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ENFORCEMENT PROCEEDINGSCommission Declares Decision as to Ran H. Furman Final The decision of an administrative law judge denying Ran H. Furman (Furman) the privilege of appearing or practicing before the Securities and Exchange Commission for a period of seven years has become final. On July 8, 2001, the United States District Court for the Southern District of California entered a final judgment against Furman, permanently enjoining him from future violations of Sections 10(b) and 139(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 13a-14, 13b2-1, and 13b2-2 thereunder, and from aiding and abetting violations of Section 13(a) of the Exchange Act and Rules 12b-20, 13a-1, and 13a-13 thereunder. Furman was also ordered to pay a $75,000 civil penalty. SEC v. Retail Pro, Inc. (fka Island Pacific, Inc.), et al., Civil Action Number 08 CV 1620 WQH (RBB) (Civil Case). Furman, a 42 year-old resident of San Diego, California, was the Chief Financial Officer (CFO) of Island Pacific, Inc. (Island Pacific), a computer software developer. The district court found that Island Pacific entered into a software licensing agreement with a newly formed Australian corporation for the sole purpose of artificially inflating Island Pacific’s revenues. As a result, Island Pacific’s annual financial information for the second and third quarter of fiscal 2003 materially misrepresented its financial results. The law judge found that Furman participated in efforts to conceal the allegation of potential fraud from the company’s auditors. The law judge noted that Furman knowingly circumvented Island Pacific’s accounting controls when he signed management representation letters to the auditors falsely stating that he had no knowledge of any allegations of fraud or suspected fraud affecting Island Pacific received in communication from employees. Furman withheld other material information from the auditors, including the variation of the licensing agreement that Furman signed, and the documents that showed the transaction was not finalized by the end of the quarter in which the transaction was reported. The law judge found that it was in the public interest to temporarily disqualify Furman from appearing or practicing before the Commission for a period of seven years. (Rel. 34-67549; AAE Rel. 3396; File No. 3-14532) Initial Decision (Final) Securities and Exchange Commission Orders Hearing on Registration Suspension or Revocation Against Five Public Companies for Failure to Make Required Periodic FilingsOn July 31, 2012, the Commission instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registrations of each class of the securities of five companies for failure to make required periodic filings with the Commission:
In this Order, the Division of Enforcement (Division) alleges that the five issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the Administrative Law Judge will hear evidence from the Division and the Respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The Administrative Law Judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of each class of the securities of these Respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-67550; File No. 3-14969 Delinquent Filers’ Stock Registrations RevokedThe registrations of the registered securities of Alternative Energy Sources, Inc., Arlington Hospitality, Inc., Consolidated Oil & Gas, Inc., CSMG Technologies, Inc., CytoGenix, Inc., Dakotah, Incorporated, and DelSite, Inc., have been revoked. Each had repeatedly failed to file required annual and quarterly reports with the Securities and Exchange Commission. Thus, each violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocations were ordered in an administrative proceeding before an administrative law judge. (Rel. 34-67551; File No. 3-14946) SELF-REGULATORY ORGANIZATIONSImmediate Effectiveness of Proposed Rule ChangesA proposed rule change filed by The NASDAQ Stock Market LLC (SR-NASDAQ-2012-087) to extend the pilot period of the trading pause for NMS stocks other than rights and warrants has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of