|
|
1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- 3M CO DE 2.02,9.01 04/24/12 AARON'S INC GA 5.02,9.01 04/18/12 AbitibiBowater Inc. DE 8.01,9.01 04/24/12 ACCELR8 TECHNOLOGY CORP CO 1.01,3.02,5.02,9.01 04/20/12 ACCESS NATIONAL CORP VA 2.02,7.01,9.01 04/24/12 ACCO BRANDS CORP DE 5.02,5.07,7.01,9.01 04/23/12 ACCURIDE CORP DE 2.02,7.01,9.01 04/24/12 ACE Ltd V8 2.02,9.01 04/24/12 ACTIVE POWER INC DE 2.02,9.01 04/24/12 ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02,7.01,9.01 04/24/12 ADMA BIOLOGICS, INC. DE 1.01,2.01,3.02,4.01, 02/13/12 AMEND 5.01,5.02,5.03,5.06, 9.01 Advance America, Cash Advance Centers DE 1.02,2.01,3.01,3.03, 04/23/12 5.01,5.02,5.03,8.01, 9.01 AF OCEAN INVESTMENT MANAGEMENT Co FL 8.01,9.01 04/24/12 AFLAC INC GA 2.02,9.01 04/24/12 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 04/24/12 AK STEEL HOLDING CORP DE 2.02,9.01 04/24/12 AK STEEL HOLDING CORP DE 7.01,9.01 04/24/12 AK STEEL HOLDING CORP DE 7.01,9.01 04/24/12 ALEXANDRIA REAL ESTATE EQUITIES INC MD 5.02,9.01 04/20/12 ALEXION PHARMACEUTICALS INC DE 2.02,9.01 04/24/12 Alliance Bancorp, Inc. of Pennsylvani PA 7.01,9.01 04/24/12 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 04/24/12 ALTAIR NANOTECHNOLOGIES INC Z4 1.01,5.02 04/18/12 AMARILLO BIOSCIENCES INC TX 8.01 04/24/12 AMERIGAS PARTNERS LP DE 1.01,9.01 04/18/12 AMERITRANS CAPITAL CORP DE 8.01 04/20/12 AMGEN INC DE 2.02,9.01 04/24/12 Amincor, Inc. NV 5.02 04/24/12 AMSURG CORP TN 2.02,7.01,8.01,9.01 03/31/12 ANAREN INC NY 2.02,9.01 04/24/12 ANIXTER INTERNATIONAL INC DE 2.02,9.01 04/24/12 APEX 3, INC. DE 5.01,5.02 04/18/12 APOLLO GROUP INC AZ 8.01 04/20/12 APPLE INC CA 2.02,9.01 04/24/12 ARCH COAL INC DE 1.04 04/18/12 Ardea Biosciences, Inc./DE DE 1.01,8.01,9.01 04/21/12 Arista Power, Inc. NY 1.01,8.01,9.01 04/20/12 ARKANSAS BEST CORP /DE/ DE 8.01,9.01 04/24/12 ASHLAND INC. KY 2.02,9.01 04/24/12 ASHLAND INC. KY 7.01,9.01 04/24/12 ASIAINFO-LINKAGE, INC DE 5.07,9.01 04/20/12 Aspect FuturesAccess LLC DE 5.02 04/18/12 ASTEC INDUSTRIES INC TN 2.02,9.01 04/24/12 AT&T INC. DE 2.02,9.01 04/24/12 AT&T INC. DE 8.01,9.01 04/24/12 Atkore International Holdings Inc. DE 5.02 04/24/12 AUTOZONE INC NV 2.03,9.01 04/24/12 Bacterin International Holdings, Inc. DE 1.01,2.03,7.01,9.01 04/23/12 Bacterin International Holdings, Inc. DE 7.01,9.01 04/24/12 BAKER HUGHES INC DE 2.02,7.01,9.01 04/24/12 Bancorp, Inc. 2.02,9.01 04/24/12 BANCORPSOUTH INC MS 2.02,7.01,9.01 04/23/12 BANK OF THE JAMES FINANCIAL GROUP INC VA 2.02,9.01 04/23/12 BANNER CORP WA 2.02,9.01 