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Commission announcementsSEC Suspends Trading of Titan Resources International, Corp.The Securities and Exchange Commission (“Commission”) ordered the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the “Exchange Act”), of trading in the securities of Titan Resources International, Corp (“Titan”) quoted on the OTC Markets electronic quotations service because of questions regarding the adequacy and accuracy of information about Titan, including, among other things, its business operations and current financial condition. Titan’s ticker symbol is TNRI. The trading suspension will last for ten business days. The trading suspension commenced at 9:30 a.m. EDT on September 26, 2012, and terminates at 11:59 p.m. EDT on October 9, 2012. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by Titan. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff in the Division of Trading and Markets, Office of Interpretation and Guidance, at (202) 551-5777. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to the above-named securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should immediately contact the following individual: (Rel. 34-67926) Commission MeetingsTechnology and Trading Roundtable, Tuesday, October 2, 2012, 10:00 a.m.Securities and Exchange Commission will hold a technology and trading roundtable discussion on Tuesday, October 2, 2012, in the Multipurpose Room, L-006. The meeting will begin at 10:00 a.m. and will be open to the public. Seating will be on a first-come, first served basis. Doors will be open at 9:30 a.m. Visitors will be subject to security checks. The roundtable will be webcast on the Commission’s website at www.sec.gov and will be archived for later viewing. The agenda for the roundtable includes opening remarks followed by two panel discussions. The first panel will focus on the prevention of errors through robust system design, deployment, and operation. The second panel will focus on the responses to errors and malfunctions and managing crises in real-time. For further information, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGSTravis Richey SanctionedTravis Richey (Richey) has been barred from association with any broker or dealer and from participating in an offering of penny stock. The sanctions were ordered in an administrative proceeding before an administrative law judge, following a January 2012 Arizona conviction for operating a fraudulent scheme and artifice and other violations. The wrongdoing underlying Richey’s conviction took place between November 2007 and July 2008 and involved selling promissory notes through his company Blue Investments, LLC. (Rel. 34-67925; File No. 3-14976) Former “Teach Me to Trade” Salesman Agrees to Settle Securities Fraud Charges and Pay a $200,000 PenaltyThe Securities and Exchange Commission announced that on September 5, 2012 the United States District Court for the Eastern District of Virginia entered a settled final judgment in Securities and Exchange Commission v. David