July 30. (Rel. 34-67535) A proposed rule change filed by The NASDAQ Stock Market LLC (SR-NASDAQ-2012-091) to extend the pilot period of amendments to the clearly erroneous rule has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of July 30. (Rel. 34-67536) A proposed rule change filed by the NASDAQ Stock Market LLC to modify port fees (SR-NASDAQ-2012-088) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of July 30. (Rel. 34-67539) A proposed rule change filed by NYSE Arca, Inc. (SR-NYSEArca-2012-77) amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of July 30. (Rel. 34-67540) A proposed rule change filed by the International Securities Exchange, LLC (SR-ISE-2012-65) to reformat the schedule of fees has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of July 30. (Rel. 34-67545) A proposed rule change (SR-BOX-2012-010) filed by BOX Options Exchange, LLC to Amend the Fee Schedule for Trading on BOX has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of July 30. (Rel. 34-67546) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-1 VALOR GOLD CORP., 27 BET HILLEL STREET, APT 18, TEL AVIV, L3, 67017, 972 52 114 9438 - 50,000,000 ($23,500,000.00) Equity, (File 333-182940 - Jul. 31) (BR. 05C) N-2 Priority Senior Secured Income Fund, Inc., 10 EAST 40TH STREET, 44TH FLOOR, NEW YORK, NY, 10016, (212) 448-0702 - 0 ($1,000,000,000.00) Equity, (File 333-182941 - Jul. 31) (BR. ) S-3ASR STANDARD PACIFIC CORP /DE/, 15360 BARRANCA PARKWAY, IRVINE, CA, 92618, 9497891600 - 0 ($0.00) Debt Convertible into Equity, (File 333-182942 - Jul. 31) (BR. 06B) S-8 AUXILIUM PHARMACEUTICALS INC, 40 VALLEY STREAM PARKWAY, MALVERN, PA, 19355, 484 321 5900 - 0 ($37,261,000.00) Equity, (File 333-182943 - Jul. 31) (BR. 01A) S-1 Viggle Inc., 150 FIFTH AVENUE, SUITE 900, NEW YORK, NY, 10001, 212-231-0092 - 18,388,313 ($80,908,577.20) Equity, (File 333-182944 - Jul. 31) (BR. 03C) S-8 INOLIFE TECHNOLOGIES, INC., 8601 SIX FORKS ROAD, SUITE 400, RALEIGH, NC, 27615, 919-676-5334 - 300,000,000 ($3,000,000.00) Equity, (File 333-182945 - Jul. 31) (BR. 11A) S-4 TransUnion Holding Company, Inc., 555 WEST ADAMS STREET, CHICAGO, IL, 60661, (312) 985-2000 - 0 ($600,000,000.00) Debt, (File 333-182948 - Jul. 31) (BR. 11) S-3ASR FLOWERS FOODS INC, 1919 FLOWERS CIRCLE, THOMASVILLE, GA, 31757, 9122269110 - 2,178,648 ($45,773,394.48) Equity, (File 333-182949 - Jul. 31) (BR. 04B) S-8 ORTHOFIX INTERNATIONAL N V, 7 ABRAHAM DE VEERSTRAAT, CURACAO, NETHERLANDS ANTILLES, P8, 00000, 0 ($68,177,135.00) Equity, (File 333-182952 - Jul. 31) (BR. 10B) S-3ASR IDENIX PHARMACEUTICALS INC, 60 HAMPSHIRE STREET, CAMBRIDGE, MA, 02139, 617-995-9800 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-182953 - Jul. 31) (BR. 01B) S-3ASR Spirit Airlines, Inc., 2800 EXECUTIVE WAY, MIRAMAR, FL, 33025, 954-447-7920 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-182954 - Jul. 31) (BR. 05C) S-8 DENDREON CORP, 1301 2ND AVE., SUITE 3200, SEATTLE, WA, 98101, 206-219-7815 - 0 ($60,300,000.00) Equity, (File 333-182955 - Jul. 31) (BR. 01A) S-1 Interups Inc, 2360 CORPORATE CIRCLE SUITE 400, HENDERSON, NV, 89074, 718-717-2607 - 10,000,000 ($100,000.00) Equity, (File 333-182956 - Jul. 31) (BR. ) S-8 CORELOGIC, INC., 4 FIRST AMERICAN WAY, SANTA ANA, CA, 92707, 714-250-6400 - 0 ($46,220,000.00) Equity, (File 333-182957 - Jul. 31) (BR. 03A) S-8 IPC The Hospitalist Company, Inc., 4605 LANKERSHIM BLVD., SUITE 617, NORTH HOLLYWOOD, CA, 91602, 818-766-3502 - 0 ($4,823,528.12) Equity, (File 333-182958 - Jul. 31) (BR. 01B) S-8 IPC The Hospitalist Company, Inc., 4605 LANKERSHIM BLVD., SUITE 617, NORTH HOLLYWOOD, CA, 91602, 818-766-3502 - 0 ($60,035,217.95) Equity, (File 333-182959 - Jul. 31) (BR. 01B) S-3ASR CINTAS CORP, 6800 CINTAS BLVD, P O BOX 625737, CINCINNATI, OH, 45262, 5134591200 - 0 ($0.00) Debt, (File 333-182960 - Jul. 31) (BR. 09A) S-8 COVANCE INC, 210 CARNEGIE CENTER, PRINCETON, NJ, 08540, 6094524440 - 0 ($9,306,000.00) Equity, (File 333-182961 - Jul. 31) (BR. 01A) S-8 COVANCE INC, 210 CARNEGIE CENTER, PRINCETON, NJ, 08540, 6094524440 - 0 ($325,710,000.00) Equity, (File 333-182962 - Jul. 31) (BR. 01A) S-3 