04/23/12 BAR HARBOR BANKSHARES ME 8.01 04/24/12 BARD C R INC /NJ/ NJ 2.02,9.01 04/24/12 BBCN BANCORP INC DE 2.02,9.01 04/23/12 Bella Petrellas Holdings, Inc. FL 5.02 04/19/12 BIGLARI HOLDINGS INC. IN 5.02,5.07 04/18/12 Bio-Carbon Solutions International In NV 1.01,2.01,9.01 04/23/12 Biodel Inc 7.01,9.01 04/23/12 BIOGERON, INC. NV 5.02 04/23/12 Biostar Pharmaceuticals, Inc. MD 1.01,5.02,9.01 04/20/12 BIOZONE PHARMACEUTICALS, INC. NV 3.02,9.01 04/18/12 BLUE CALYPSO, INC. NV 1.01,2.03,3.02,9.01 04/19/12 Blueknight Energy Partners, L.P. DE 7.01,9.01 04/24/12 BOK FINANCIAL CORP ET AL OK 2.02,9.01 04/24/12 BOYD GAMING CORP NV 2.02,9.01 04/24/12 BRANTLEY CAPITAL CORP MD 8.01,9.01 04/24/12 Brekford Corp. DE 5.02 04/23/12 BRITTON & KOONTZ CAPITAL CORP MS 2.02,9.01 04/23/12 BRITTON & KOONTZ CAPITAL CORP MS 8.01 04/24/12 BRUKER CORP DE 2.02,9.01 04/24/12 BUFFALO WILD WINGS INC MN 2.02,9.01 04/24/12 C H ROBINSON WORLDWIDE INC DE 2.02,9.01 04/24/12 CAMDEN NATIONAL CORP ME 1.01,7.01,9.01 04/23/12 CAMDEN NATIONAL CORP ME 2.02,9.01 04/24/12 Campus Crest Communities, Inc. MD 5.07 04/23/12 CAPELLA EDUCATION CO 2.02,9.01 04/24/12 CarePayment Technologies, Inc. OR 5.02 04/18/12 CARLISLE COMPANIES INC DE 2.02,9.01 04/24/12 CATALYST HEALTH SOLUTIONS, INC. DE 8.01,9.01 04/23/12 CBRE GROUP, INC. DE 2.02,9.01 04/24/12 CCFNB BANCORP INC PA 2.02,9.01 04/24/12 Celanese CORP DE 2.02,7.01,9.01 04/24/12 CELL THERAPEUTICS INC WA 1.01,3.02,7.01,9.01 04/18/12 CENTENE CORP 2.02,9.01 04/24/12 CENTER BANCORP INC NJ 8.01,9.01 04/19/12 CENTRAL EUROPEAN DISTRIBUTION CORP DE 1.01,2.03,3.02,3.03, 04/23/12 5.02,9.01 CENTURY ALUMINUM CO DE 2.02,9.01 04/24/12 Centurytouch Ltd DE 5.03,9.01 04/21/12 CERADYNE INC DE 2.02,9.01 03/31/12 CH ENERGY GROUP INC NY 5.07 04/24/12 CH ENERGY GROUP INC NY 8.01,9.01 04/24/12 CH2M HILL COMPANIES LTD DE 1.01,2.03 04/19/12 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 04/24/12 CHICAGO BRIDGE & IRON CO N V 2.02,9.01 04/24/12 China Armco Metals, Inc. NV 8.01 04/19/12 CHRISTOPHER & BANKS CORP DE 5.02,9.01 04/13/12 AMEND CHROMCRAFT REVINGTON INC DE 2.02,8.01,9.01 04/20/12 Cinedigm Digital Cinema Corp. DE 1.01,3.02,5.02,9.01 04/19/12 CIRRUS LOGIC INC DE 5.02 04/23/12 CIT GROUP INC DE 2.02,9.01 04/24/12 CITIZENS FINANCIAL SERVICES INC PA 2.02,9.01 04/24/12 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 04/23/12 Claridge Ventures, Inc. NV 8.01,9.01 04/05/12 CME GROUP INC. DE 5.02,9.01 04/18/12 CMS ENERGY CORP MI 1.01,9.01 04/18/12 CNO Financial Group, Inc. DE 7.01,9.01 04/24/12 COACH