Gengler, Lashaico, et al, Civil Action No. 1:08cv235 (E.D.Va. filed March 11, 2008). The final judgment resolves the Commission’s case against David Gengler and Lashaico, Inc., which was initially filed in 2008. Gengler sold securities trading products and services such as classes, mentoring and software called “Teach Me to Trade” to investors who wanted to learn how to trade securities. The Commission’s complaint alleged that Gengler told investors at Teach Me to Trade securities trading workshops that he had purchased mentoring, classes and software to learn to trade, and quickly profited by trading securities using Teach Me to Trade methods. The Commission alleged that Gengler’s tales of trading success were untrue; he was not a successful securities trader. Gengler was president of Lashaico, and he sold the products and services pursuant to an independent contractor agreement between Lashaico and Teach Me to Trade. See Litigation Release No. 20486 (March 11, 2008) Under the terms of the settlement, Gengler agreed to pay a civil money penalty of $200,000. Without admitting or denying the Commission’s allegations, Gengler and Lashaico also consented to the entry of a final judgment permanently enjoining them from future violations of Section 10(b) of the Securities Exchange Act of 1934. Additionally, under the terms of the final judgment Gengler and Lashaico are permanently enjoined from receiving compensation for participating in the development, presentation, promotion, marketing or sale of any classes, workshops, or seminars (and products or services that are offered in connection with them) given to actual or prospective securities investors concerning securities trading and designed to influence their securities trading. On September 24, 2012, the Commission issued an Order in a related, settled administrative proceeding barring Gengler from associating with any broker, dealer, investment advisor, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization, and from participating in any penny stock offering. The bar is based on the entry of the final judgment in SEC v. David Gengler, et al., enjoining Gengler from future violations of the antifraud provisions of the Exchange Act. Without admitting to the findings in the Commission’s Order, except as to jurisdiction and the entry of the final judgment, Gengler consented to the issuance of the Order. [SEC v. David Gengler, Lashaico, et al., Civil Action No. 1:08cv235 (E.D.Va)] (LR-22494) INVESTMENT COMPANY ACT RELEASESEmerging Global Advisors, LLC, et al.An order has been issued on an application filed by Emerging Global Advisors, LLC, et al. to permit: (a) certain open-end management investment companies or series thereof to issue shares (Shares) redeemable in large aggregations only (Creation Units); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days from the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares. (Rel. IC-30212 - September 25) Alvarez & Marsal, Inc., et al.An order has been issued on an application filed by Alvarez & Marsal, Inc., et al. to exempt certain limited partnerships and other entities formed for the benefit of eligible employees of Alvarez & Marsal, Inc. and its affiliates from certain provisions of the Investment Company Act of 1940 (Act). Each company will be an “employees’ securities company” within the meaning of Section 2(a)(13) of the Act. (Rel. IC-30214 - September 25) Cash Account Trust, et al..An order has been issued on an application filed by Cash Account Trust, et al. under Sections 6(c) and 17(b) of the Investment Company Act of 1940 (Act) for an exemption from Section 17(a) of the Act. The order permits certain registered investment companies (Funds) to engage in principal transactions involving taxable money market instruments and repurchase agreements with a broker dealer that is an affiliated person of an affiliated person of the Funds. (Rel. IC-30215 - September 25) SELF-REGULATORY ORGANIZATIONSAccelerated Approval of Proposed Rule ChangeThe Chicago Mercantile Exchange Inc. (“CME”) filed a proposed rule change (SR-CME-2012-37) under Section 19(b)(1) of the Securities Exchange Act of 1934 to allow FCM clearing member CEOs and CFOs to designate authorized representatives to approve certain disbursements of customer funds. Publication is expected in the Federal Register during the week of September 24. (Rel. 34-67922) Proposed Rule ChangeNYSE Arca, Inc. filed a proposed rule change (SR-NYSEARCA-2012-103) under Section 19(b)(1) of the Securities Exchange Act of 1934 amending NYSE Arca Rules 3.2 and 3.3 and NYSE Arca Equities, Inc. (“NYSE Arca Equities”) Rules 3.2 and 3.3 to expand the eligibility requirements for service on boards of directors and committees. Publication is expected in the Federal Register during the week of September 24. (Rel. 34-67923) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-4 ITC Holdings Corp., 27175 ENERGY WAY, NOVI, MI, 48377, 248-946-3000 - 0 ($4,082,650,000.00) Equity, (File 333-184073 - Sep. 25) (BR. 02B) S-8 TRANSCANADA CORP, 450 - 1ST STREET S.W., CALGARY ALBERTA, A0, T2P 5H1, 4039202000 - 250,000 ($1,319.61) Equity, (File 333-184074 - Sep. 25) (BR. 02A) S-8 LIQUIDMETAL TECHNOLOGIES INC, 30452 ESPERANZA, RANCHO SANTA MARGARITA, CA, 92688, 800-511-3651 - 0 ($6,450,000.00) Equity, (File 333-184075 - Sep. 25) (BR. 06B) N-2 AGIC Convertible & Income Fund, C/O ALLIANZ GLOBAL INVESTORS FUND MGMT, 1633 BROADWAY, NEW YORK, NY, 10019, 212-739-3000 - 0 ($1,000,000.00) Equity, (File 333-184077 - Sep. 25) (BR. 17) S-3ASR TESLA MOTORS INC, 3500 DEER CREEK RD, PALO ALTO, CA, 94070, 650-681-5000 - 0 ($150,000,000.00) Equity, (File 333-184078 - Sep. 25) (BR. 05C) S-8 JIAYUAN.COM INTERNATIONAL LTD, Changxin Building, Room 1005, No. 39 Anding Road, Chaoyang District, Bejing, PRC, F4, 00000, 8610-6442-8783 - 0 ($8,473,061.67) ADRs/ADSs, (File 333-184079 - Sep. 25) (BR. 03A) S-4 TOYS R US INC, TOYS R US INC, ONE GEOFFREY WAY, WAYNE, NJ, 07470, 973 617 3500 - 0 ($450,000,000.00) Non-Convertible Debt, (File 333-184082 - Sep. 25) (BR. 02C) S-3ASR SERVICE CORPORATION