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ENFORCEMENT PROCEEDINGSIn the Matter of Power Smoothie Café Franchising, Inc.An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default as to Power Smoothie Café Franchising, Inc., (Default Order) in OptiSystems Solutions, Ltd., Admin. Proc. File No. 3-14940. The Order Instituting Proceedings alleged that Respondent Power Smoothie Café Franchising, Inc., repeatedly failed to file timely periodic reports while its securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registration of each class of Respondent’s registered securities, pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act). The proceeding has ended as to OptiSystems Solutions, Ltd. OptiSystems Solutions, Ltd., Exchange Act Release No. 67504 (July 26, 2012). Paradise Tan, Inc. (n/k/a General Red International), remains in the proceeding. (Rel. 34-67641; File No. 3-14940) SEI Holdings, Inc. (n/k/a Stoneleigh Realty Investors LLLP), et al.An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default As to Six Respondents (Default Order) in SEI Holdings, Inc. (n/k/a Stoneleigh Realty Investors LLLP), Admin. Proc. File No. 3-14942. The Order Instituting Proceedings alleged that Respondents repeatedly failed to file timely periodic reports while their securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true as to Voorhees Acquisition Corp., Wellstead Industries, Inc., Werdston Holding, Inc., Wingate Government Mortgage Partners II LP, Wingate Housing Partners, Ltd., and Winthrop Interim Partners I L.P., and revokes the registration of each class of their registered securities, pursuant to Section 12(j) of the Securities Exchange Act of 1934. Respondent SEI Holdings, Inc. (n/k/a Stoneleigh Realty Investors, LLLP), remains in this proceeding. (Rel. 34-67642; File No. 3-14942) In the Matter of Stephen M. StraussOn August 13, 2012, the United States Securities and Exchange Commission (Commission) announced the issuance of an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing (Order) against Stephen M. Strauss. The Division of Enforcement alleges that Strauss, 59, and a resident of Southaven, Mississippi, was chairman and CEO of Chilmark Entertainment Group, Inc. (Chilmark) from 2002 until early 2007. While Strauss was affiliated with the company, Chilmark had no employees, only one independent contractor and never generated any income. In 2006, Strauss and his family members owned 9% of the total shares of Chilmark outstanding. Additionally, the Division alleges that on February 13, 2012, a final judgment was entered against Strauss, permanently enjoining him from future violations of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, in the civil action entitled Securities and Exchange Commission v. Stephen M. Strauss, Civil Action Number 2:08-CV-206, in the United States District Court for the Northern District of Mississippi. The Division alleges that the complaint in that civil action alleged that, in November and December 2006, Strauss, the CEO of Chilmark, issued a series of