INC MD 2.02,9.01 04/24/12 Colfax CORP DE 8.01,9.01 04/24/12 COMERICA INC /NEW/ DE 7.01,9.01 04/24/12 COMERICA INC /NEW/ DE 7.01,8.01,9.01 04/24/12 COMMUNITY TRUST BANCORP INC /KY/ KY 7.01,9.01 03/31/12 COMMUNITY WEST BANCSHARES / CA 1.01,9.01 04/23/12 CONSUMERS BANCORP INC /OH/ OH 2.02,9.01 04/24/12 CorMedix Inc. DE 3.01,9.01 04/20/12 Cornerstone OnDemand Inc DE 5.02,9.01 04/18/12 CORNING NATURAL GAS CORP NY 8.01,9.01 04/20/12 Counsel RB Capital Inc. FL 9.01 04/23/12 AMEND CRANE CO /DE/ DE 2.02,5.07,8.01,9.01 04/23/12 CROSS BORDER RESOURCES, INC. NV 1.01,5.02,5.07,8.01, 04/20/12 9.01 CSB BANCORP INC /OH OH 2.02,9.01 04/24/12 CYBEX INTERNATIONAL INC NY 2.02,9.01 04/24/12 CYMER INC NV 2.02,9.01 04/24/12 CYTEC INDUSTRIES INC/DE/ DE 5.07 04/20/12 DATARAM CORP NJ 9.01 04/02/12 AMEND DAYSTAR TECHNOLOGIES INC DE 8.01 04/23/12 DDI CORP CA 2.02,8.01,9.01 04/24/12 DELCATH SYSTEMS INC DE 1.01,2.03 04/20/12 Delphi Automotive PLC Y9 2.02,9.01 04/24/12 Disability Access Corp 8.01,9.01 04/23/12 Discover Financial Services DE 8.01,9.01 04/23/12 Diversified Resources Inc. NV 1.01,9.01 04/16/12 Duff & Phelps Corp DE 2.02,9.01 04/24/12 DYAX CORP DE 2.02,9.01 04/24/12 EAGLE BANCORP INC MD 2.02,9.01 04/24/12 Eagle Bancorp Montana, Inc. 2.02,9.01 04/24/12 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,8.01,9.01 04/24/12 Edwards Lifesciences Corp DE 2.02,9.01 04/24/12 EMC INSURANCE GROUP INC IA 7.01,9.01 04/23/12 ENCISION INC CO 5.02 04/18/12 ENNIS, INC. TX 2.02,9.01 04/23/12 EnteroMedics Inc 2.02,9.01 04/24/12 ENTROPIC COMMUNICATIONS INC DE 2.02,9.01 04/24/12 ETHAN ALLEN INTERIORS INC DE 2.02,9.01 04/23/12 Eureka Financial Corp. 2.02,9.01 04/20/12 F&M BANK CORP VA 2.02,9.01 04/24/12 Federal Home Loan Bank of Atlanta X1 2.03 04/24/12 Federal Home Loan Bank of Boston X1 2.03 04/18/12 Federal Home Loan Bank of Chicago X1 2.02,9.01 04/24/12 Federal Home Loan Bank of Chicago X1 2.03 04/18/12 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 04/18/12 Federal Home Loan Bank of Des Moines X1 2.03,9.01 04/20/12 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 04/24/12 Federal Home Loan Bank of New York X1 2.03,9.01 04/18/12 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 04/18/12 Federal Home Loan Bank of San Francis X1 2.03 04/18/12 Federal Home Loan Bank of Seattle 2.03 04/18/12 Federal Home Loan Bank of Topeka 2.03,9.01 04/18/12 FEDERAL MOGUL CORP DE 2.02,7.01,9.01 04/24/12 Fifth Street Finance Corp DE 8.01,9.01 04/24/12 FIFTH THIRD BANCORP OH 7.01,9.01 04/19/12 AMEND FIRST BUSEY CORP /NV/ NV 2.02,9.01 04/24/12 FIRST CAPITAL INC IN 2.02,9.01 04/19/12 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 2.02,7.01,9.01 04/24/12 First Connecticut Bancorp, Inc. MD 8.01,9.01 04/24/12 FIRST FINANCIAL BANKSHARES INC TX 2.02,9.01 04/23/12 FIRST FINANCIAL CORP /IN/ IN 5.07 04/18/12 FIRST INTERSTATE BANCSYSTEM INC MT 2.02,9.01 04/23/12 FIRSTBANK CORP MI 2.02,9.01 04/23/12 FIRSTBANK CORP MI 8.01,9.01 04/23/12 Firsthand Technology Value Fund, Inc. 8.01,9.01 04/23/12 FIRSTMERIT CORP /OH/ OH 2.02,9.01 04/24/12 Forex International Trading Corp. NV 5.02 04/23/12 FORMFACTOR INC DE 5.07 04/18/12 FORTINET INC 2.02,9.01 04/24/12 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 2.02,9.01 04/24/12 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 7.01,9.01 04/24/12 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 1.01,2.03,9.01 04/20/12 Game Plan Holdings, Inc. NV 1.01,3.02,9.01 02/24/12 Gas Natural Inc. OH 8.01,9.01 04/18/12 GBS Enterprises Inc NV 2.02,9.01 04/19/12 GENTA INC DE/ DE 5.02,9.01 04/24/12 Global Growth Trust, Inc. MD 1.01 04/20/12 GLOBALSCAPE INC DE 7.01 04/24/12 GOLDFIELD CORP DE 1.01,2.03,9.01 04/17/12 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.03,9.01 04/19/12 GRANDPARENTS.COM, INC. DE 1.01,2.01,2.03,3.03, 02/22/12 AMEND 4.01,5.02,5.03,5.06, 9.01 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01,9.01 04/20/12 Greektown Superholdings, Inc. DE 2.02,9.01 04/24/12 GREENE COUNTY BANCORP INC DE 8.01,9.01 04/20/12 GRYPHON GOLD CORP NV 1.01,2.03,3.02,9.01 04/18/12 Guanwei Recycling Corp. NV 3.01 01/31/12 AMEND HALF ROBERT INTERNATIONAL INC /DE/ DE 2.02,8.01,9.01 04/24/12 HANDENI GOLD INC. NV 8.01,9.01 04/23/12 HANDENI GOLD INC. NV 5.02 04/24/12 HARMONIC INC DE 2.02,8.01,9.01 04/24/12 Hatteras Financial Corp 2.02,9.01 04/24/12 HAWAIIAN HOLDINGS INC DE 2.02,9.01 04/24/12 HEALTH MANAGEMENT ASSOCIATES INC DE 2.02,9.01 04/23/12 HEALTHWAYS, INC DE 2.02,9.01 04/24/12 HEIDRICK & STRUGGLES INTERNATIONAL IN DE 2.02,9.01 04/24/12 HERSHEY CO DE 2.02,9.01 04/24/12 Highbridge Commodities FuturesAccess DE 5.02 04/18/12 HOMEAWAY INC DE 2.02,9.01 04/24/12 HUIHENG MEDICAL, INC. NV 4.02 04/05/12 HUMAN GENOME SCIENCES INC DE 2.02,9.01 04/24/12 HUNTINGTON BANCSHARES INC/MD MD 5.02,5.07 04/19/12 HUTCHINSON TECHNOLOGY INC MN 2.02,9.01 04/24/12 ICAHN ENTERPRISES L.P. DE 8.01,9.01 04/24/12 IDENIX PHARMACEUTICALS INC DE 8.01,9.01 04/19/12 IDEX CORP /DE/ DE 2.02,9.01 04/23/12 II-VI INC PA 2.02,9.01 04/24/12 ILLINOIS TOOL WORKS INC DE 2.02,9.01 04/24/12 IMATION CORP DE 