SEC Special Studies Archive: 2007

The Commission or Commission staff often undertake special projects to study and report on current trends and issues facing the securities industry. These files will be updated on a periodic basis.

Studies currently available include:

Additional Archives

2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994

Date	Study
Oct. 31, 2007	Report on Administrative Proceedings for Period April 1, 2007 through September 30, 2007
Apr. 27, 2007	Report on Administrative Proceedings for Period October 1, 2006 through March 31, 2007
Mar. 29, 2007	Report on Refunds, Sales Practices, and Revenues from Periodic Payment Plans Pursuant to Section 4(c) of the Military Personnel Financial Services Protection Act of 2006 (P.L. 109-290)
Mar. 8, 2007	Report Concerning Examinations of Options Order Routing and Execution
Feb. 6, 2007	Economic Analysis of the Short Sale Price Restrictions Under the Regulation SHO Pilot
Jan. 25, 2007	Report on Administrative Proceedings for Period April 1, 2006 through September 30, 2006
Jan. 25, 2007	Report on Administrative Proceedings for Period October 1, 2005 through March 31, 2006
Jan. 25, 2007	Report on Administrative Proceedings for Period April 1, 2005 through September 30, 2005