press releases in rapid succession that misrepresented that Chilmark or its successor company, Integrated Bio-Energy Resources, Inc. (Integrated) was on the verge of manufacturing biofuel from palm oil. In truth, when Strauss issued these press releases, neither Chilmark nor Integrated had secured any funding, purchased the land to build a refinery, or begun building the refinery to manufacture the biofuel. Additionally, the Division alleges that the complaint alleged that the six press releases dramatically inflated the trading volume and the price for Chilmark shares. In the three months prior to these press releases, the trading volume for Chilmark’s shares averaged approximately 13,600 per day and the price never closed above $0.01 per share. In November and December 2006, the average daily trading volume jumped almost 20-fold, to 267,000 shares and the price closed as high as $0.22 per share. The Division further alleges that the complaint alleged that Strauss was responsible for drafting and distributing the press releases. (Rel. 34-67643; File No. 3-14980) SELF-REGULATORY ORGANIZATIONSOrder Approving a Proposed Rule Change to Amend Rule 4758(a)(1)(A) to Reflect a Change in NASDAQ’s Routing FunctionalityThe Commission granted approval of a proposed rule change (SR-NASDAQ-2012-071), submitted by The NASDAQ Stock Market LLC pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934, and Rule 19b-4 thereunder, to amend NASDAQ Rule 4758(a)(1)(A) to reflect a change in NASDAQ’s routing functionality. Publication in the Federal Register is expected during the week of August 13. (Rel. 34-67639) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-8 inContact, Inc., 7730 S. UNION PARK AVE., SUITE 500, NONE, MIDVALE, UT, 84047, (801) 320-3300 - 0 ($13,119,750.00) Equity, (File 333-183201 - Aug. 10) (BR. 11A) S-4 HEALTH MANAGEMENT ASSOCIATES INC, 5811 PELICAN BAY BLVD, SUITE 500, NAPLES, FL, 34108-2710, 239-5983131 - 0 ($875,000,000.00) Debt, (File 333-183203 - Aug. 10) (BR. 01B) S-8 CEDAR REALTY TRUST, INC., 44 SOUTH BAYLES AVENUE, PORT WASHINGTON, NY, 11050, 5167676492 - 4,500,000 ($22,882,500.00) Equity, (File 333-183205 - Aug. 10) (BR. 08C) S-8 COMPUTER TASK GROUP INC, 800 DELAWARE AVE, BUFFALO, NY, 14209, 7168828000 - 0 ($3,986,250.00) Equity, (File 333-183206 - Aug. 10) (BR. 03B) S-8 ATLANTIC AMERICAN CORP, 4370 PEACHTREE RD NE, ATLANTA, GA, 30319, 4042665500 - 0 ($1,310,000.00) Equity, (File 333-183207 - Aug. 10) (BR. 01B) S-8 ATLANTIC AMERICAN CORP, 4370 PEACHTREE RD NE, ATLANTA, GA, 30319, 4042665500 - 0 ($5,240,000.00) Equity, (File 333-183210 - Aug. 10) (BR. 01B) S-8 SIMON PROPERTY GROUP INC /DE/, 225 WEST WASHINGTON STREET, INDIANAPOLIS, IN, 46204-3438, 317-636-1600 - 0 ($946,500,000.00) Equity, (File 333-183213 - Aug. 10) (BR. 08C) S-3ASR MARSH & MCLENNAN COMPANIES, INC., 1166 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, 2123455000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-183214 - Aug. 10) (BR. 01B) S-8 VICAL INC, 10390 PACIFIC CENTER COURT, ., SAN DIEGO, CA, 92121-4340, 858-646-1100 - 