2.02,9.01 04/24/12 Independence Resources PLC X0 1.01,2.01,3.02,5.02, 04/18/12 9.01 INDEPENDENT BANK CORP /MI/ MI 7.01,9.01 04/24/12 INLAND REAL ESTATE CORP MD 5.02,9.01 04/18/12 INPHI Corp DE 2.02,9.01 04/24/12 INTERNATIONAL GAME TECHNOLOGY NV 2.02,9.01 04/24/12 INTUITIVE SURGICAL INC DE 5.02,5.03,5.07,9.01 04/19/12 INVIVO THERAPEUTICS HOLDINGS CORP. NV 5.03,9.01 04/19/12 IPC The Hospitalist Company, Inc. DE 2.02,9.01 04/24/12 IROBOT CORP DE 2.02,9.01 04/24/12 IRONWOOD PHARMACEUTICALS INC 8.01,9.01 04/19/12 ISTA PHARMACEUTICALS INC DE 8.01,9.01 04/23/12 JANUS CAPITAL GROUP INC DE 2.02,9.01 04/24/12 JEFFERIES GROUP INC /DE/ DE 1.01,9.01 04/19/12 JMG Exploration, Inc. NV 8.01,9.01 04/20/12 AMEND JUNIPER NETWORKS INC DE 2.02,9.01 04/24/12 KANSAS CITY SOUTHERN DE 2.02,9.01 04/24/12 Kat Gold Holdings Corp. NV 1.01,2.01,3.02,5.02, 04/18/12 5.03,8.01,9.01 KELLOGG CO DE 2.02,7.01,9.01 04/24/12 LANDMARK BANCORP INC DE 2.02,8.01,9.01 04/24/12 Lantheus Medical Imaging, Inc. DE 1.01 04/19/12 LCA VISION INC DE 2.02,9.01 04/24/12 LEAP WIRELESS INTERNATIONAL INC DE 5.02 04/23/12 LENNOX INTERNATIONAL INC DE 2.02,9.01 04/24/12 LEVI STRAUSS & CO DE 8.01,9.01 04/24/12 LEXMARK INTERNATIONAL INC /KY/ DE 2.02,9.01 04/24/12 LIBERTY PROPERTY TRUST MD 2.02,9.01 04/24/12 Life Technologies Corp DE 2.02,7.01,9.01 04/24/12 LIGHTCOLLAR, INC. 8.01 03/09/12 LIGHTPATH TECHNOLOGIES INC DE 2.02,9.01 04/24/12 LINCOLN ELECTRIC HOLDINGS INC OH 2.02,9.01 04/24/12 LNB BANCORP INC OH 7.01,9.01 04/24/12 Longhai Steel Inc. NV 5.02,9.01 04/24/12 LYRIS, INC. 1.01,2.03,9.01 04/18/12 MAGNUM HUNTER RESOURCES CORP DE 1.01,7.01,9.01 04/18/12 MAINSOURCE FINANCIAL GROUP IN 2.02,9.01 04/24/12 MAJESCO ENTERTAINMENT CO DE 5.07,9.01 04/18/12 Man AHL FuturesAccess LLC DE 5.02 04/18/12 MANHATTAN ASSOCIATES INC GA 2.02,9.01 04/24/12 MARKETAXESS HOLDINGS INC 5.02,9.01 04/18/12 MARTIN MARIETTA MATERIALS INC NC 8.01 04/18/12 McEwen Mining Inc. CO 5.02 04/18/12 AMEND MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 04/24/12 MEDASSETS INC DE 5.02,8.01 04/19/12 MEDICAL ACTION INDUSTRIES INC DE 5.02,7.01,9.01 03/15/12 MEDICAL CONNECTIONS HOLDINGS, INC. FL 5.02,9.01 04/20/12 MERCADOLIBRE INC 5.02 04/23/12 MERCURY COMPUTER SYSTEMS INC MA 2.02,9.01 04/24/12 MERIDIAN INTERSTATE BANCORP INC 2.02,9.01 04/24/12 MERIT MEDICAL SYSTEMS INC UT 2.02,9.01 04/24/12 Meritage Homes CORP MD 8.01,9.01 04/24/12 MERITOR INC IN 1.01,2.03,9.01 04/23/12 METALICO INC 8.01,9.01 04/24/12 METLIFE INC DE 5.02,9.01 04/24/12 Midas Medici Group Holdings, Inc. 2.02,9.01 