BIOTIME INC, 1301 HARBOR BAY PARKWAY, ALAMEDA, CA, 94502, 5105213390 - 868,429 ($3,569,243.19) Equity, (File 333-182964 - Jul. 31) (BR. 01A) S-8 CASCADE CORP, 2201 N.E. 201ST AVE., FAIRVIEW, OR, 97024-9718, 5036696300 - 0 ($11,880,000.00) Equity, (File 333-182965 - Jul. 31) (BR. 10A) S-8 DIGITALGLOBE, INC., 1601 DRY CREEK DRIVE, SUITE 260, LONGMONT, CO, 80503, 3036844000 - 0 ($61,369,232.24) Equity, (File 333-182966 - Jul. 31) (BR. 11C) S-1 KV PHARMACEUTICAL CO /DE/, 2280 SCHUETZ ROAD, ST. LOUIS, MO, 63146, 3146456600 - 11,976,599 ($4,491,225.00) Equity, (File 333-182967 - Jul. 31) (BR. 01B) S-1 FIRST NATIONAL CORP /VA/, 112 WEST KING STREET, STRASBURG, VA, 22657, 5404659121 - 14,595 ($14,595,000.00) Other, (File 333-182968 - Jul. 31) (BR. 07B) S-3ASR CHARLES RIVER LABORATORIES INTERNATIONAL INC, 261 BALLARDVALE STREET, WILMINGTON, MA, 01867, 9786586000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-182969 - Jul. 31) (BR. 01A) RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT Acadia Healthcare Company, Inc. DE 2.02,9.01 07/31/12 Accretive Health, Inc. DE 1.01 07/30/12 ACE Ltd V8 5.03,9.01 07/31/12 ACORDA THERAPEUTICS INC 2.02,9.01 07/31/12 ADA-ES INC CO 8.01,9.01 07/26/12 ADVISORY BOARD CO DE 2.02,9.01 07/31/12 AETNA INC /PA/ PA 2.02,9.01 07/31/12 AFFILIATED MANAGERS GROUP INC DE 2.02,5.03,8.01,9.01 07/31/12 AFFYMETRIX INC DE 2.02 06/30/12 AFLAC INC GA 1.01,2.03,9.01 07/27/12 AGILYSYS INC OH 5.07 07/26/12 AGY Holding Corp. DE 1.01,2.03,5.02 07/25/12 ALBANY MOLECULAR RESEARCH INC DE 1.01,1.02,3.03,8.01, 07/27/12 9.01 ALEXANDERS J CORP TN 8.01,9.01 07/31/12 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 07/30/12 Allied World Assurance Co Holdings, A 2.02,9.01 07/31/12 ALLSTATE CORP DE 2.02,9.01 07/31/12 ALTERA CORP DE 5.02,9.01 07/30/12 AMERIANA BANCORP IN 5.02,9.01 07/30/12 AMERICAN AIRLINES INC DE 7.01,9.01 07/31/12 American Assets Trust, Inc. MD 1.01,7.01,9.01 07/30/12 AMERICAN BIO MEDICA CORP NY 1.01,9.01 07/25/12 AMERICAN CAPITAL, LTD 2.02,9.01 07/31/12 AMERICAN FINANCIAL GROUP INC OH 2.02,9.01 07/30/12 Ameris Bancorp GA 7.01,9.01 07/31/12 AMERISOURCEBERGEN CORP DE 8.01,9.01 07/31/12 AMR CORP DE 7.01,9.01 07/31/12 AMYRIS, INC. DE 1.01,2.03,3.02 07/30/12 AMYRIS, INC. DE 2.02,9.01 07/31/12 AMYRIS, INC. DE 2.03 07/26/12 ANADARKO PETROLEUM CORP DE 2.02,7.01,9.01 07/30/12 AP PHARMA INC /DE/ DE 5.02,8.01,9.01 07/30/12 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 07/25/12 AQUA AMERICA INC PA 2.02,9.01 07/30/12 ARCHER DANIELS MIDLAND CO DE 2.02,9.01 07/31/12 ARKANSAS BEST CORP /DE/ DE 2.02,9.01 07/31/12 Arlington Asset Investment Corp. VA 2.02,9.01 07/30/12 Arlington Asset Investment Corp. VA 7.01,9.01 07/31/12 ARTS WAY MANUFACTURING CO INC DE 5.02 07/25/12 ASB Bancorp Inc 2.02,9.01 07/31/12 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 07/31/12 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 07/31/12 AMEND ASPEN INSURANCE HOLDINGS LTD D0 1.01,1.02,2.03,9.01 07/30/12 ASPEN TECHNOLOGY INC /DE/ DE 8.01,9.01 07/31/12 ASTRONICS CORP NY 1.01,2.01,9.01 07/30/12 ATC Ventures Group, Inc. NV 2.02,9.01 07/26/12 ATMEL CORP DE 2.02,9.01 07/31/12 AUXILIUM PHARMACEUTICALS INC 2.02,7.01,9.01 07/31/12 AVX Corp DE 2.02,9.01 07/31/12 Bacterin International Holdings, Inc. DE 5.07 07/27/12 BALL CORP IN 1.01 07/31/12 BANCORPSOUTH INC MS 7.01,9.01 07/31/12 Bank of the Carolinas CORP NC 2.02,9.01 07/27/12 BankFinancial CORP 7.01,9.01 07/31/12 Bankrate, Inc. DE 2.02,9.01 07/31/12 BB&T CORP NC 5.03,8.01,9.01 07/25/12 BCSB Bancorp Inc. 2.02,9.01 07/27/12 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 7.01,9.01 07/31/12 BERKSHIRE HILLS BANCORP INC 7.01,9.01 07/31/12 BIG 5 SPORTING GOODS CORP DE 2.02,9.01 07/31/12 BIMINI CAPITAL MANAGEMENT, INC. MD 7.01,9.01 07/30/12 BIOCANCELL THERAPEUTICS INC. 5.07,8.01 07/31/12 BIOZONE PHARMACEUTICALS, INC. NV 9.01 01/30/12 AMEND BLACK BOX CORP DE 2.02,9.01 07/31/12 BMC SOFTWARE INC DE 2.02,9.01 07/31/12 Bravo Brio Restaurant Group, Inc. OH 2.02,9.01 07/31/12 Bridge Capital Holdings CA 2.02,9.01 07/31/12 Bridgepoint Education Inc DE 8.01 07/27/12 BRISTOL MYERS SQUIBB CO DE 1.01,2.03,8.01,9.01 07/26/12 BRITTON & KOONTZ CAPITAL CORP MS 2.02,9.01 07/31/12 BRUKER CORP DE 2.02,9.01 07/31/12 BTU INTERNATIONAL INC DE 2.02,9.01 07/31/12 BUCKEYE PARTNERS, L.P. DE 2.01 07/26/12 CABOT CORP DE 2.01,2.02,9.01 07/31/12 CALIX, INC 2.02,9.01 07/31/12 CAMDEN NATIONAL CORP ME 2.02,9.01 07/31/12 CARDINAL HEALTH INC OH 7.01 07/26/12 Cardium Therapeutics, Inc. DE 8.01,9.01 07/26/12 CARDTRONICS INC DE 2.02,9.01 07/31/12 CAREER EDUCATION CORP DE 2.02,9.01 07/31/12 CASCADE MICROTECH INC 2.02,9.01 07/31/12 CASH AMERICA INTERNATIONAL INC TX 5.02,8.01 07/25/12 CASTLE A M & CO MD 2.02,9.01 07/31/12 CBIZ, Inc. DE 2.02,9.01 07/25/12 CBRE GROUP, INC. DE 2.02,9.01 07/31/12 CELADON GROUP INC DE 2.02,9.01 07/30/12 CELL THERAPEUTICS INC WA 2.02,7.01,9.01 07/31/12 CENTRAL EUROPEAN DISTRIBUTION CORP DE 5.02 07/27/12 CEVA INC DE 2.02,9.01 07/31/12 CFS BANCORP INC IN 2.02,9.01 07/31/12 CH ENERGY GROUP INC NY 5.02 07/26/12 CHAMPION INDUSTRIES INC WV 1.01,2.03,9.01 07/31/12 Chefs' Warehouse, Inc. DE 2.02,9.01 07/31/12 CHEMUNG FINANCIAL CORP NY 2.02,9.01 07/31/12 Chesapeake Lodging Trust MD 1.01,2.02,2.03,9.01 07/27/12 China Biologic Products, Inc. 5.02 07/31/12 CIBER INC DE 1.01,8.01,9.01 07/28/12 CIFC Corp. DE 7.01,9.01 07/30/12 CLEAN WIND ENERGY TOWER, INC. NV 8.01,9.01 07/31/12 CLECO CORP LA 2.02,9.01 07/31/12 CLIFFS NATURAL RESOURCES INC. OH 7.01,9.01 07/31/12 CLOUD PEAK ENERGY INC. DE 2.02,9.01 07/31/12 CMS ENERGY CORP MI 2.03,7.01,9.01 07/25/12 COACH INC MD 2.02,9.01 07/31/12 Cobalt International Energy, Inc. 2.02,9.01 07/31/12 COCA COLA CO DE 8.01,9.01 07/30/12 COGNEX CORP MA 2.02,9.01 07/30/12 COMMUNITY TRUST BANCORP INC /KY/ KY 7.01,9.01 06/30/12 COMMVAULT SYSTEMS INC DE 2.02,9.01 07/31/12 Con-way Inc. DE 2.02,9.01 07/31/12 CONCEPTUS INC DE 2.02,9.01 07/31/12 CONCURRENT COMPUTER CORP/DE DE 1.01,2.03,9.01 07/30/12 CONSTELLATION BRANDS, INC. DE 5.02,5.07,9.01 07/27/12 Constellation Energy Partners LLC DE 8.01 07/31/12 CONVERGYS CORP OH 2.02,9.01 07/31/12 Converted Organics Inc. DE 3.02 07/27/12 CORELOGIC, INC. DE 5.07 07/26/12 CORTLAND BANCORP INC OH 2.02,9.01 07/31/12 CORVEL CORP DE 2.02,9.01 07/31/12 CPI CORP DE 8.01,9.01 07/27/12 CRAY INC WA 2.02,9.01 07/31/12 CREDO PETROLEUM CORP DE 5.02,9.01 07/31/12 CRIMSON EXPLORATION INC. 7.01,9.01 07/31/12 CRYOLIFE INC FL 2.02,9.01 07/31/12 CUMMINS INC IN 2.02,9.01 07/31/12 Customers Bancorp, Inc. PA 2.02,9.01 07/31/12 CYTOKINETICS INC 2.02,9.01 07/31/12 Cytosorbents Corp 7.01 07/25/12 Delphi Automotive PLC Y9 2.02,9.01 07/31/12 DELTEK, INC DE 2.02,9.01 07/31/12 DENNYS CORP DE 2.02,9.01 07/31/12 DENTSPLY INTERNATIONAL INC /DE/ DE 2.02 07/31/12 DIGITAL RIVER INC /DE DE 2.02,8.01,9.01 07/31/12 DIGITALGLOBE, INC. DE 2.02,9.01 07/31/12 DineEquity, Inc DE 2.02,9.01 07/31/12 DineEquity, Inc DE 5.02,7.01,9.01 07/27/12 Discovery Communications, Inc. DE 2.02,9.01 07/31/12 Dorman Products, Inc. PA 2.02,9.01 07/31/12 Douglas Emmett Inc MD 2.02,9.01 07/31/12 DreamWorks Animation SKG, Inc. 2.02,9.01 07/31/12 DUKE REALTY CORP IN 2.02,9.01 07/25/12 DUKE REALTY LIMITED PARTNERSHIP/ IN 2.02,9.01 07/25/12 Dynamic Energy Alliance Corp FL 1.01,3.02 07/18/12 DYNAMIC MATERIALS CORP DE 2.02,9.01 07/31/12 DYNEX CAPITAL INC VA 1.01,9.01 07/25/12 EAGLE BANCORP INC MD 7.01,9.01 07/31/12 EAST COAST DIVERSIFIED CORP NV 1.01,9.01 07/17/12 ECOLAB INC DE 2.02,9.01 07/31/12 EDISON INTERNATIONAL CA 2.02,7.01,9.01 07/27/12 ELECTRONIC ARTS INC. DE 5.02,9.01 07/31/12 ELECTRONIC ARTS INC. DE 2.02,8.01,9.01 07/31/12 ELEPHANT TALK COMMUNICATIONS CORP DE 5.02 07/27/12 ENBRIDGE ENERGY MANAGEMENT L L C DE 5.02 07/30/12 ENBRIDGE ENERGY PARTNERS LP DE 2.02,5.02,9.01 07/30/12 ENDURANCE SPECIALTY HOLDINGS LTD 2.02,7.01,9.01 07/31/12 ENERGY CONVERSION DEVICES INC DE 7.01,9.01 07/27/12 ENERGY FOCUS, INC/DE DE 5.07 07/25/12 Energy Future Holdings Corp /TX/ TX 2.02,9.01 07/31/12 ENERGY PARTNERS LTD DE 9.01 05/15/12 AMEND EnerSys DE 5.07 07/26/12 ENTERGY CORP /DE/ DE 2.02,7.01,9.01 07/31/12 ENTERPRISE FINANCIAL SERVICES CORP DE 7.01,9.01 07/31/12 Envision Solar International, Inc. NV 5.07 07/25/12 EPIQ SYSTEMS INC MO 2.02,9.01 07/31/12 ESTEE LAUDER COMPANIES INC DE 9.01 07/31/12 EXACTECH INC FL 2.02,7.01,9.01 07/31/12 ExlService