0 ($10,500,000.00) Equity, (File 333-183215 - Aug. 10) (BR. 01A) S-3D FIDELITY D & D BANCORP INC, BLAKELY & DRINKER STREETS, DUNMORE, PA, 18512, 5703428281 - 500,000 ($10,500,000.00) Equity, (File 333-183216 - Aug. 10) (BR. 07B) S-8 DSP GROUP INC /DE/, 2580 NORTH FIRST STREET, SUITE 460, SAN JOSE, CA, 95131, 408-986-4300 - 0 ($8,936,787.10) Equity, (File 333-183219 - Aug. 10) (BR. 10A) S-8 IBERIABANK CORP, 200 WEST CONGRESS STREET, LAFAYETTE, LA, 70501, 337-521-4788 - 32,863 ($1,357,241.90) Equity, (File 333-183220 - Aug. 10) (BR. 07C) S-3ASR LEGG MASON, INC., 100 INTERNATIONAL DRIVE, BALTIMORE, MD, 21202, 4105390000 - 0 ($1,249,999,960.00) Other, (File 333-183221 - Aug. 10) (BR. 06A) S-3ASR TRW AUTOMOTIVE HOLDINGS CORP, 12001TECH CENTER DRIVE, LIVONIA, MI, 48150, 734 855 2600 - 0 ($0.00) Equity, (File 333-183222 - Aug. 10) (BR. 05C) S-3 AMERICAN HONDA RECEIVABLES LLC, 20800 MADRONA AVE, C/O AMERICAN HONDA RECEIVABLES LLC, TORRANCE, CA, 90503, 3109722511 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-183223 - Aug. 10) (BR. OSF) S-8 SPORT CHALET INC, ONE SPORT CHALET DRIVE, LA CANADA, CA, 91101, 8187902717X256 - 600,000 ($880,000.00) Equity, (File 333-183224 - Aug. 10) (BR. 02C) F-3 Teekay Offshore Partners L.P., 4TH FLOOR, BELVEDERE BUILDING, 69 PITTS BAY ROAD, HAMILTON, D0, HM 08, (441) 298-2530 - 1,700,022 ($48,144,623.04) Equity, (File 333-183225 - Aug. 10) (BR. 05C) S-8 STARTEK INC, 100 GARFIELD STREET, DENVER, CO, 80206, 303-399-2400 - 100,000 ($295,000.00) Equity, (File 333-183226 - Aug. 10) (BR. 11A) S-4 Avis Budget Car Rental, LLC, 6 SYLVAN WAY, PARSIPPANY, NJ, 07054, 973 496 5700 - 0 ($125,000,000.00) Non-Convertible Debt, (File 333-183227 - Aug. 10) (BR. 05A) N-2 Oxford Lane Capital Corp., 8 SOUND SHORE DRIVE, SUITE 255, GREENWICH, CT, 06830, (203) 983-5275 - 0 ($100,000,000.00) Equity, (File 333-183228 - Aug. 10) (BR. 22) S-8 TRIMBLE NAVIGATION LTD /CA/, 935 STEWART DRIVE, SUNNYVALE, CA, 94085, 4084818000 - 12,900,000 ($596,173,500.00) Equity, (File 333-183229 - Aug. 10) (BR. 10B) S-3 MONMOUTH REAL ESTATE INVESTMENT CORP, 3499 ROUTE 9 N, SUITE 3-C, JUNIPER BUSINESS PLAZA, FREEHOLD, NJ, 07728, 7325779996 - 0 ($500,000,000.00) Equity, (File 333-183230 - Aug. 10) (BR. 08B) S-8 MCGRATH RENTCORP, 5700 LAS POSITAS RD, LIVERMORE, CA, 94550, 5102762626 - 0 ($23,820,000.00) Equity, (File 333-183231 - Aug. 10) (BR. 06B) S-8 CERUS CORP, 2550 STANWELL DRIVE, CONCORD, CA, 94520, 9252886000 - 0 ($11,340,000.00) Equity, (File 333-183232 - Aug. 10) (BR. 10A) F-3 JOHN HANCOCK LIFE INSURANCE CO USA, 200 BLOOR STREET EAST, TORONTO, A6, M4W1E5, 4169260100 - 0 ($1.00) Unallocated (Universal) Shelf, (File 333-183233 - Aug. 10) (BR. 01B) S-8 WINTRUST FINANCIAL CORP, 727 N BANK LANE, LAKE FOREST, IL, 60045, 8476154096 - 0 ($10,992,000.00) Equity, (File 333-183234 - Aug. 10) (BR. 07C) S-11 Archstone Inc., 9200 E. PANORAMA CIRCLE, SUITE 400, ENGLEWOOD, CO, 80112, 303-708-5959 - 0 ($100,000,000.00) Equity, (File 333-183235 - Aug. 10) (BR. ) N-2 Western Asset Middle Market Debt Fund Inc., 620 EIGHTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10018, 888-777-0102 - 1,000 ($1,000,000.00) Debt, (File 333-183236 - Aug. 10) (BR. ) S-3 ACELRX PHARMACEUTICALS INC, 351 GALVESTON DRIVE, REDWOOD CITY, CA, 94063, 650-216-3500 - 0 ($50,000,000.00) Unallocated (Universal) Shelf, (File 333-183237 - Aug. 10) (BR. 01B) S-3ASR CIGNA CORP, 900 COTTAGE GROVE ROAD, BLOOMFIELD, CT, 06002, 8602266000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-183238 - Aug. 10) (BR. 01A) S-1 Flow Tech Solutions Inc., 205 SE SPOKANE STREET, SUITE 395, PORTLAND, OR, 97202, 702-789-0497 - 10,000,000 ($100,000.00) Equity, (File 333-183239 - Aug. 10) (BR. ) S-8 MERCURY COMPUTER SYSTEMS INC, 201 RIVERNECK ROAD, CHELMSFORD, MA, 01824, 9782561300 - 271,488 ($2,454,251.52) Equity, (File 333-183240 - Aug. 10) (BR. 10B) S-8 PC MALL INC, 1940 E. MARIPOSA AVE., EL SEGUNDO, CA, 90245, 3103545600 - 0 ($25,059,107.09) Equity, (File 333-183241 - Aug. 10) (BR. 02C) S-8 NACCO INDUSTRIES INC, 5875 LANDERBROOK DR, CLEVELAND, OH, 44124-4069, 4404499600 - 100,000 ($10,594,000.00) Equity, (File 333-183242 - Aug. 10) (BR. 10B) S-8 MOLSON COORS BREWING CO, 1225 17TH STREET, SUITE 3200, DENVER, CO, 80123, 303-927-2312 - 0 ($209,150,000.00) Equity, (File 333-183243 - Aug. 10) (BR. 09B) S-1 STERLING CONSOLIDATED Corp, 1105 GREEN GROVE ROAD, NEPTUNE, NJ, 07753, 732 918 8004 - 3,536,873 ($1,061,061.90) Equity, (File 333-183246 - Aug. 10) (BR. ) S-8 SIGMA ALDRICH CORP, 3050 SPRUCE ST, ST LOUIS, MO, 63103, 3147715765 - 750,000 ($53,880,000.00) Equity, (File 333-183247 - Aug. 10) (BR. 06B) S-3ASR DiamondRock Hospitality Co, 6903 ROCKLEDGE DRIVE, SUITE 800, BETHESDA, MD, 20817, 240-744-1150 - 0 ($0.00) Equity, (File 333-183248 - Aug. 10) (BR. 08B) S-1 WILLIAM LYON HOMES, 4490 VON KARMAN AVENUE, NEWPORT BEACH, CA, 92660, 9498333600 - 0 ($91,433,103.00) Debt, 0 ($173,931,247.00) Equity, (File 333-183249 - Aug. 10) (BR. 06C) RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE
NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT
A123 SYSTEMS, INC. DE 1.01,9.01 08/10/12
AAON INC NV 5.02,9.01 08/09/12
ABAKAN, INC NV 5.02 08/07/12
ACORN ENERGY, INC. DE 2.02,9.01 08/09/12
ACTUANT CORP WI 8.01,9.01 08/10/12
ADVANCED CELL TECHNOLOGY, INC. DE 2.02,9.01 08/08/12
AEROCENTURY CORP DE 2.02 08/10/12
AeroGrow International, Inc. NV 2.02,7.01,9.01 08/10/12
AgFeed Industries, Inc. NV 1.01,9.01 08/10/12
AgFeed Industries, Inc. NV 5.02 08/06/12
ALLIANCE ONE INTERNATIONAL, INC. VA 5.07 08/10/12
ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 08/09/12
ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 08/09/12
Allied World Assurance Co Holdings, A 7.01,9.01 08/10/12
Ally Financial Inc. DE 8.01,9.01 08/07/12
Alon USA Energy, Inc. DE 5.02 08/07/12
ALTERNATIVE ENERGY MEDIA, INC. NV 3.02,5.01,5.02 08/08/12
AMCOL INTERNATIONAL CORP DE 2.02,5.02,9.01 08/09/12
American Caresource Holdings, Inc. DE 2.02,9.01 08/09/12
AMERICAN DG ENERGY INC DE 1.01,3.02,9.01 08/07/12
AMERICAN LEARNING Corp NY 2.02,9.01 08/10/12
AMERICAN PACIFIC CORP DE 8.01,9.01 08/09/12
Amtrust Financial Services, Inc. DE 1.01,1.02,2.03,9.01 08/10/12