04/18/12 MIDSOUTH BANCORP INC LA 2.02,8.01,9.01 04/24/12 MIDWEST HOLDING INC. NE 8.01,9.01 04/24/12 MidWestOne Financial Group, Inc. IA 2.02,9.01 04/24/12 MILLER ENERGY RESOURCES, INC. TN 9.01 03/09/12 AMEND MINT LEASING INC NV 2.02,7.01,9.01 04/24/12 ML BlueTrend FuturesAccess LLC DE 5.02 04/18/12 ML SELECT FUTURES I LP DE 5.02 04/18/12 ML Transtrend DTP Enhanced FuturesAcc DE 5.02 04/18/12 ML TREND-FOLLOWING FUTURES FUND L.P. DE 5.02 04/18/12 ML Winton FuturesAccess LLC DE 5.02 04/18/12 MODINE MANUFACTURING CO WI 1.01,9.01 04/20/12 MOODYS CORP /DE/ DE 1.01,2.03,9.01 04/18/12 MUELLER INDUSTRIES INC DE 2.02,9.01 04/24/12 MusclePharm Corp NV 5.05,8.01,9.01 04/17/12 NATIONAL BEVERAGE CORP DE 8.01,9.01 04/20/12 NATUS MEDICAL INC DE 1.01,9.01 04/20/12 NB&T FINANCIAL GROUP INC OH 2.02,7.01,9.01 04/24/12 NBT BANCORP INC DE 2.02,9.01 04/23/12 NEDAK ETHANOL, LLC NE 5.02,9.01 04/24/12 NeuroMetrix, Inc. DE 2.02,9.01 04/24/12 NEWS CORP 8.01,9.01 04/24/12 NORFOLK SOUTHERN CORP VA 2.02,7.01,9.01 04/24/12 NORMAN CAY DEVELOPMENT, INC. NV 5.02,9.01 04/19/12 NORTH CENTRAL BANCSHARES INC IA 7.01,9.01 04/24/12 OAK RIDGE MICRO-ENERGY INC CO 3.02 04/18/12 ORIENTAL FINANCIAL GROUP INC PR 2.02,9.01 04/23/12 Oritani Financial Corp DE 2.02,9.01 04/24/12 ORTHOFIX INTERNATIONAL N V 1.01,9.01 04/23/12 OSAGE EXPLORATION & DEVELOPMENT INC DE 1.01,2.03,3.02,9.01 04/17/12 AMEND OSI SYSTEMS INC DE 2.02,9.01 04/24/12 OVERSTOCK.COM, INC DE 2.02,9.01 04/19/12 OWENS & MINOR INC/VA/ VA 2.02,9.01 04/23/12 P F CHANGS CHINA BISTRO INC 5.02,5.07,9.01 04/18/12 PACCAR INC DE 2.02,9.01 04/24/12 PACIFIC PREMIER BANCORP INC DE 2.02,9.01 03/31/12 PANERA BREAD CO DE 2.02,7.01,9.01 04/24/12 PARK NATIONAL CORP /OH/ OH 5.07 04/23/12 PARKE BANCORP, INC. NJ 8.01,9.01 04/24/12 PARKER HANNIFIN CORP OH 2.02,7.01,9.01 04/24/12 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 04/24/12 PENSECO FINANCIAL SERVICES CORP PA 8.01 04/24/12 PENTAIR INC MN 2.02,8.01,9.01 04/24/12 PEOPLES BANCORP INC OH 2.02,9.01 04/24/12 PERVASIVE SOFTWARE INC DE 2.02,9.01 04/24/12 PHAZAR CORP DE 2.02,9.01 04/24/12 PHOTOMEDEX INC DE 1.01,8.01,9.01 04/23/12 PHOTOTRON HOLDINGS, INC. DE 1.01 02/27/12 PLAINS EXPLORATION & PRODUCTION CO DE 9.01 12/15/11 AMEND PLAINSCAPITAL CORP TX 2.02,5.02 04/20/12 PMI GROUP INC DE 7.01,9.01 04/20/12 PNC FINANCIAL SERVICES GROUP, INC. PA 2.02,3.03,5.03,8.01, 04/19/12 9.01 PORTFOLIO RECOVERY ASSOCIATES INC DE 1.01,2.03 04/20/12 POTASH AMERICA, INC. NV 7.01,9.01 04/24/12 POWERSECURE INTERNATIONAL, INC. DE 8.01,9.01 04/24/12 PRINCETON