INTERNATIONAL, 1929 ALLEN PKWY, P O BOX 130548, HOUSTON, TX, 77019, 7135225141 - 0 ($0.00) Debt, (File 333-184087 - Sep. 25) (BR. 11A) S-8 RED HAT INC, 1801 VARSITY DRIVE, RALEIGH, NC, 27606, 9197543700 - 21,000,000 ($1,197,630,000.00) Equity, (File 333-184088 - Sep. 25) (BR. 03B) S-8 ENTERPRISE BANCORP INC /MA/, 222 MERRIMACK ST, LOWELL, MA, 01852, 9784599000 - 475,000 ($7,847,000.00) Equity, (File 333-184089 - Sep. 25) (BR. 07B) S-4 CityCenter Holdings, LLC, 3950 LAS VEGAS BLVD, SOUTH, LAS VEGAS, NV, 89119, 702-632-9724 - 0 ($240,000,000.00) Debt, (File 333-184090 - Sep. 25) (BR. 08B) S-3 CUMBERLAND PHARMACEUTICALS INC, 2525 WEST END AVENUE, SUITE 950, NASHVILLE,, TN, 37203, 615-255-0068 - 0 ($100,000,000.00) Unallocated (Universal) Shelf, (File 333-184091 - Sep. 25) (BR. 01B) S-8 CEL SCI CORP, 8229 BOONE BLVD ., SUITE 802, VIENNA, VA, 22182, 7035069460 - 6,000,000 ($2,880,000.00) Equity, (File 333-184092 - Sep. 25) (BR. 01A) S-8 YOUKU TUDOU INC., 5TH FLOOR, SINOSTEEL PLAZA, 8 HAIDIAN STREET, BEIJING, F4, 100080, 86-10-58851881 - 0 ($129,994,357.67) ADRs/ADSs, (File 333-184093 - Sep. 25) (BR. 11A) S-3 CEL SCI CORP, 8229 BOONE BLVD ., SUITE 802, VIENNA, VA, 22182, 7035069460 - 0 ($50,000,000.00) Equity, (File 333-184094 - Sep. 25) (BR. 01A) S-3 AGREE REALTY CORP, 31850 NORTHWESTERN HGWY, FARMINGTON HILLS, MI, 48334, 8107374190 - 0 ($250,000,000.00) Equity, (File 333-184095 - Sep. 25) (BR. 08C) S-3 PowerShares DB US Dollar Index Trust, C/O DB COMMODITY SERVICES LLC, 60 WALL STREET, NEW YORK, NY, 10005, 212-250-5883 - 0 ($2,704,800,000.00) Unallocated (Universal) Shelf, (File 333-184096 - Sep. 25) (BR. 08B) RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- ACCESS NATIONAL CORP VA 5.02,9.01 09/25/12
ADEPT TECHNOLOGY INC DE 5.02 09/20/12
AGREE REALTY CORP DE 5.03,9.01 09/21/12
AGREE REALTY CORP DE 8.01,9.01 09/25/12
Alkermes plc. 1.01,1.02,2.03,7.01, 09/25/12
9.01
ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 09/25/12
ALNYLAM PHARMACEUTICALS, INC. 1.01 09/20/12
AMERICAN MEDICAL ALERT CORP NY 8.01,9.01 09/25/12
AMERICAN POWER CORP. NV 1.01,3.02,9.01 09/20/12
Andatee China Marine Fuel Services Co DE 8.01,9.01 09/07/12
ARES CAPITAL CORP MD 1.01,2.03,9.01 09/25/12
As Seen On TV, Inc. FL 1.01,3.02,9.01 09/20/12
ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 09/25/12
ASHLAND INC. KY 7.01,9.01 09/25/12
ASSURANCEAMERICA CORP NV 5.02 09/21/12
AXIS CAPITAL HOLDINGS LTD 5.02,9.01 09/20/12
B&G Foods, Inc. DE 1.01,7.01,9.01 09/19/12
Banyan Rail Services Inc. DE 3.02 09/24/12
BARRETT BUSINESS SERVICES INC MD 1.01,2.03,8.01,9.01 09/21/12
BEHRINGER HARVARD MULTIFAMILY REIT I 5.07,8.01 09/21/12
BioDrain Medical, Inc. MN 5.07 09/20/12
BioFuel Energy Corp. 8.01,9.01 09/24/12
BioRestorative Therapies, Inc. NV 8.01,9.01 09/25/12
BIOZONE PHARMACEUTICALS, INC. NV 1.01,9.01 09/20/12
BOLDFACE GROUP, INC. NV 1.01,2.01,3.02,5.01, 07/12/12 AMEND
5.02,5.03,5.06,9.01
C H ROBINSON WORLDWIDE INC DE 1.01,7.01,9.01 09/24/12
CalAmp Corp. DE 2.02,9.01 09/25/12
CAM Group, Inc. NV 1.01,2.01,3.02,4.01, 09/25/12 AMEND