Holdings, Inc. DE 2.02,9.01 07/31/12 FALCONSTOR SOFTWARE INC DE 2.02,9.01 07/31/12 FARO TECHNOLOGIES INC FL 2.02,9.01 07/31/12 Federal Home Loan Bank of Atlanta X1 2.03 07/31/12 Federal Home Loan Bank of Boston X1 2.03 07/25/12 Federal Home Loan Bank of Chicago X1 2.03 07/25/12 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 07/27/12 Federal Home Loan Bank of Dallas 2.03,9.01 07/25/12 Federal Home Loan Bank of Des Moines X1 2.03,9.01 07/27/12 Federal Home Loan Bank of Indianapoli X1 2.03 07/31/12 Federal Home Loan Bank of New York X1 2.03,9.01 07/26/12 Federal Home Loan Bank of New York X1 8.01,9.01 07/31/12 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 07/25/12 Federal Home Loan Bank of San Francis X1 2.03 07/25/12 Federal Home Loan Bank of Seattle 2.03 07/25/12 Federal Home Loan Bank of Topeka 2.03,9.01 07/25/12 FEDERAL MOGUL CORP DE 5.02 07/25/12 FEMALE HEALTH CO WI 2.02,9.01 07/31/12 FIRST BANCORP /NC/ NC 5.02 07/25/12 FIRST BANCORP /PR/ PR 2.02,7.01,9.01 07/31/12 FIRST CAPITAL BANCORP, INC. VA 2.02,9.01 07/27/12 FIRST FINANCIAL BANCORP /OH/ OH 7.01,9.01 07/31/12 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 07/31/12 FIRST KEYSTONE CORP PA 8.01 07/31/12 FIRST KEYSTONE CORP PA 2.02 07/31/12 FIRST MARINER BANCORP MD 2.02,9.01 07/26/12 FIRST NORTHERN COMMUNITY BANCORP CA 2.01,7.01,9.01 06/30/12 FIRST NORTHERN COMMUNITY BANCORP CA 2.01,7.01,9.01 06/30/12 FIRST ROBINSON FINANCIAL CORP DE 5.07 07/26/12 First Savings Financial Group Inc 2.02,9.01 07/27/12 FMC CORP DE 2.02,9.01 07/31/12 Forbes Energy Services Ltd. D0 2.03 07/25/12 FOSTER WHEELER AG V8 2.02,9.01 07/31/12 FRANKLIN ELECTRIC CO INC IN 2.02,9.01 07/31/12 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01,9.01 07/31/12 FRESH DEL MONTE PRODUCE INC E9 2.02,9.01 07/31/12 FRONTIER COMMUNICATIONS CORP DE 2.02,7.01,9.01 06/30/12 GAIN Capital Holdings, Inc. DE 2.02,7.01,9.01 07/31/12 GALLAGHER ARTHUR J & CO DE 2.02,9.01 07/31/12 GEN PROBE INC DE 5.07,8.01,9.01 07/31/12 GENESIS ENERGY LP DE 1.01,1.02,2.03,7.01, 07/25/12 9.01 GENOMIC HEALTH INC 5.02 07/26/12 GENWORTH FINANCIAL INC DE 2.02,9.01 07/31/12 GeoMet, Inc. DE 1.01,7.01,9.01 07/27/12 GEOPETRO RESOURCES CO CA 3.01 07/30/12 GEORESOURCES INC CO 5.07,8.01,9.01 07/31/12 GERON CORP DE 2.02,8.01,9.01 07/31/12 GigOptix, Inc. DE 2.02,9.01 07/31/12 GLADSTONE COMMERCIAL CORP MD 2.02,9.01 07/31/12 GLIMCHER REALTY TRUST MD 1.01,8.01,9.01 07/31/12 GLOBAL ENERGY INC NV 5.02 07/31/12 GLOBAL POWER EQUIPMENT GROUP INC. DE 8.01,9.01 07/30/12 GOLDEN EAGLE INTERNATIONAL INC CO 5.02,9.01 07/31/12 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.02,9.01 07/31/12 Grand Canyon Education, Inc. DE 5.02,8.01 07/26/12 GREAT WEST LIFE & ANNUITY INSURANCE C CO 5.02 07/25/12 GRYPHON GOLD CORP NV 1.02,5.02,7.01,9.01 07/26/12 GRYPHON GOLD CORP NV 7.01,9.01 07/31/12 Guidance Software, Inc. DE 2.02,7.01,9.01 07/31/12 HALLADOR ENERGY CO CO 5.02,9.01 07/31/12 HAMPTON ROADS BANKSHARES INC VA 7.01,9.01 07/31/12 HANDENI GOLD INC. NV 8.01,9.01 07/30/12 Hanesbrands Inc. MD 2.02,7.01,9.01 07/31/12 HANMI FINANCIAL CORP DE 7.01,9.01 07/31/12 HARRIS CORP /DE/ DE 2.02,7.01,9.01 07/31/12 HARSCO CORP DE 2.02,9.01 07/31/12 HARTFORD FINANCIAL SERVICES GROUP INC DE 7.01 07/31/12 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02,9.01 07/31/12 HCP, INC. MD 2.02,9.01 07/31/12 HD SUPPLY, INC. DE 7.01,9.01 07/30/12 HEADWATERS INC DE 2.02,9.01 07/31/12 HEALTH REVENUE ASSURANCE HOLDINGS, IN NV 1.01,2.01,3.02,5.01, 02/10/12 AMEND 5.02,5.03,5.06,9.01 HEALTHCARE REALTY TRUST INC MD 2.02,7.01,9.01 07/31/12 HEARTLAND PAYMENT SYSTEMS INC DE 2.02 07/31/12 HEIDRICK & STRUGGLES INTERNATIONAL IN DE 2.02,9.01 07/31/12 Heritage-Crystal Clean, Inc. DE 5.02 07/25/12 HF FINANCIAL CORP DE 8.01,9.01 07/30/12 HFF, Inc. DE 2.02,9.01 07/30/12 HOLLY ENERGY PARTNERS LP DE 2.02,9.01 07/31/12 HOSPIRA INC DE 5.02,9.01 07/25/12 HOSPITALITY PROPERTIES TRUST MD 1.01 07/25/12 Hudson Global, Inc. DE 2.02,9.01 07/31/12 HUMANA INC DE 2.02,7.01,9.01 07/30/12 HYPERION THERAPEUTICS INC DE 5.03,9.01 07/31/12 IDENIX PHARMACEUTICALS INC DE 1.01,1.02,8.01,9.01 07/31/12 IDENIX PHARMACEUTICALS INC DE 8.01,9.01 07/31/12 IDT