NATIONAL BANCORP INC DE 5.02 04/24/12 PRIVATEBANCORP, INC DE 2.02,9.01 04/24/12 PROVIDENT NEW YORK BANCORP DE 2.02,9.01 04/23/12 PURE BIOSCIENCE, INC. DE 8.01 04/18/12 QNB CORP PA 2.02,9.01 04/24/12 QUESTAR CORP UT 2.02,9.01 04/24/12 RADIOSHACK CORP DE 2.02,9.01 03/31/12 RADISYS CORP OR 2.02,5.02,9.01 04/23/12 RAYMOND JAMES FINANCIAL INC FL 7.01,9.01 04/24/12 RAYONIER INC NC 2.02,9.01 04/24/12 RED MOUNTAIN RESOURCES, INC. FL 8.01,9.01 04/23/12 REGIONS FINANCIAL CORP DE 2.02,7.01,9.01 04/24/12 RENT A CENTER INC DE 2.02,9.01 04/23/12 RETAIL PROPERTIES OF AMERICA, INC. MD 7.01,9.01 04/24/12 REYNOLDS AMERICAN INC 2.02,9.01 04/24/12 RF MICRO DEVICES INC NC 2.02,9.01 04/24/12 ROCHESTER MEDICAL CORPORATION MN 2.02,9.01 04/24/12 ROPER INDUSTRIES INC DE 5.03 04/24/12 Roundy's, Inc. DE 7.01,8.01,9.01 04/24/12 RT Technologies, Inc. NV 9.01 03/31/12 RUSH ENTERPRISES INC \TX\ TX 2.02,9.01 04/24/12 RYDER SYSTEM INC FL 2.02,9.01 04/24/12 S&T BANCORP INC PA 8.01,9.01 04/23/12 SALIX PHARMACEUTICALS LTD 8.01,9.01 04/23/12 SANDRIDGE ENERGY INC DE 1.01,2.01,9.01 04/23/12 SandRidge Mississippian Trust II DE 1.01,3.02,5.03,9.01 04/23/12 Santa Fe Gold CORP DE 5.02,9.01 04/23/12 SANUWAVE Health, Inc. NV 5.02 04/23/12 SAVANNAH BANCORP INC GA 2.02 04/24/12 SeaBright Holdings, Inc. DE 2.02,9.01 04/24/12 SEALED AIR CORP/DE DE 5.02 04/24/12 SEALY CORP DE 5.07 04/18/12 SEARCH BY HEADLINES.COM CORP. NV 2.03 04/20/12 SELECT COMFORT CORP MN 1.01,2.03,7.01,9.01 04/23/12 SERACARE LIFE SCIENCES INC 2.01,3.01,3.03,5.01, 04/18/12 5.02,5.03,5.07,9.01 Shengtai Pharmaceutical, Inc. 8.01,9.01 04/24/12 SHERWIN WILLIAMS CO OH 5.02,5.07,9.01 04/18/12 Shire plc 8.01,9.01 04/24/12 Sibling Entertainment Group Holdings, TX 4.01 03/24/12 SIGMA ALDRICH CORP DE 2.02,7.01,9.01 04/24/12 SITEL Worldwide Corp DE 4.01 04/20/12 SOCKET MOBILE, INC. DE 2.02,9.01 04/24/12 SOUTHERN FIRST BANCSHARES INC SC 2.02,9.01 04/24/12 SOUTHWEST GEORGIA FINANCIAL CORP GA 2.02,9.01 03/31/12 SOUTHWEST IOWA RENEWABLE ENERGY, LLC IA 9.01 04/18/12 Spartan Gold Ltd. 5.02 04/16/12 Spirit AeroSystems Holdings, Inc. DE 1.01,1.02,2.03,9.01 04/18/12 SPLUNK INC DE 5.02,9.01 04/21/12 SS&C Technologies Holdings Inc DE 8.01,9.01 04/24/12 STANLEY FURNITURE CO INC. DE 5.07 04/18/12 Stream Global Services, Inc. DE 2.02,9.01 04/24/12 SUNPEAKS VENTURES, INC. 1.01,9.01 04/19/12 Super Micro Computer, Inc. CA 2.02,5.02,9.01 04/23/12 Sweetwater Resources, Inc. NV 7.01,8.01,9.01 04/24/12 SYMANTEC CORP DE 2.02,9.01 04/24/12 SYNOVUS FINANCIAL CORP GA 2.02,7.01,9.01 04/24/12 