ARCTIC CAT INC MN 5.07 08/08/12
Artio Global Investors Inc. DE 7.01,9.01 08/10/12
As Seen On TV, Inc. FL 7.01,8.01,9.01 08/09/12
ASSURED GUARANTY LTD D0 2.02,9.01 08/09/12
ASTROTECH Corp \WA\ WA 3.03,9.01 08/10/12
ATC Ventures Group, Inc. NV 3.01,9.01 06/30/12
AUTONATION, INC. DE 7.01 08/09/12
Avago Technologies LTD U0 1.01,2.03 08/06/12
AVNET INC NY 5.02,9.01 08/09/12
BANK OF AMERICA CORP /DE/ DE 5.02 08/06/12
BCM Energy Partners Inc. DE 1.01,2.03 07/31/12
BEASLEY BROADCAST GROUP INC DE 1.01,9.01 08/09/12
BELDEN INC. DE 9.01 07/26/12 AMEND
Bidz.com, Inc. CA 3.01 08/07/12
BIGLARI HOLDINGS INC. IN 2.02,9.01 08/10/12
BIODELIVERY SCIENCES INTERNATIONAL IN DE 8.01,9.01 08/09/12
BLACK BOX CORP DE 5.07 08/07/12
Black Elk Energy Offshore Operations, TX 2.02,9.01 08/10/12
BlueLinx Holdings Inc. DE 5.02 08/06/12
Bluerock Enhanced Multifamily Trust, MD 5.07,8.01 08/07/12
BOINGO WIRELESS INC DE 5.02 08/06/12
BRISTOL MYERS SQUIBB CO DE 2.01,9.01 08/08/12
BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 7.01,9.01 08/09/12
C H ROBINSON WORLDWIDE INC DE 8.01,9.01 08/09/12
Calpian, Inc. TX 1.01,3.02,9.01 08/07/12
Capstone Therapeutics Corp. DE 5.02 08/09/12
CARBO CERAMICS INC DE 5.02 08/09/12
CARDINAL HEALTH INC OH 5.03,8.01,9.01 08/08/12
CASELLA WASTE SYSTEMS INC DE 2.02,9.01 08/10/12
CATASYS, INC. DE 5.03,9.01 08/06/12
CATERPILLAR INC DE 8.01,9.01 08/10/12
Celanese Corp DE 8.01,9.01 08/10/12
Celldex Therapeutics, Inc. DE 2.02,9.01 08/10/12
CH2M HILL COMPANIES LTD DE 8.01 08/10/12
CH2M HILL COMPANIES LTD DE 5.02,7.01,9.01 08/10/12
CHENIERE ENERGY INC DE 5.02,9.01 08/06/12
CHESAPEAKE GRANITE WASH TRUST DE 2.02,9.01 08/10/12
Chimera Energy Corp TX 8.01,9.01 08/09/12
CHINA AUTOMOTIVE SYSTEMS INC DE 2.02,9.01 08/09/12
CHINA BAK BATTERY INC NV 5.02 08/10/12
CHOICE BANCORP, INC. WI 2.02,9.01 08/10/12
CIB MARINE BANCSHARES INC WI 8.01,9.01 08/10/12
Circle Entertainment, Inc. DE 5.07 08/07/12
CMS Bancorp, Inc. DE 1.01,7.01,9.01 08/10/12
COMERICA INC /NEW/ DE 7.01,9.01 08/10/12
COMM 2012-CCRE1 Mortgage Trust DE 8.01,9.01 08/09/12
COMMERCETEL CORP NV 5.03,9.01 08/06/12
COMPUTER SCIENCES CORP NV 5.02,5.03,9.01 08/06/12
CONSOLIDATED WATER CO LTD E6 2.02,9.01 08/09/12
CONSTELLATION BRANDS, INC. DE 1.01,2.03,8.01,9.01 08/06/12
Cooper-Standard Holdings Inc. DE 7.01,9.01 08/10/12
CORPORATE PROPERTY ASSOCIATES 15 INC MD 7.01,9.01 08/10/12
Corporate Property Associates 17 - Gl MD 8.01,9.01 08/10/12
CRA INTERNATIONAL, INC. MA 8.01,9.01 08/10/12
CREDITRISKMONITOR COM INC NV 2.02,9.01 08/09/12
Crexendo, Inc. DE 2.02,9.01 08/09/12
Customers Bancorp, Inc. PA 1.01,8.01,9.01 08/10/12
DAVITA INC DE 8.01 08/07/12
Deep Down, Inc. NV 2.02,9.01 08/08/12
Delek US Holdings, Inc. 7.01,9.01 08/10/12
DEX ONE Corp DE 8.01 08/07/12
Dialogic Inc. DE 2.02,5.02,5.07,9.01 08/08/12
Digital Generation, Inc. DE 8.01 08/10/12
DISCOVERY LABORATORIES INC /DE/ DE 1.02 08/06/12
DreamWorks Animation SKG, Inc. 1.01,8.01,9.01 08/06/12
DREW INDUSTRIES INC DE 8.01,9.01 08/08/12
Eagle Bulk Shipping Inc. 2.02,8.01,9.01 08/08/12
Eastern Resources, Inc. DE 4.01,9.01 08/08/12