CORP DE 1.01 07/30/12 IEC ELECTRONICS CORP DE 2.02,9.01 07/31/12 IMPAX LABORATORIES INC DE 2.02,9.01 07/31/12 IMPERIAL INDUSTRIES INC DE 1.01,9.01 07/30/12 IMPERVA INC DE 5.02,9.01 07/19/12 AMEND Ingredion Inc DE 2.02,9.01 07/31/12 Innolog Holdings Corp. NV 1.01,3.02,9.01 07/25/12 INNOVATIVE FOOD HOLDINGS INC FL 9.01 05/18/12 AMEND INSITE VISION INC DE 2.02,9.01 07/31/12 INSPERITY, INC. DE 2.02,9.01 07/31/12 INTEGRATED FREIGHT Corp FL 5.02,9.01 04/12/12 Interactive Intelligence Group, Inc. IN 2.02,9.01 06/30/12 INTERNATIONAL TEXTILE GROUP INC DE 1.01,8.01 07/25/12 INTERPUBLIC GROUP OF COMPANIES, INC. DE 2.02,9.01 07/26/12 INTEVAC INC CA 2.02,9.01 07/31/12 IO World Media, Inc FL 3.02,8.01,9.01 07/27/12 IPG PHOTONICS CORP DE 2.02,9.01 07/31/12 IRIS INTERNATIONAL INC DE 2.02,9.01 07/31/12 Iron Eagle Group, Inc. DE 4.02 07/20/12 JACOBS ENGINEERING GROUP INC /DE/ DE 2.02 07/30/12 JAKKS PACIFIC INC DE 2.01,9.01 07/26/12 KADANT INC DE 2.02,9.01 07/30/12 KADANT INC DE 2.02,9.01 07/31/12 Kaiser Federal Financial Group, Inc. MD 8.01,9.01 07/25/12 Kaiser Federal Financial Group, Inc. MD 2.02,9.01 07/31/12 KB HOME DE 8.01,9.01 07/31/12 KBS Strategic Opportunity REIT, Inc. MD 2.01,9.01 07/31/12 KCAP Financial, Inc. DE 2.02,9.01 07/31/12 KEYNOTE SYSTEMS INC DE 2.02,9.01 07/31/12 KEYW HOLDING CORP MD 2.02,9.01 07/31/12 KFORCE INC FL 2.02,9.01 07/31/12 KIMCO REALTY CORP MD 2.02 07/31/12 Lake Shore Bancorp, Inc. X1 2.02,9.01 07/31/12 LAMBENT SOLUTIONS CORP. NV 1.01,5.01,5.02,8.01, 07/25/12 9.01 LANDEC CORP \CA\ CA 2.02,9.01 07/31/12 LCA VISION INC DE 2.02,9.01 07/31/12 LEMAITRE VASCULAR INC 2.02,9.01 07/31/12 LEVI STRAUSS & CO DE 5.02 07/31/12 LEXICON PHARMACEUTICALS, INC./DE DE 2.02,9.01 07/31/12 LIBERTY SILVER CORP NV 8.01,9.01 07/26/12 Life Technologies Corp DE 2.02,7.01,9.01 07/31/12 Lightstone Value Plus Real Estate Inv MD 8.01,9.01 07/30/12 LIN TV CORP. DE 2.02,9.01 07/31/12 LINCOLN ELECTRIC HOLDINGS INC OH 1.01,2.03,5.02,9.01 07/26/12 LIQUIDITY SERVICES INC DE 2.02,9.01 07/31/12 Loreto Resources Corp. NV 3.02 07/25/12 LOUISIANA-PACIFIC CORP DE 2.02 07/31/12 LOWES COMPANIES INC NC 8.01,9.01 07/31/12 LPL Financial Holdings Inc. DE 2.02,9.01 07/31/12 LUFKIN INDUSTRIES INC TX 2.02,9.01 06/30/12 LUFKIN INDUSTRIES INC TX 2.02,9.01 06/30/12 AMEND MAGICJACK VOCALTEC LTD L3 2.02,8.01 07/31/12 MAP Pharmaceuticals, Inc. DE 8.01,9.01 07/31/12 Marathon Petroleum Corp DE 2.02,9.01 07/31/12 Market Leader, Inc. WA 2.02,9.01 07/31/12 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 07/31/12 MARTIN MIDSTREAM PARTNERS LP DE 5.02,9.01 07/31/12 MCG CAPITAL CORP DE 2.02,9.01 07/31/12 MCGRATH RENTCORP CA 2.02,9.01 07/31/12 MCMORAN EXPLORATION CO /DE/ DE 8.01,9.01 07/30/12 MDC HOLDINGS INC DE 2.02,7.01,9.01 07/31/12 Medidata Solutions, Inc. DE 2.02,9.01 07/31/12 MEDNAX, INC. FL 2.02,9.01 07/31/12 MERCURY COMPUTER SYSTEMS INC MA 2.02,9.01 07/31/12 MGIC INVESTMENT CORP WI 1.01,9.01 07/25/12 MICRON TECHNOLOGY INC DE 1.01,9.01 07/02/12 AMEND MIDSOUTH BANCORP INC LA 2.02,8.01,9.01 07/30/12 MILLER ENERGY RESOURCES, INC. TN 5.02,7.01,9.01 07/30/12 MITCHAM INDUSTRIES INC TX 5.07 07/26/12 MMRGlobal, Inc. DE 1.01,2.03 07/30/12 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 07/31/12 MONTPELIER RE HOLDINGS LTD 8.01 07/31/12 MOOG INC NY 8.01,9.01 07/31/12 Morgans Hotel Group Co. DE 2.02,9.01 07/30/12 MSC INDUSTRIAL DIRECT CO INC NY 8.01,9.01 07/30/12 Mueller Water Products, Inc. DE 2.02,9.01 07/31/12 MULTIMEDIA GAMES HOLDING COMPANY, INC TX 2.02,9.01 07/31/12 MusclePharm Corp NV 1.02,9.01 07/30/12 NATIONAL FINANCIAL PARTNERS CORP 7.01,9.01 07/31/12 Naugatuck Valley Financial Corp 2.02,9.01 07/30/12 NAVIDEA BIOPHARMACEUTICALS, INC. DE 1.01,2.03,8.01,9.01 07/25/12 NB Manufacturing, Inc. NV 2.01,3.02,4.01,5.01, 06/04/12 AMEND 5.02,5.06,8.01,9.01 NCR CORP MD 8.01 07/31/12 Neenah Paper Inc DE 8.01,9.01 07/31/12 NEUROCRINE BIOSCIENCES INC CA 2.02,9.01 07/31/12 Nevada Gold Corp. NV 8.01 07/27/12 NEWCASTLE INVESTMENT CORP MD 1.01,9.01 07/25/12 NEWS CORP 8.01,9.01 07/31/12 NEWTEK BUSINESS SERVICES, INC. NY 2.02,9.01 07/31/12 NISOURCE INC/DE DE 2.02,9.01 07/31/12 NORTH VALLEY BANCORP CA 2.02,9.01 07/31/12 NUMEREX