Synthetic Biologics, Inc. NV 7.01,9.01 04/24/12 Systematic Momentum FuturesAccess LLC DE 5.02 04/18/12 Talon Therapeutics, Inc. DE 5.02 04/20/12 TANGER FACTORY OUTLET CENTERS INC NC 2.02,7.01,9.01 04/24/12 TELESTONE TECHNOLOGIES CORP CO 2.02,7.01,9.01 03/30/12 AMEND TIMKEN CO OH 2.02,9.01 04/24/12 Titan Machinery Inc. DE 1.01,2.03,3.02,8.01, 04/18/12 9.01 TOPSPIN MEDICAL INC DE 5.02 04/24/12 AMEND TOPSPIN MEDICAL INC DE 1.01,2.01,5.01,5.06, 04/24/12 AMEND 9.01 TORCHMARK CORP DE 2.02,5.02,5.03,9.01 04/20/12 TOTAL SYSTEM SERVICES INC GA 2.02,7.01,9.01 04/24/12 TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 2.02,9.01 04/24/12 TransDigm Group INC DE 5.02,9.01 04/19/12 TRUSTMARK CORP MS 2.02,9.01 04/24/12 TWIN DISC INC WI 2.02,7.01,9.01 04/24/12 UGI CORP /PA/ PA 1.01 04/18/12 UMB FINANCIAL CORP MO 2.02,9.01 04/24/12 UMB FINANCIAL CORP MO 8.01,9.01 04/24/12 Uni-Pixel DE 8.01,9.01 04/24/12 UNIFI INC NY 1.01,8.01,9.01 04/24/12 UNISYS CORP DE 2.02,9.01 04/24/12 UNITED BANCORP INC /OH/ OH 2.02,9.01 04/23/12 UNITED STATES STEEL CORP DE 2.02,9.01 04/24/12 UNITED TECHNOLOGIES CORP /DE/ DE 2.02,9.01 04/24/12 UNITIL CORP NH 5.02,5.07,9.01 04/19/12 UNIVERSAL HEALTH REALTY INCOME TRUST MD 2.02,9.01 04/24/12 USA TECHNOLOGIES INC PA 8.01,9.01 04/24/12 USA TECHNOLOGIES INC PA 8.01,9.01 04/24/12 USANA HEALTH SCIENCES INC UT 2.02,9.01 04/24/12 VALCOM, INC DE 7.01,9.01 04/23/12 VANGUARD HEALTH SYSTEMS INC DE 7.01 04/24/12 VASCULAR SOLUTIONS INC MN 2.02,9.01 04/24/12 VelaTel Global Communications, Inc. NV 1.01,8.01,9.01 04/22/12 VICOR CORP DE 2.02,9.01 04/24/12 VIROPHARMA INC DE 8.01 04/23/12 VOLTERRA SEMICONDUCTOR CORP 5.07 04/20/12 WATERS CORP /DE/ DE 2.02,9.01 04/24/12 WATTS WATER TECHNOLOGIES INC DE 2.02,9.01 04/23/12 WAUSAU PAPER CORP. WI 5.07 04/19/12 Weatherford International Ltd./Switze V8 2.02,7.01,9.01 04/23/12 WEBSENSE INC DE 2.02,5.02,8.01,9.01 04/18/12 WEBSTER FINANCIAL CORP DE 8.01,9.01 04/23/12 WELLS FARGO & COMPANY/MN DE 9.01 04/24/12 WESBANCO INC WV 5.07 04/24/12 Western Union CO DE 2.02,7.01,9.01 04/24/12 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 2.02,7.01,9.01 04/24/12 WILEY JOHN & SONS, INC. NY 8.01 04/24/12 WMI HOLDINGS CORP. WA 8.01,9.01 04/17/12 WMI HOLDINGS CORP. WA 4.01,9.01 04/20/12 AMEND WORLD HEART CORP DE 5.02 04/18/12 WSB Holdings Inc DE 2.02,9.01 04/23/12 WVS FINANCIAL CORP PA 8.01,9.01 04/24/12 XcelMobility Inc. NV 1.01,5.02,7.01,9.01 04/18/12 XENOPORT INC DE 1.02 04/23/12 ZIX CORP TX 2.02,9.01 04/24/12
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