ECOLAB INC DE 1.01,1.02,2.03,9.01 08/10/12
EDELMAN FINANCIAL GROUP INC. TX 2.02,7.01,8.01,9.01 08/09/12
Energy Future Holdings Corp /TX/ TX 8.01,9.01 08/09/12
Euramax Holdings, Inc. DE 2.02 08/10/12
EVOLUTION PETROLEUM CORP NV 8.01 08/10/12
EXPEDITORS INTERNATIONAL OF WASHINGTO WA 5.02,9.01 08/06/12
Express Scripts Holding Co. DE 7.01 08/10/12
Farm Lands of Africa, Inc. NV 4.01,9.01 08/01/12 AMEND
FEDERAL AGRICULTURAL MORTGAGE CORP 2.02,9.01 08/09/12
FIRST BANCSHARES INC /MS/ MS 7.01 08/09/12
First Trinity Financial CORP 1.01,5.02,8.01,9.01 08/08/12
First Trinity Financial CORP 1.01,5.02,8.01,9.01 08/06/12 AMEND
FIRSTCITY FINANCIAL CORP DE 2.02,9.01 08/09/12
Firsthand Technology Value Fund, Inc. 8.01,9.01 08/10/12
FLUSHING FINANCIAL CORP DE 7.01,9.01 08/10/12
FRANKLIN ELECTRIC CO INC IN 7.01,9.01 08/09/12
GALECTIN THERAPEUTICS INC NV 2.02,9.01 08/10/12
GENERAL STEEL HOLDINGS INC NV 7.01,9.01 08/09/12
GENWORTH FINANCIAL INC DE 2.02,9.01 08/10/12
GEOKINETICS INC DE 2.02,7.01,9.01 08/07/12
GEOKINETICS INC DE 7.01,9.01 08/10/12
GeoMet, Inc. DE 1.01,7.01,9.01 08/08/12
GEORGIA POWER CO GA 8.01,9.01 08/07/12
Giggles N' Hugs, Inc. NV 1.01,2.01,3.02,5.01, 12/31/11 AMEND
5.02,5.06,9.01
GLIMCHER REALTY TRUST MD 1.01,3.03,5.03,8.01, 08/09/12
9.01
Global Stevia Corp. NV 5.02 07/12/12
GOLD RESOURCE CORP CO 2.02,9.01 08/09/12
Granite Falls Energy, LLC MN 7.01,9.01 08/09/12
GREAT PLAINS ENERGY INC MO 7.01,9.01 08/10/12
GREAT WALL BUILDERS LTD. TX 4.01,4.02 06/28/12 AMEND
H&E Equipment Services, Inc. DE 1.01,7.01,9.01 08/09/12
HARBINGER GROUP INC. DE 2.02,9.01 08/10/12
HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 08/10/12
HEALTH MANAGEMENT ASSOCIATES INC DE 8.01,9.01 08/10/12
HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 5.02 08/06/12
HESKA CORP DE 2.02,9.01 06/30/12
Highpower International, Inc. DE 2.02,7.01,9.01 08/10/12
HOME PROPERTIES INC MD 5.02 08/07/12
HORIZON PHARMA, INC. DE 2.02,9.01 08/10/12
HOSPITALITY PROPERTIES TRUST MD 8.01,9.01 08/10/12
HUDSON VALLEY HOLDING CORP NY 7.01,9.01 08/10/12
IBERIABANK CORP LA 5.02,5.03,9.01 08/07/12
ICON ECI FUND FIFTEEN, L.P. DE 7.01,9.01 03/31/12
ICON Equipment & Corporate Infrastruc DE 7.01,9.01 03/31/12
ICON INCOME FUND NINE LLC 7.01,9.01 03/31/12
ICON INCOME FUND TEN LLC DE 7.01,9.01 03/31/12
ICON LEASING FUND ELEVEN, LLC DE 7.01,9.01 03/31/12
ICON LEASING FUND TWELVE, LLC DE 7.01,9.01 03/31/12
IMAGEWARE SYSTEMS INC DE 5.02,9.01 08/07/12
INFINITY PHARMACEUTICALS, INC. DE 1.01,8.01,9.01 08/09/12
INGRAM MICRO INC DE 1.01,1.02,9.01 08/07/12
INTEGRATED FREIGHT Corp FL 1.01,5.02,9.01 08/02/12
INTERSECTIONS INC DE 2.02,7.01,9.01 08/09/12
Invesco Ltd. D0 7.01,9.01 08/09/12
IP TECHNOLOGY SERVICES, INC. DE 1.01,3.02,9.01 08/06/12
IRON MOUNTAIN INC DE 1.01,8.01,9.01 08/07/12
IRON MOUNTAIN INC DE 1.01,2.03,8.01,9.01 08/10/12
ITRONICS INC TX 2.02 08/07/12
J C PENNEY CO INC DE 2.02,9.01 08/10/12
JANUS CAPITAL GROUP INC DE 1.01,3.02,8.01,9.01 08/10/12
Jazz Pharmaceuticals plc L2 9.01 06/12/12 AMEND
JETBLUE AIRWAYS CORP DE 7.01,9.01 08/10/12
KEATING CAPITAL INC 7.01,9.01 08/10/12
