SEC Special Studies Archive: 2009

The Commission or Commission staff often undertake special projects to study and report on current trends and issues facing the securities industry. These files will be updated on a periodic basis.

Studies currently available include:

Additional Archives

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Date	Study
Oct. 30, 2009	Report on Administrative Proceedings for Period April 1, 2009 through September 30, 2009
Oct. 2, 2009	Study of the Sarbanes-Oxley Act of 2002 Section 404 Internal Control over Financial Reporting Requirements
Sep. 4, 2009	Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme (Report No. OIG-509) Additional Materials:  Exhibits
Sep. 4, 2009	Executive Summary: Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme (Case No. OIG-509)
Apr. 28, 2009	Report on Administrative Proceedings for Period October 1, 2008 through March 31, 2009