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Commission Open Meetings

WEBCAST

Open Meeting, October 17, 2012, 10:00 a.m.

The Commission conducts open meetings under the provisions of the Government in the Sunshine Act. These meetings are scheduled as needed to consider various regulatory and administrative items. The meeting dates and topics are announced ahead of time in the SEC News Digest. Please remember that the agenda for any meeting may change and may not be final until the day of the open meeting. The final agenda of the meeting will be posted to this page when it becomes available.

Webcast Links and Software

Viewing SEC live and archived webcasts requires free Adobe Flash Player or Windows Media Player software, which are usually already installed as browser plug-ins, requiring no additional installation. The players can be downloaded from the following links if needed:


Upcoming Open Meetings

Wednesday, October 17, 2012, 10:00 a.m.

Open Meeting Archives

2012 Meetings

Wednesday, August 29, 2012

Wednesday, August 22, 2012

Wednesday, July 11, 2012

Wednesday, April 18, 2012

Wednesday, January 11, 2012

2011 Meetings

CANCELLED: Tuesday, December 6, 2011
(Oral Argument)

Wednesday, November 2, 2011
(Oral Argument)

Wednesday, October 26, 2011

Wednesday, October 12, 2011

Monday, September 19, 2011

Wednesday, August 31, 2011

Wednesday, August 24, 2011
(Oral Argument)

Tuesday, July 26, 2011

CANCELLED: Tuesday, July 26, 2011
(Oral Argument)

CANCELLED: Thursday, July 14, 2011
(Oral Argument)

Wednesday, June 29, 2011

Wednesday, June 22, 2011

Wednesday, June 15, 2011

Wednesday, May 25, 2011

Wednesday, May 18, 2011

Wednesday, April 27, 2011

Wednesday, March 30, 2011

Wednesday, March 2, 2011

Wednesday, February 9, 2011

Wednesday, February 2, 2011

Tuesday, January 25, 2011

Thursday, January 20, 2011

2010 Meetings

Wednesday, December 15, 2010

Friday, December 3, 2010

Friday, November 19, 2010

Wednesday, November 3, 2010

Wednesday, October 13, 2010

Friday, September 17, 2010

Wednesday, September 15, 2010
(CFTC-SEC Public Roundtable Discussions)

Wednesday, August 25, 2010

Wednesday, August 11, 2010
(Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues)

Wednesday, July 21, 2010

Wednesday, July 14, 2010

Wednesday, June 30, 2010

Tuesday, June 22, 2010
(Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues)

CANCELLED: Friday, June 18, 2010
(Oral Argument)

Wednesday, June 16, 2010

Wednesday, May 26, 2010

Monday, May 24, 2010
(Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues)

Wednesday, April 14, 2010

* Sunshine Act Notice
* Agenda
* Webcast Archives

Wednesday, April 7, 2010

* Sunshine Act Notice
* Agenda
* Webcast Archives

Tuesday, March 30, 2010
(Oral Argument)

* Sunshine Act Notice
* Agenda
* Webcast Archives
* Transcript

Wednesday, February 24, 2010

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version) | Quicktime

CANCELLED: Monday, February 8, 2010
(Oral Argument)

* Sunshine Act Notice
* Agenda

Wednesday, January 27, 2010

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version) | Quicktime

Wednesday, January 13, 2010

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version) | Quicktime

Monday, January 11, 2010
(Oral Argument)

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version) | Quicktime

2009 Meetings

Wednesday, December 16, 2009

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Monday, November 2, 2009
(Oral Argument)

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, October 21, 2009

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Thursday, September 17, 2009

* Sunshine Act Notice
* Agenda
* Room Change Notice
* Webcast Archives: Windows Media (captioned version)

Wednesday, September 16, 2009
(Oral Argument)

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Thursday, September 3, 2009
(Joint Open Meeting with the Commodity Futures Trading Commission)

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, September 2, 2009
(Joint Open Meeting with the Commodity Futures Trading Commission)

* Sunshine Act Notice
* Agenda
* Webcast Archives

Wednesday, July 22, 2009

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Tuesday, July 21, 2009
(Oral Arguments)

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Monday, July 20, 2009
(Oral Argument)