KILROY REALTY CORP MD 7.01,8.01,9.01 08/06/12
KINDER MORGAN ENERGY PARTNERS L P DE 1.01,9.01 08/06/12
KINDER MORGAN, INC. DE 7.01 08/10/12
KITE REALTY GROUP TRUST MD 7.01,9.01 08/09/12
KLEVER MARKETING INC DE 2.02,4.02 08/10/12
Koppers Holdings Inc. PA 8.01 08/06/12
KV PHARMACEUTICAL CO /DE/ DE 7.01,9.01 08/07/12
L & L ENERGY, INC. NV 5.02 08/10/12
L & L ENERGY, INC. NV 5.02,9.01 08/10/12 AMEND
Liberty Interactive Corp 8.01,9.01 08/09/12
LRR Energy, L.P. DE 2.02,9.01 08/09/12
LUFKIN INDUSTRIES INC TX 5.02 02/07/12
Lyons Liquors Inc. NV 8.01 08/10/12
Lyons Liquors Inc. NV 8.01 08/10/12
Manhattan Bancorp CA 9.01 08/10/12 AMEND
MANTECH INTERNATIONAL CORP DE 5.02 08/10/12
MARKWEST ENERGY PARTNERS L P 1.01,7.01,9.01 08/06/12
McEwen Mining Inc. CO 7.01,9.01 08/09/12
MEDICAL ALARM CONCEPTS HOLDINGS INC NV 8.01 08/10/12
MEDICINOVA INC DE 7.01 08/10/12
MERRIMACK PHARMACEUTICALS INC DE 2.02,9.01 08/10/12
METALICO INC 8.01,9.01 08/10/12
MILAGRO OIL & GAS, INC. DE 5.02 08/10/12
MILLER HERMAN INC MI 5.02 08/07/12
MIMVI, INC. NV 1.01,9.01 08/06/12
MModal Inc. DE 1.01,9.01 08/10/12
MODINE MANUFACTURING CO WI 7.01,9.01 08/07/12
MONARCH CASINO & RESORT INC NV 8.01 08/08/12
Morgan Stanley Capital I Trust 2012-C DE 9.01 04/03/12
MRV COMMUNICATIONS INC DE 2.02,8.01,9.01 08/09/12
Myrexis, Inc. DE 1.01,9.01 08/07/12
NANOPHASE TECHNOLOGIES CORPORATION IL 5.02 08/06/12
National American University Holdings DE 7.01 08/10/12
NATIONAL RETAIL PROPERTIES, INC. MD 8.01,9.01 08/07/12
NETSOL TECHNOLOGIES INC NV 5.07 08/10/12
Neuralstem, Inc. DE 2.02,9.01 08/10/12
Nevada Gold Corp. DE 1.01,9.01 08/08/12
NEWS CORP 8.01,9.01 08/10/12
NiMin Energy Corp. A0 2.02,9.01 08/09/12
NORCRAFT COMPANIES LP 2.02,9.01 08/10/12
NORTEL NETWORKS CORP 2.02,5.02,8.01,9.01 08/09/12
NORTHWEST BANCORPORATION INC WA 2.02,9.01 08/10/12
NVE CORP /NEW/ MN 5.07 08/09/12
O REILLY AUTOMOTIVE INC 8.01,9.01 08/10/12
OCEANFIRST FINANCIAL CORP DE 5.02 08/10/12
OLD NATIONAL BANCORP /IN/ IN 7.01,9.01 08/10/12
Orchids Paper Products CO /DE DE 8.01,9.01 08/09/12
ORGANOVO HOLDINGS, INC. DE 5.02 08/06/12 AMEND
Orient Paper Inc. NV 2.02,9.01 08/09/12
PACIFIC BIOSCIENCES OF CALIFORNIA INC 5.02 08/10/12
Pazoo, Inc. 3.02,7.01,9.01 08/10/12
Pazoo, Inc. 3.02 07/27/12 AMEND
PETROSONIC ENERGY, INC. 5.03 08/09/12
PHOTOMEDEX INC DE 2.02,9.01 06/30/12
PLY GEM HOLDINGS INC DE 2.02,9.01 08/10/12
PROGRESS SOFTWARE CORP /MA MA 5.02 08/06/12
ProUroCare Medical Inc. NV 5.07 08/06/12
PROVIDENT FINANCIAL SERVICES INC DE 7.01,9.01 08/10/12
QSGI INC. DE 1.01 07/27/12
RadNet, Inc. DE 2.02,9.01 08/09/12
Rangeford Resources, Inc. NV 1.01,5.01,9.01 08/09/12
READING INTERNATIONAL INC NV 2.02,9.01 08/10/12
RECOVERY ENERGY, INC. NV 5.02,7.01,9.01 08/07/12
REGENCY CENTERS CORP FL 8.01,9.01 08/10/12
RENTECH INC /CO/ CO 2.02,9.01 08/10/12
Rentech Nitrogen Partners, L.P. DE 2.02,9.01 08/10/12
RESPONSE BIOMEDICAL CORP A1 5.02,9.01 08/09/12
ROTECH HEALTHCARE INC DE 2.02,9.01 08/09/12
SALIX PHARMACEUTICALS LTD 1.01,8.01,9.01 08/08/12
SANDRIDGE ENERGY INC DE 1.01,8.01,9.01 08/06/12
SAVANNAH BANCORP INC GA 1.01,8.01,9.01 08/07/12