5.01,5.02,5.03,5.06,
9.01
CAMDEN NATIONAL CORP ME 7.01,8.01,9.01 09/25/12
CAMPBELL SOUP CO NJ 5.03,9.01 09/24/12
Cape Bancorp, Inc. MD 5.02,9.01 09/24/12
CAPITAL BANK CORP NC 2.01,3.01,3.03,5.07, 09/24/12
9.01
Capital Bank Financial Corp. DE 2.01,9.01 09/20/12
CARNIVAL CORP DE 2.02,9.01 09/25/12
CEPHEID CA 1.01 09/24/12
Cheniere Energy Partners, L.P. DE 1.01,7.01,9.01 09/20/12
CHESAPEAKE ENERGY CORP OK 7.01,8.01,9.01 09/19/12
CHINA GREEN CREATIVE, INC. 1.01,3.02,9.01 09/25/12
China TransInfo Technology Corp. NV 8.01,9.01 09/25/12
CIENA CORP DE 5.02 09/24/12
CIFC Corp. DE 1.01,2.01,2.04,3.03, 09/24/12
5.03,7.01,9.01
CLAIRES STORES INC DE 1.01,2.03,8.01,9.01 09/20/12
COEUR D ALENE MINES CORP ID 5.02,9.01 09/20/12
COLDWATER CREEK INC DE 5.07,8.01,9.01 09/21/12
COMMAND SECURITY CORP NY 5.07 09/20/12
CONSOLIDATED GRAPHICS INC /TX/ TX 5.02,9.01 09/19/12
CorMedix Inc. DE 1.01,8.01,9.01 09/20/12
CORONADO BIOSCIENCES INC DE 8.01 09/17/12
CPI CORP DE 8.01,9.01 09/20/12
CREDIT ACCEPTANCE CORP MI 1.01,2.03,9.01 09/20/12
Crescent Financial Bancshares, Inc. 1.01,8.01,9.01 09/25/12
CTI INDUSTRIES CORP DE 5.02 09/24/12
CVS CAREMARK CORP DE 1.01,9.01 09/19/12
DENBURY RESOURCES INC DE 1.01,9.01 09/19/12
DICE HOLDINGS, INC. DE 5.02,9.01 09/24/12
Dimus Partners Inc. NV 1.01,3.02,5.01,5.02, 09/21/12
9.01
Discovery Communications, Inc. DE 8.01,9.01 09/21/12
DUNE ENERGY INC DE 5.02,9.01 09/21/12
DXP ENTERPRISES INC TX 9.01 09/24/12 AMEND
DYNEGY HOLDINGS, LLC DE 8.01,9.01 09/25/12
DYNEGY INC. DE 8.01,9.01 09/25/12
E DIGITAL CORP DE 8.01,9.01 09/25/12
EASTERN AMERICAN NATURAL GAS TRUST DE 7.01,9.01 09/25/12
ECB BANCORP INC NC 1.01,7.01,9.01 09/25/12
EMERSON ELECTRIC CO MO 7.01 09/25/12
EMPIRE ENERGY CORP UT 8.01 08/24/12
Energy Services of America CORP DE 5.02,9.01 09/21/12
ENNIS, INC. TX 2.02,9.01 09/25/12
EWaste Systems, Inc. NV 1.01,2.01,3.03,5.03, 10/14/11 AMEND
5.06,7.01,9.01
FACTSET RESEARCH SYSTEMS INC DE 2.02,9.01 09/25/12
Federal Home Loan Bank of Atlanta X1 2.03 09/19/12
Federal Home Loan Bank of Boston X1 2.03 09/19/12
Federal Home Loan Bank of Chicago X1 2.03 09/19/12
Federal Home Loan Bank of Cincinnati X1 2.03,9.01 09/19/12
Federal Home Loan Bank of Des Moines X1 2.03,9.01 09/21/12
Federal Home Loan Bank of Indianapoli X1 2.03,9.01 09/25/12
Federal Home Loan Bank of New York X1 2.03,9.01 09/19/12
Federal Home Loan Bank of New York X1 5.05,9.01 09/20/12
Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 09/19/12
Federal Home Loan Bank of San Francis X1 2.03 09/20/12
Federal Home Loan Bank of Seattle 2.03 09/21/12
Federal Home Loan Bank of Topeka 2.03,9.01 09/19/12
FEDEX CORP DE 5.07 09/24/12
FIRST FINANCIAL SERVICE CORP KY 5.02,8.01 09/19/12
FISERV INC WI 1.01,2.03,8.01,9.01 09/25/12
FMC TECHNOLOGIES INC DE 1.01,9.01 09/21/12
FORD MOTOR CREDIT CO LLC DE 8.01,9.01 09/25/12
FREDERICK COUNTY BANCORP INC MD 8.01,9.01 09/25/12
FRONTIER COMMUNICATIONS CORP DE 1.01,8.01,9.01 09/25/12
GENERAL CABLE CORP /DE/ DE 8.01,9.01 09/24/12
GENERAL CABLE CORP /DE/ DE 1.01,2.03,7.01,9.01 09/25/12
GENVEC INC DE 2.05,5.02,7.01,9.01 09/21/12
