SEC Special Studies Archive: 2011

Additional Archives

2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994

Date	Study
Nov. 4, 2011	Report on Administrative Proceedings for the Period April 1, 2011 through September 30, 2011
Sep. 30, 2011	2011 Summary Report of Commission Staff's Examinations of Each Nationally Recognized Statistical Rating Organization
Sep. 9, 2011	Report on the Implementation of SEC Organizational Reform Recommendations
Jul. 27, 2011	Staff Summary Report on Issues Identified in Examinations of Certain Structured Securities Products Sold to Retail Investors
Jul. 21, 2011	Report on Review of Reliance on Credit Ratings
Apr. 22, 2011	Study and Recommendations on Section 404(b) of the Sarbanes-Oxley Act of 2002 For Issuers with Public Float Between $75 and $250 Million
Apr. 20, 2011	Report on Administrative Proceedings for the Period October 1, 2010 through March 31, 2011
Apr. 7, 2011	Joint Study on the Feasibility of Mandating Algorithmic Descriptions for Derivatives
Mar. 10, 2011	U.S. Securities and Exchange Commission Organizational Study and Reform
Jan. 26, 2011	Study and Recommendations on Improved Investor Access to Registration Information About Investment Advisers and Broker-Dealers
Jan. 21, 2011	Study on Investment Advisers and Broker-Dealers See Also:  Statement by Commissioners Casey and Paredes
Jan. 19, 2011	Staff Study on Enhancing Investment Adviser Examinations See Also:  Statement by Commissioner Walter