CORP /PA/ PA 2.02,9.01 07/31/12 OCLARO, INC. DE 2.02,9.01 07/31/12 OFFICEMAX INC DE 5.02,9.01 07/25/12 OIL STATES INTERNATIONAL, INC DE 2.02,9.01 07/31/12 ONCOR ELECTRIC DELIVERY CO LLC DE 2.02,9.01 07/31/12 ONEOK INC /NEW/ OK 2.02,7.01,9.01 07/31/12 ONEOK Partners LP DE 2.02,7.01,9.01 07/31/12 ONYX PHARMACEUTICALS INC DE 2.02 07/31/12 OPTIMER PHARMACEUTICALS INC 2.02,9.01 07/31/12 ORAGENICS INC FL 7.01,9.01 07/30/12 ORGANOVO HOLDINGS, INC. DE 7.01,9.01 07/30/12 ORIGINOIL INC NV 3.02 07/09/12 OURPETS CO CO 2.02,9.01 07/27/12 OxySure Systems Inc 7.01 07/26/12 PACWEST BANCORP DE 7.01,9.01 07/31/12 PAPA JOHNS INTERNATIONAL INC DE 5.02,9.01 07/30/12 PAPA JOHNS INTERNATIONAL INC DE 2.02,8.01,9.01 07/31/12 PARK NATIONAL CORP /OH/ OH 7.01,9.01 07/30/12 PARKWAY PROPERTIES INC MD 5.02,5.03,5.07 07/31/12 PARTNERRE LTD 2.02,8.01,9.01 07/30/12 Pathfinder Cell Therapy, Inc. DE 2.03,3.02 07/27/12 PC TEL INC DE 2.02,8.01,9.01 07/25/12 PediatRx Inc. NV 1.01,2.03,9.01 07/25/12 PENN TREATY AMERICAN CORP PA 8.01,9.01 07/24/12 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 07/31/12 PennyMac Mortgage Investment Trust MD 1.01,2.03,9.01 07/25/12 PENSKE AUTOMOTIVE GROUP, INC. DE 2.02,7.01,9.01 07/31/12 PENTAIR INC MN 1.01,9.01 07/25/12 People's United Financial, Inc. DE 7.01,9.01 07/30/12 PEOPLES BANCORP INC OH 2.02,7.01,9.01 07/31/12 PEOPLES BANCORP OF NORTH CAROLINA INC NC 5.02,9.01 07/31/12 PEREGRINE PHARMACEUTICALS INC DE 8.01,9.01 07/30/12 PETROSONIC ENERGY, INC. 1.01,2.01,3.02,5.06, 07/27/12 9.01 PFIZER INC DE 2.02,9.01 07/31/12 PILGRIMS PRIDE CORP DE 5.02 07/25/12 PIONEER POWER SOLUTIONS, INC. DE 1.01,2.03 07/25/12 Pioneer Southwest Energy Partners L.P DE 2.02,9.01 07/31/12 PLATINUM UNDERWRITERS HOLDINGS LTD D0 1.01,2.03,9.01 07/31/12 POLARIS INDUSTRIES INC/MN MN 7.01,9.01 07/31/12 POLYONE CORP 2.02,9.01 07/31/12 Polypore International, Inc. 2.02,9.01 07/31/12 Polypore International, Inc. 2.02,9.01 07/31/12 POPE RESOURCES LTD PARTNERSHIP DE 7.01,9.01 07/31/12 POST PROPERTIES INC GA 2.02,9.01 07/30/12 POST PROPERTIES INC GA 8.01,9.01 07/31/12 PRECISION OPTICS Corp INC MA 5.02 07/25/12 PREMIER HOLDING CORP. NV 1.01,2.01,5.02,9.01 07/31/12 PRICELINE COM INC DE 8.01 07/31/12 PRUDENTIAL BANCORP INC OF PENNSYLVANI 2.02,9.01 07/31/12 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 2.02,7.01,9.01 07/31/12 QR Energy, LP DE 1.01,2.03,8.01,9.01 07/25/12 QUANTUM CORP /DE/ DE 2.02,9.01 07/31/12 QUESTCOR PHARMACEUTICALS INC CA 7.01,9.01 07/31/12 QUICKLOGIC CORPORATION CA 2.02,9.01 07/31/12 QUINSTREET, INC DE 2.02,9.01 07/31/12 RADIO ONE, INC. DE 3.01 07/26/12 RAINMAKER SYSTEMS INC DE 2.02,7.01,9.01 07/31/12 RAINMAKER SYSTEMS INC DE 5.02 07/27/12 RALCORP HOLDINGS INC /MO MO 7.01 07/30/12 Raptor Pharmaceutical Corp DE 8.01,9.01 07/30/12 ReachLocal Inc 2.02,9.01 07/31/12 RELIANCE STEEL & ALUMINUM CO CA 5.02,9.01 07/24/12 RENAISSANCERE HOLDINGS LTD D0 2.02,9.01 07/31/12 REVLON INC /DE/ DE 2.02,9.01 07/31/12 RICH STAR DEVELOPMENT, CORP NV 4.01,9.01 07/22/12 Rockville Financial, Inc. /CT/ CT 7.01,9.01 07/31/12 ROGERS CORP MA 2.02,7.01,9.01 07/31/12 ROWAN COMPANIES PLC X0 7.01,9.01 07/31/12 ROWAN COMPANIES PLC X0 8.01,9.01 07/25/12 ROWAN COMPANIES PLC X0 7.01,9.01 07/31/12 AMEND ROYAL CARIBBEAN CRUISES LTD 8.01,9.01 07/31/12 RPX Corp DE 2.02,9.01 07/31/12 RTI Biologics, Inc. DE 2.02,9.01 07/31/12 Ryerson Holding Corp DE 2.02,9.01 07/31/12 RYERSON INC. DE 2.02,9.01 07/31/12 SAFECODE DRUG TECHNOLOGIES CORP. DE 1.01,9.01 06/29/12 SALIX PHARMACEUTICALS LTD 8.01,9.01 07/25/12 Santo Mining Corp. NV 1.01,2.01,3.02,5.02, 07/19/12 5.06,9.01 SAVE THE WORLD AIR INC NV 3.02,9.01 07/23/12 SCBT FINANCIAL CORP SC 8.01,9.01 07/31/12 SCHIFF NUTRITION INTERNATIONAL, INC. DE 2.02,9.01 07/31/12 SCHWAB CHARLES CORP DE 8.01,9.01 07/31/12 SEACOAST BANKING CORP OF FLORIDA FL 2.02,7.01,9.01 07/26/12 SEITEL INC DE 5.02,9.01 07/27/12 Sequoia Mortgage Trust 2012-3 8.01,9.01 07/26/12 SERVICESOURCE INTERNATIONAL, INC. 2.02,9.01 07/31/12 Seven Seas Cruises S. DE R.L. R1 2.02 07/31/12 SILICON IMAGE INC DE 2.02,9.01 07/31/12 SMITH MICRO SOFTWARE INC DE 7.01,9.01 07/31/12 Solar Capital Ltd. MD 2.02,9.01 07/31/12 Solar Senior Capital