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, July 15, 2009

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, July 1, 2009

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, June 24, 2009

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, May 20, 2009

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Thursday, May 14, 2009

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, May 13, 2009
(Oral Argument)

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, April 8, 2009

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, January 7, 2009

* Sunshine Act Notice
* Agenda

2008 Meetings

Wednesday, December 17, 2008

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, December 3, 2008

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, November 19, 2008

* Sunshine Act Notice
* Agenda
* Notice of Item Deletion
* Webcast Archives: Windows Media (captioned version)

Monday, September 8, 2008
(Oral Argument)

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, August 27, 2008

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, July 30, 2008

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, June 25, 2008

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, June 11, 2008

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, May 21, 2008
(Rescheduled from Wednesday, May 14, 2008)

* Additional Item Notice
* Additional Item Date Change Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, May 14, 2008
(Rescheduled from Monday, April 21, 2008)

* Sunshine Act Notice
* Date and Time Change Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Monday, May 5, 2008

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Tuesday, March 4, 2008

* Sunshine Act Notice
* Agenda
Video of Chairman's Statements:

* Webcast Archives: Windows Media (captioned version)

Wednesday, February 13, 2008

* Sunshine Act Notice
* Agenda
Video of Chairman's Statements:

* Webcast Archives: Windows Media (captioned version)

Wednesday, January 30, 2008

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

2007 Meetings

Tuesday, December 18, 2007

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Tuesday, December 11, 2007

* Sunshine Act Notice
* Notice: Deletion of an Item
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, November 28, 2007

* Sunshine Act Notice
* Agenda
* Video of Chairman's Statement on Electronic Shareholder Forums: WindowsMedia (14 MB)
* Video of Chairman's Statement on Electronic Shareholder Forums: QuickTime (15 MB)
* Video of Chairman's Statement on Shareholder Proposals Relating to the Election of Directors: WindowsMedia (43 MB)
* Video of Chairman's Statement on Shareholder Proposals Relating to the Election of Directors: QuickTime (46 MB)
* Webcast Archives: Windows Media (captioned version)

Thursday, November 15, 2007

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Monday, October 1, 2007

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, September 19, 2007

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Monday, September 10, 2007
(Seniors Summit)

* Press Release No. 2007-160
* Sunshine Act Notice
* Webcast Archives: Windows Media (captioned version)

Wednesday, July 25, 2007

* Sunshine Act Notice
* Agenda
* Unofficial Transcript
* Video of Chairman's Statement on the PCAOB auditing standard and definition of "Significant Deficiency": WindowsMedia (15 MB)
* Video of Chairman's Statement on the PCAOB auditing standard and definition of "Significant Deficiency": QuickTime (16 MB)
* Video of Chairman's Statement on the role of IFRS in the U.S.: WindowsMedia (15 MB)
* Video of Chairman's Statement on the role of IFRS in the U.S.: QuickTime (16 MB)
* Video of Chairman's Statement on shareholder bylaw proposals: WindowsMedia (36 MB)
* Video of Chairman's Statement on shareholder bylaw proposals: QuickTime (39 MB)
* Webcast Archives: Windows Media (captioned version)

Tuesday, July 24, 2007

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Wednesday, July 11, 2007

* Sunshine Act Notice
* Agenda
* Video of Chairman's Statement: WindowsMedia (10 MB)
* Video of Chairman's Statement: QuickTime (10 MB)
* Webcast Archives: Windows Media (captioned version)

Wednesday, June 20, 2007

* Sunshine Act Notice
* Additional Item Notice
* Agenda
* Video of Chairman's Statement on Item 1: WindowsMedia (19 MB)
* Video of Chairman's Statement on Item 1: QuickTime (20 MB)
* Video of Chairman's Statement on Item 2: WindowsMedia (10 MB)
* Video of Chairman's Statement on Item 2: QuickTime (11 MB)
* Video of Chairman's Statement on Item 3: WindowsMedia (9 MB)
* Video of Chairman's Statement on Item 3: QuickTime (10 MB)
* Video of Chairman's Statement on Item 4: WindowsMedia (9 MB)
* Video of Chairman's Statement on Item 4: QuickTime (10 MB)
* Webcast Archives: Windows Media (captioned version)

Roundtable Discussion Regarding Rule 12b-1
Tuesday, June 19, 2007

* Press Release No. 2007-106
* Unofficial Transcript
* Spotlight on Rule 12b-1 Roundtable
* Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
Part 3: Windows Media (captioned version)
Part 4: Windows Media (captioned version)

Wednesday, June 13, 2007

* Sunshine Act Notice
* Agenda
* Webcast Archives: Windows Media (captioned version)

Tuesday, June 12, 2007
(Roundtable Discussions Regarding Mutual Recognition)

* Press Release No. 2007-105
* Unofficial Transcript
* Video of Chairman's Statement: WindowsMedia Format (17 MB)
* Video of Chairman's Statement: QuickTime Format (18 MB)
* Spotlight On: Roundtable Discussion Regarding Mutual Recognition
* Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
Part 3: Windows Media (captioned version)

Friday, May 25, 2007
(Roundtable Discussions Regarding the Proxy Process Part 3)

* Roundtable on Proposals of Shareholders
* Unofficial Transcript
* Webcast Archives: Windows Media (captioned version)

Thursday, May 24, 2007
(Roundtable Discussions Regarding the Proxy Process Part 2)

* Roundtable on Proxy Voting Mechanics
* Unofficial Transcript
* Webcast Archives: Windows Media (captioned version)

Wednesday, May 23, 2007

* Sunshine Act Notice
* Agenda
* Unofficial Transcript
* Webcast Archives: Windows Media (captioned version)

Monday, May, 7, 2007
(Roundtable Discussions Regarding the Proxy Process)

* Sunshine Act Notice
* Sunshine Act Time Change Notice (relates to Closed Meeting only)
* Press Release No. 2007-71
* Agenda
* Briefing Paper
* List of Participants
* Roundtable on the Federal Proxy Rules and State Corporation Law
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
Part 3: Windows Media (captioned version)
Part 4: Windows Media (captioned version)

Wednesday, April 4, 2007

* Sunshine Act Notice
* Agenda for this Meeting
* Unofficial Transcript
* Webcast Archives: Windows Media (captioned version)

Wednesday, March 21, 2007

* News Digest Announcement
* Sunshine Act Notice
* Agenda for this Meeting
* Webcast Archives: Windows Media (captioned version)

Wednesday, February 7, 2007

* News Digest Announcement
* Agenda for this Meeting
* Webcast Archives (audio)

Wednesday, January 31, 2007
(2 meetings)

* Sunshine Act Meeting Notice
* Oral Argument (10:00 am)
* Agenda for Open Meeting (2:00 pm)
* Webcast Archives: am (audio) | pm (audio)

2006 Meetings

Wednesday, December 13, 2006

* Sunshine Act Meeting Notice
* Additional Item Notice
* Agenda for this Meeting
* Webcast Archives: am (audio) | pm (audio)

Monday, December 4, 2006

* Sunshine Act Meeting Notice
* Revised Sunshine Act Meeting Notice
* Agenda for this Meeting
* Webcast Archives (audio)

Wednesday, October 18, 2006

* Sunshine Act Meeting Notice
* Agenda for this Meeting
* Webcast Archives (audio)

Wednesday, October 11, 2006

* News Digest Announcement
* Agenda for this Meeting
* Webcast Archives (audio)

Wednesday, September 20, 2006

* News Digest Announcement
* Agenda for this Meeting
* Webcast Archives (audio)

Wednesday, July 26, 2006

* Sunshine Act Meeting Notice
* Agenda for this Meeting
* Webcast Archives (audio)

Wednesday, July 12, 2006

* Sunshine Act Meeting Notice
* Agenda for this Meeting
* Webcast Archives (audio)

Monday, May 22, 2006

* Sunshine Act Meeting Notice
* Agenda for this Meeting
* Webcast Archives (audio)

Monday, February 13, 2006

* Sunshine Act Meeting Notice
* Agenda for this Meeting
* Webcast Archives (audio)

Monday, January 30, 2006

* Sunshine Act Meeting Notice
* Agenda for this Meeting
* Webcast Archives (audio)