SCBT FINANCIAL CORP SC 1.01,9.01 08/07/12
SENESCO TECHNOLOGIES INC DE 1.01,3.02,9.01 08/08/12
SGS International, Inc. DE 2.02,9.01 08/10/12
Shea Homes Limited Partnership CA 2.02,9.01 08/10/12
SILGAN HOLDINGS INC DE 8.01,9.01 08/09/12
SL GREEN REALTY CORP MD 1.01,5.03,9.01 08/07/12
SL GREEN REALTY CORP MD 1.01,3.02,9.01 08/10/12
SOLIGENIX, INC. DE 2.02,9.01 08/10/12
SOUTHSIDE BANCSHARES INC TX 5.03,9.01 08/09/12
Spectrum Brands Holdings, Inc. DE 2.02,9.01 08/09/12
Spectrum Brands, Inc. DE 2.02,9.01 08/09/12
SPECTRUM GROUP INTERNATIONAL, INC. DE 2.03 08/07/12
SPECTRUM PHARMACEUTICALS INC DE 7.01,9.01 08/10/12
Spirit Airlines, Inc. DE 5.02 08/08/12
SPORT CHALET INC DE 2.02,9.01 08/08/12
STAGE STORES INC NV 8.01,9.01 08/09/12
STANCORP FINANCIAL GROUP INC OR 1.01,2.03,9.01 08/10/12
Steadfast Income REIT, Inc. MD 5.07 08/08/12
Steel Excel Inc. DE 1.01,9.01 08/07/12
STIFEL FINANCIAL CORP DE 5.03,9.01 08/07/12
STONE ENERGY CORP DE 7.01,9.01 08/10/12
STONE ENERGY CORP DE 7.01,9.01 08/09/12
STRATASYS INC DE 7.01,9.01 08/08/12
STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 07/30/12
Summit Hotel Properties, Inc. MD 1.01,5.02 08/09/12
SUPERNUS PHARMACEUTICALS INC DE 2.02,9.01 08/10/12
SUPERTEL HOSPITALITY INC VA 2.02,9.01 08/10/12
T3 Motion, Inc. DE 1.01,5.02,5.03,9.01 08/06/12
TELIK INC DE 2.02,9.01 08/10/12
TESORO CORP /NEW/ DE 1.01,9.01 08/07/12
THERMO FISHER SCIENTIFIC INC. DE 8.01,9.01 08/10/12
TIDELANDS BANCSHARES INC 2.02,9.01 08/10/12
Timberwood Acquisition Corp DE 5.03 05/23/12
TIME WARNER CABLE INC. DE 1.01,2.03,9.01 08/07/12
TRANS LUX CORP DE 5.02 08/07/12
TRANSATLANTIC PETROLEUM LTD. D0 7.01,9.01 08/10/12
TUFCO TECHNOLOGIES INC DE 2.02,9.01 08/08/12
TYCO INTERNATIONAL LTD V8 7.01,9.01 08/10/12
UNION BANKSHARES INC VT 2.02,9.01 08/09/12
Universal Business Payment Solutions DE 1.01,9.01 08/09/12
UQM TECHNOLOGIES INC CO 5.07 08/08/12
US ENERGY CORP WY 2.02,9.01 08/09/12
VAALCO ENERGY INC /DE/ DE 2.02,9.01 08/07/12
VERAMARK TECHNOLOGIES INC DE 2.02,9.01 08/10/12
VICTORY ENERGY CORP NV 4.01,9.01 08/09/12
VIEW SYSTEMS INC NV 4.02 07/30/12
ViewPoint Financial Group Inc. 5.02,9.01 08/08/12
VISTA GOLD CORP B0 2.02,7.01,9.01 08/07/12
VIVUS INC CA 1.01,9.01 08/07/12
VIVUS INC CA 2.02,9.01 08/07/12
VLOV INC. NV 8.01,9.01 08/10/12
VR Holdings, Inc. DE 4.01,9.01 08/10/12
VR Holdings, Inc. DE 4.01,9.01 08/10/12
WARWICK VALLEY TELEPHONE CO NY 2.02,9.01 08/10/12
WAVE SYSTEMS CORP DE 1.01,8.01,9.01 08/07/12
WAVE SYSTEMS CORP DE 2.02,9.01 08/09/12
WAYNE SAVINGS BANCSHARES INC /DE/ DE 8.01,9.01 08/10/12
WESBANCO INC WV 1.01,2.03,9.01 08/10/12
WESTERN DIGITAL CORP DE 5.02 08/07/12
Westway Group, Inc. DE 2.02,9.01 08/09/12
WILLIAMS CONTROLS INC DE 2.02,9.01 08/08/12
Williams Partners L.P. 7.01,8.01,9.01 08/08/12
WINDSTREAM CORP DE 1.01,2.03,9.01 08/08/12
WINNER MEDICAL GROUP INC NV 2.02,9.01 08/09/12
WPCS INTERNATIONAL INC DE 3.01 08/09/12
XTREME HEALTHCARE Corp DE 4.01 06/30/12
ZIPCAR INC 5.02 08/09/12
http://www.sec.gov/news/digest/2012/dig081312.htm
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