Ltd. MD 2.02,9.01 07/31/12 SOURCEFIRE INC DE 2.02,9.01 07/31/12 Southeastern Bank Financial CORP GA 2.02,9.01 07/27/12 SOUTHERN CALIFORNIA EDISON CO CA 2.02,9.01 07/31/12 SOUTHERN COMMUNITY FINANCIAL CORP 2.02,9.01 07/31/12 SOUTHERN COMMUNITY FINANCIAL CORP 5.02,9.01 07/26/12 SOUTHERN COPPER CORP/ DE 2.02,9.01 07/27/12 SOUTHERN MISSOURI BANCORP INC MO 2.02,9.01 07/30/12 Spansion Inc. DE 2.02,9.01 07/31/12 STANLEY BLACK & DECKER, INC. CT 8.01 07/31/12 STERIS CORP OH 5.07 07/26/12 SUN HEALTHCARE GROUP INC DE 2.02,9.01 07/31/12 SUNGARD CAPITAL CORP DE 2.02,9.01 07/31/12 SUPERIOR ENERGY SERVICES INC DE 2.02,9.01 07/30/12 Support.com, Inc. DE 2.02,9.01 07/31/12 SURREY BANCORP NC 5.02 07/31/12 SUSSEX BANCORP NJ 2.02,5.02,9.01 07/25/12 SWIFT TRANSPORTATION Co 8.01 07/27/12 Swisher Hygiene Inc. DE 1.01,9.01 07/30/12 Synacor, Inc. DE 1.01,1.02 07/25/12 SYSTEMAX INC DE 2.02,9.01 07/31/12 TACTICAL AIR DEFENSE SERVICES, INC. 7.01,9.01 07/27/12 TAKE TWO INTERACTIVE SOFTWARE INC DE 2.02,9.01 07/31/12 TANGER FACTORY OUTLET CENTERS INC NC 2.02,7.01,9.01 07/31/12 TAUBMAN CENTERS INC MI 7.01,9.01 07/31/12 TEAM HEALTH HOLDINGS INC. DE 2.02,9.01 07/31/12 TEAM INC TX 2.02,9.01 07/31/12 TECHNE CORP /MN/ MN 2.02,9.01 07/31/12 TECHNE CORP /MN/ MN 8.01,9.01 07/31/12 TELEFLEX INC DE 2.02,9.01 07/31/12 TELEFLEX INC DE 7.01,9.01 07/31/12 TETRA TECHNOLOGIES INC DE 2.01,2.03,7.01,9.01 07/27/12 THERAVANCE INC DE 2.02,9.01 07/31/12 THT Heat Transfer Technology, Inc. NV 5.07 07/31/12 TIME WARNER CABLE INC. DE 5.02,5.03,9.01 07/25/12 Tower Group, Inc. DE 1.01,2.02,7.01,9.01 07/30/12 Tower International, Inc. DE 5.07 07/27/12 TransDigm Group INC DE 5.02,9.01 07/30/12 TRUE RELIGION APPAREL INC DE 2.02,9.01 07/31/12 TRW AUTOMOTIVE HOLDINGS CORP DE 2.02,9.01 07/31/12 TTM TECHNOLOGIES INC WA 2.02,9.01 07/31/12 TWIN DISC INC WI 2.02,7.01,9.01 07/31/12 TYCO INTERNATIONAL LTD V8 1.01,9.01 07/25/12 TYCO INTERNATIONAL LTD V8 2.02,8.01,9.01 07/31/12 U.S. SILICA HOLDINGS, INC. DE 2.02,9.01 07/31/12 Uni-Pixel DE 8.01,9.01 07/31/12 Unilife Corp DE 2.02,7.01,9.01 07/30/12 UNION FIRST MARKET BANKSHARES CORP VA 8.01,9.01 07/31/12 UNIT CORP DE 2.02,9.01 07/31/12 UNITED SECURITY BANCSHARES INC DE 2.02,9.01 07/31/12 UNITED STATES STEEL CORP DE 2.02,9.01 07/31/12 UNITED TECHNOLOGIES CORP /DE/ DE 1.01,8.01,9.01 07/25/12 URANIUM RESOURCES INC /DE/ DE 1.01,8.01,9.01 07/19/12 US ECOLOGY, INC. DE 2.02,9.01 07/31/12 USEC INC DE 2.02,9.01 07/31/12 VALERO ENERGY CORP/TX DE 2.02,9.01 07/31/12 Vanity Events Holding, Inc. DE 1.01,3.02,9.01 07/19/12 VAPOR CORP. NV 1.01,9.01 07/31/12 VECTOR GROUP LTD DE 2.02,9.01 07/31/12 VERISIGN INC/CA DE 5.03,9.01 07/25/12 Verisk Analytics, Inc. DE 2.02,9.01 07/31/12 VII Peaks-KBR Co-Optivist Income BDC MD 2.02,9.01 07/30/12 VIRCO MFG CORPORATION DE 1.01,9.01 07/27/12 VIRTUS INVESTMENT PARTNERS, INC. DE 2.02,9.01 07/31/12 VISHAY INTERTECHNOLOGY INC DE 2.02,7.01,9.01 07/31/12 VISTEON CORP DE 5.02 07/25/12 Voyager Oil & Gas, Inc. DE 1.01,2.01,2.03,3.02, 07/26/12 5.01,5.02,7.01,9.01 WABASH NATIONAL CORP /DE DE 2.02,9.01 07/31/12 WATTS WATER TECHNOLOGIES INC DE 2.02,9.01 07/31/12 WAYNE SAVINGS BANCSHARES INC /DE/ DE 2.02,9.01 07/31/12 WEB.COM GROUP, INC. DE 2.02,9.01 07/31/12 WebMD Health Corp. DE 2.02,9.01 07/31/12 WEBMEDIABRANDS INC. DE 1.01,9.01 07/27/12 WEIS MARKETS INC PA 2.02,9.01 07/31/12 Wellesley Bancorp, Inc. 2.02,9.01 07/31/12 WELLS FARGO & COMPANY/MN DE 9.01 07/31/12 WELLS MID-HORIZON VALUE-ADDED FUND I 5.02 07/31/12 Wesco Aircraft Holdings, Inc 2.02,9.01 07/31/12 WET SEAL INC DE 8.01,9.01 07/31/12 WEYCO GROUP INC WI 2.02,9.01 07/31/12 WFRBS COMMERCIAL MORTGAGE TRUST 2012- NC 8.01,9.01 07/31/12 WHITE DENTAL SUPPLY, INC. NV 1.01,2.01,5.06,9.01 07/25/12 Willbros Group, Inc.\NEW\ 5.02 07/25/12 WILLIAMS COMPANIES INC DE 5.02 07/30/12 WIZZARD SOFTWARE CORP /CO CO 7.01,9.01 07/31/12 WMI HOLDINGS CORP. WA 8.01,9.01 07/30/12 WMI HOLDINGS CORP. WA 8.01,9.01 07/30/12 WVS FINANCIAL CORP PA 8.01,9.01 07/31/12 YADKIN VALLEY FINANCIAL CORP NC 8.01,9.01 07/31/12 ZEBRA TECHNOLOGIES CORP 2.02,9.01 07/31/12 Zeltiq Aesthetics Inc DE 2.02,5.02,9.01 07/29/12
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