Tuesday, January 17, 2006

* Agenda for this meeting
* Webcast Archives: Windows Media

2005 Meetings

Wednesday, December 14, 2005

* Agenda for this meeting
* Webcast Archives: Windows Media

Tuesday, November 29, 2005

* Agenda for this meeting
* Webcast Archives: Windows Media

Monday, November 14, 2005

* Agenda for this meeting
* Webcast Archives: Windows Media

Monday, October 31, 2005

* Agenda for this meeting
* Webcast Archives: Windows Media

Wednesday, September 21, 2005

* Agenda for this meeting
* Webcast Archives: Windows Media

Wednesday, June 29, 2005

* Agenda for this meeting
* Sunshine Act Notice
* Webcast Archives: Windows Media

Monday, May 23, 2005

* Agenda for this meeting
* Webcast Archives: Windows Media

Wednesday, April 6, 2005

* Agenda for this meeting
* Webcast Archives: Windows Media

Tuesday, March 29, 2005

* Agenda for this meeting
* Webcast Archives: Windows Media

Thursday, March 3, 2005

* Agenda for this meeting
* Webcast Archives: Windows Media

2004 Meetings

Wednesday, December 22, 2004

* Agenda for this meeting
* Webcast Archives: Windows Media

Wednesday, December 15, 2004

* Meeting agenda
* Webcast Archives: Windows Media

Tuesday, November 9, 2004

* Agenda for this meeting
Item 1
* Webcast Archives: Windows Media

Tuesday, October 26, 2004

* Agenda for this meeting
* Webcast Archives: Windows Media

Wednesday, October 13, 2004

* Agenda for this meeting
* Webcast Archives: Windows Media

Wednesday, October 6, 2004

* Agenda for this meeting
* Webcast Archives: Windows Media

Wednesday, August 18, 2004

* Agenda for this meeting

Wednesday, July 14, 2004

* Agenda for this meeting

Wednesday, June 23, 2004

* Agenda for this meeting

Tuesday, June 15, 2004

* Agenda for this meeting

Wednesday, June 2, 2004

* Agenda for this meeting

Wednesday, May 26, 2004

* Agenda for this meeting

Wednesday, April 28, 2004

* Agenda for this meeting

Tuesday, April 13, 2004

* Agenda for this meeting

Thursday, March 11, 2004

* Agenda for this meeting

Wednesday, February 25, 2004

* Agenda for this meeting

Tuesday, February 24, 2004

* Agenda for this meeting

Wednesday, February 11, 2004

* Agenda for this meeting

Wednesday, February 4, 2004

* Agenda for this meeting

Wednesday, January 14, 2004

* Agenda for this meeting

2002 Meetings

Wednesday, December 18, 2002

* Agenda for this meeting

Wednesday, December 11, 2002

* Agenda for this meeting

Tuesday, November 26, 2002

* Agenda for this meeting

Tuesday, November 19, 2002

* Agenda for this meeting

Wednesday, November 13, 2002

* Agenda for this meeting

Wednesday, November 6, 2002

* Agenda for this meeting

Wednesday, October 30, 2002

* Agenda for this meeting

Friday, October 25, 2002

* Agenda for this meeting

Wednesday, October 16, 2002

* Agenda for this meeting

Thursday, September 19, 2002

* Agenda for this meeting

Wednesday, August 28, 2002

* Agenda for this meeting

Tuesday, August 27, 2002

* Agenda for this meeting

Wednesday, July 24, 2002

* Agenda for this meeting

Wednesday, July 17, 2002

* Agenda for this meeting

Tuesday, July 2, 2002

* Agenda for this meeting

Thursday, June 20, 2002

* Agenda for this meeting

Thursday, June 13, 2002
(Oral Argument)

* Agenda for this meeting

Wednesday, June 12, 2002

* Agenda for this meeting

Wednesday, May 29, 2002

* Agenda for this meeting

Tuesday, May 14, 2002

* Agenda for this meeting

Wednesday, May 8, 2002

* Agenda for this meeting

Tuesday, April 30, 2002

* Agenda for this meeting

 

http://www.sec.gov/news/openmeetings.shtml


Modified: 10/16/2012