Global Cash Access Holdings, Inc. DE 8.01 09/24/12
GOOD TIMES RESTAURANTS INC NV 8.01,9.01 09/24/12
GRAY TELEVISION INC GA 8.01,9.01 09/24/12
GREEN ENVIROTECH HOLDINGS CORP. DE 3.02 09/25/12
Griffin-American Healthcare REIT II, MD 8.01 09/24/12
HEALTHCARE REALTY TRUST INC MD 1.01,8.01,9.01 09/25/12
HOLLY ENERGY PARTNERS LP 9.01 07/12/12 AMEND
HomeTrust Bancshares, Inc. MD 1.01,3.03,5.03,8.01, 09/25/12
9.01
HORMEL FOODS CORP /DE/ DE 5.02,9.01 09/22/12
HOVNANIAN ENTERPRISES INC DE 1.01,8.01,9.01 09/19/12
INDEPENDENT BANK CORP MA 5.05,8.01,9.01 09/20/12
INSIGNIA SYSTEMS INC/MN MN 5.02 09/25/12
InspireMD, Inc. DE 8.01,9.01 09/25/12
INTEGRATED ENVIRONMENTAL TECHNOLOGIES NV 1.02,8.01,9.01 09/21/12
INTERNATIONAL BUSINESS MACHINES CORP NY 5.02,9.01 09/25/12
JABIL CIRCUIT INC DE 2.02,9.01 09/25/12
JAKKS PACIFIC INC DE 5.02,9.01 09/20/12
JONES GROUP INC PA 1.01,2.03,9.01 09/25/12
KANSAS CITY SOUTHERN DE 7.01,9.01 09/21/12
KEY ENERGY SERVICES INC MD 7.01,9.01 09/24/12
Kiwibox.Com, Inc. DE 7.01,9.01 09/25/12
KNIGHT CAPITAL GROUP, INC. DE 5.02,9.01 09/20/12
KOHLS Corp WI 9.01 09/18/12
LAS VEGAS RAILWAY EXPRESS, INC. DE 3.02,9.01 07/24/12
Leo Motors, Inc. 4.01 09/17/12 AMEND
Liberty Interactive Corp 7.01,9.01 09/21/12
Liberty Media Corp DE 7.01,9.01 09/21/12
LIFEAPPS DIGITAL MEDIA INC. DE 1.01,2.01,3.02,5.01, 09/20/12
5.02,9.01
LIMITED BRANDS INC DE 5.02,9.01 09/20/12
Lincolnway Energy, LLC IA 7.01,9.01 09/25/12
LOS ANGELES SYNDICATE OF TECHNOLOGY, NV 5.03 09/25/12
Madison County Financial, Inc. MD 8.01,9.01 09/24/12
MANAGEMENT NETWORK GROUP INC 5.02,5.07,9.01 09/19/12
MARKWEST ENERGY PARTNERS L P 7.01,9.01 09/25/12
Massive Dynamics, Inc. NV 8.01,9.01 09/25/12
MCDERMOTT INTERNATIONAL INC R1 5.02,9.01 09/24/12
MCMORAN EXPLORATION CO /DE/ DE 8.01 09/21/12
MedClean Technologies, Inc. DE 5.02,9.01 09/21/12
MEDIA GENERAL INC VA 3.02 09/24/12
MEDICIS PHARMACEUTICAL CORP DE 8.01 09/18/12
MEMC ELECTRONIC MATERIALS INC DE 1.01,1.02,2.04,9.01 09/25/12
MENS WEARHOUSE INC TX 8.01,9.01 09/25/12
METRO BANCORP, INC. 1.01 09/21/12
MICHAELS STORES INC DE 1.01,9.01 09/20/12
MIMVI, INC. NV 7.01,9.01 09/25/12
NABI BIOPHARMACEUTICALS DE 8.01,9.01 09/24/12
NATIONAL HEALTH INVESTORS INC MD 8.01,9.01 09/19/12
NATIONAL RURAL UTILITIES COOPERATIVE DC 8.01,9.01 09/24/12
Nationstar Mortgage Holdings Inc. DE 8.01,9.01 09/25/12
Nationstar Mortgage Holdings Inc. DE 8.01,9.01 09/25/12
NET TALK.COM, INC. FL 4.01,9.01 09/17/12 AMEND
Nevada Property 1 LLC DE 5.02 09/20/12
NEW YORK TIMES CO NY 8.01 09/25/12
NEWS CORP 8.01,9.01 09/25/12
NiMin Energy Corp. A0 8.01,9.01 09/24/12
NOVAGEN SOLAR INC. NV 2.01,5.06,9.01 06/25/12 AMEND
OPENTABLE INC DE 1.01,9.01 09/19/12
ORRSTOWN FINANCIAL SERVICES INC PA 8.01,9.01 09/25/12
OSL HOLDINGS INC. 1.01,1.02,2.03,9.01 08/13/12
PACIFIC CONTINENTAL CORP OR 3.01 09/19/12
PACIFIC HEALTH CARE ORGANIZATION INC UT 5.02 08/31/12
Panama Dreaming Inc. NV 5.02 09/24/12
PANERA BREAD CO DE 5.02 09/25/12
PAR PETROLEUM CORP/CO DE 8.01,9.01 09/19/12
PAREXEL INTERNATIONAL CORP MA 5.02 09/19/12
Patriot Coal CORP DE 7.01,9.01 09/24/12
