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 02/07/12 STERIS CORP OH 2.02,9.01 02/07/12 Stevia First Corp. 1.01,2.03,3.02,5.02, 01/31/12 5.03,9.01 STR HOLDINGS, INC. DE 2.02,9.01 02/03/12 STRATASYS INC DE 2.02,9.01 02/07/12 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 02/01/12 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 01/31/12 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 02/01/12 STRUCTURED PRODUCTS CORPTIERS PRINC P DE 8.01,9.01 02/01/12 Sucampo Pharmaceuticals, Inc. 8.01,9.01 02/02/12 SUFFOLK BANCORP NY 5.02,9.01 02/02/12 SUNRISE SENIOR LIVING INC DE 7.01,9.01 02/07/12 Sunshine Biopharma, Inc CO 4.01,9.01 01/30/12 AMEND SUPERTEL HOSPITALITY INC VA 5.02,9.01 02/01/12 SWS GROUP INC DE 2.02,9.01 02/07/12 SYNCHRONOSS TECHNOLOGIES INC 2.02,9.01 02/07/12 TEAM HEALTH HOLDINGS INC. DE 2.02,9.01 02/07/12 TECHNICAL COMMUNICATIONS CORP MA 8.01,9.01 02/06/12 TEREX CORP DE 8.01,9.01 02/06/12 TESORO CORP /NEW/ DE 5.02,9.01 02/01/12 TIDEWATER INC DE 7.01,9.01 02/02/12 TOLL BROTHERS INC DE 8.01,9.01 02/03/12 TOLL BROTHERS INC DE 1.01,2.03,8.01,9.01 02/07/12 TransDigm Group INC DE 2.02,9.01 02/07/12 TRANSGENOMIC INC DE 1.01,3.02,9.01 02/02/12 TTM TECHNOLOGIES INC WA 2.02,9.01 02/07/12 Two Harbors Investment Corp. 2.02,9.01 02/07/12 Two Harbors Investment Corp. 1.01 02/07/12 Two Harbors Investment Corp. 7.01,9.01 02/07/12 TYSON FOODS INC DE 5.07 02/03/12 U S PHYSICAL THERAPY INC /NV NV 7.01,9.01 02/06/12 UDR, Inc. MD 8.01 02/07/12 ULURU INC. NV 3.01,8.01,9.01 02/07/12 UNIT CORP DE 8.01,9.01 02/07/12 UNIVERSAL CORP /VA/ VA 2.02,8.01,9.01 02/07/12 UNIVERSAL GOLD MINING CORP. NV 2.01 02/02/12 UNIVERSAL TRAVEL GROUP NV 5.02,9.01 02/01/12 USANA HEALTH SCIENCES INC UT 2.02,9.01 02/07/12 VALUECLICK INC/CA DE 2.02,5.02 02/02/12 VCA ANTECH INC DE 8.01 02/01/12 VelaTel Global Communications, Inc. NV 3.02 02/02/12 VIROPHARMA INC DE 8.01,9.01 02/06/12 VISA INC. DE 8.01,9.01 02/07/12 VISHAY INTERTECHNOLOGY INC DE 2.02,7.01,9.01 02/07/12 VITESSE SEMICONDUCTOR CORP DE 2.02,9.01 02/07/12 Vringo Inc DE 3.02 02/06/12 WALT DISNEY CO/ DE 2.02,9.01 02/07/12 WASTE CONNECTIONS, INC. DE 2.02,7.01,9.01 02/07/12 WATTS WATER TECHNOLOGIES INC DE 5.02 02/06/12 WAUSAU PAPER CORP. WI 2.02,9.01 02/06/12 AMEND WCA WASTE CORP DE 8.01,9.01 02/07/12 WEBSTER FINANCIAL CORP DE 8.01,9.01 02/07/12 WELLS FARGO & CO/MN DE 9.01 02/07/12 WELLS REAL ESTATE FUND XIV LP GA 1.01 02/03/12 WEST PHARMACEUTICAL SERVICES INC PA 7.01,9.01 02/07/12 WESTAR ENERGY INC /KS KS 1.01,9.01 02/06/12 Western Refining, Inc. DE 7.01,9.01 02/07/12 Western Union CO DE 2.02,7.01,9.01 02/07/12 WHITING USA TRUST I DE 2.02,9.01 02/07/12 WINLAND ELECTRONICS INC MN 8.01,9.01 02/02/12 World Surveillance Group Inc. DE 1.01,2.03,3.02,9.01 02/02/12 WWA GROUP INC NV 2.01,9.01 11/21/11 AMEND XCel Brands, Inc. DE 9.01 09/29/11 AMEND XCEL ENERGY INC MN 7.01 02/07/12 XPO Logistics, Inc. DE 5.02,8.01,9.01 02/07/12 YOUNG INNOVATIONS INC MO 2.02,8.01,9.01 02/06/12 YUM BRANDS INC NC 2.02,9.01 02/06/12 ZOLTEK COMPANIES INC DE 2.02,5.07,9.01 02/02/12
http://www.sec.gov/news/digest/2012/dig020812.htm
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