Patriot Coal CORP DE 5.02,9.01 09/19/12
PDC ENERGY, INC. NV 1.01,5.02,7.01,9.01 09/21/12
PDC ENERGY, INC. NV 7.01,9.01 09/25/12
POLYONE CORP 5.02 09/19/12
Porter Bancorp, Inc. KY 1.01,5.02,9.01 09/19/12
ProShares Trust II DE 8.01,9.01 09/20/12
ProShares Trust II DE 8.01,9.01 09/20/12
Pulse Beverage Corp NV 8.01 09/24/12
Puramed Bioscience Inc. MN 1.01,2.03,3.02,9.01 09/07/12
QCR HOLDINGS INC DE 5.02 09/21/12
QUALITY SYSTEMS, INC CA 5.02,7.01,9.01 09/25/12
QUEST SOFTWARE INC CA 5.07,9.01 09/25/12
RESPONSE BIOMEDICAL CORP A1 8.01,9.01 09/24/12
Rockwood Holdings, Inc. DE 1.01,8.01,9.01 09/20/12
Rockwood Holdings, Inc. DE 1.01,2.03,9.01 09/25/12
ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 1.01,2.03 09/24/12
Rosetta Resources Inc. DE 7.01,9.01 09/24/12
ROYAL CARIBBEAN CRUISES LTD 8.01,9.01 09/25/12
RT Technologies, Inc. NV 4.01,4.02,9.01 09/13/12 AMEND
SALON MEDIA GROUP INC DE 1.01 09/20/12
SANDERSON FARMS INC MS 5.02 09/20/12
SAUL CENTERS INC MD 5.02 09/20/12
SCHOLASTIC CORP DE 5.07 09/19/12
SeaBright Holdings, Inc. DE 8.01,9.01 09/25/12
Sequoia Mortgage Trust 2012-4 8.01,9.01 09/21/12
SGS International, Inc. DE 1.01,8.01,9.01 09/24/12
SM Energy Co DE 7.01,9.01 09/24/12
SMITHFIELD FOODS INC VA 5.07 09/19/12
SOUTH JERSEY GAS Co NJ 1.01,2.03,9.01 09/20/12
STAPLES INC DE 2.05,2.06,7.01,8.01, 09/20/12
9.01
STEPAN CO DE 1.01,1.02,2.03,9.01 09/20/12
Sucampo Pharmaceuticals, Inc. 8.01,9.01 09/19/12
SUNOCO INC PA 8.01 09/24/12
SUPERTEL HOSPITALITY INC VA 3.01 09/25/12
Susser Petroleum Partners LP DE 1.01,2.01,2.03,3.02, 09/19/12
5.02,5.03,9.01
Swisher Hygiene Inc. DE 3.01,9.01 09/21/12
SYNERGY PHARMACEUTICALS, INC. DE 7.01 09/25/12
SYNNEX CORP DE 2.02,9.01 09/25/12
SYNTHESIS ENERGY SYSTEMS INC DE 2.01,2.02,3.02,7.01, 09/21/12
9.01
SYSTEM ENERGY RESOURCES INC AR 8.01,9.01 09/25/12
Tao Minerals Ltd. NV 4.01,9.01 05/30/12 AMEND
TEGAL CORP /DE/ DE 5.03,5.07,8.01,9.01 09/25/12
TELEDYNE TECHNOLOGIES INC DE 5.02,9.01 09/21/12
TESLA MOTORS INC DE 1.01,8.01,9.01 09/24/12
TGR Financial, Inc. FL 1.01,2.01,5.01,5.02, 09/19/12
5.03,9.01
Thermon Group Holdings, Inc. DE 1.01 09/20/12
ULURU INC. NV 1.01,3.02,7.01,9.01 09/20/12
UMPQUA HOLDINGS CORP OR 7.01 09/25/12
UMPQUA HOLDINGS CORP OR 7.01 09/25/12 AMEND
UNION DRILLING INC DE 8.01,9.01 09/25/12
United Financial Bancorp, Inc. 5.02,9.01 09/20/12
UNITED MINES INC AZ 3.01,8.01,9.01 09/24/12
UNITED RENTALS INC /DE DE 1.01,2.03,9.01 09/24/12
VAIL RESORTS INC DE 2.02,9.01 09/25/12
Valley High Mining CO NV 1.01,9.01 09/08/12
VHGI HOLDINGS, INC. DE 1.01,3.02,5.02,9.01 09/20/12
VIROPHARMA INC DE 1.01,1.02 09/24/12
W P CAREY & CO LLC DE 2.01,9.01 09/19/12
WEBSENSE INC DE 8.01 09/20/12
WESTELL TECHNOLOGIES INC DE 5.07 09/24/12
WESTERN ALLIANCE BANCORPORATION NV 5.02 09/19/12
Whitestone REIT TX 2.01,7.01,9.01 09/25/12
Whitestone REIT Operating Partnership DE 2.01,7.01,9.01 09/25/12
Wilhelmina International, Inc. DE 5.02 09/20/12
Xun Energy, Inc. NV 1.01,9.01 09/20/12
http://www.sec.gov/news/digest/2012/dig092612.htm
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