SEC Congressional Testimony: 2007

This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

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Date	Testimony	Speaker
Fourth Quarter
Dec. 12, 2007	Sarbanes-Oxley Section 404: New Evidence on the Cost for Small Companies, Before the U.S. House of Representatives Committee on Small Business	Chairman Christopher Cox
Nov. 14, 2007	Statement Concerning Bylaw Proposals to Establish Director Nomination Procedures, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs	Chairman Christopher Cox
Oct. 30, 2007	Testimony Concerning Improving Disclosure for Workers Investing for Retirement, Before the Ways and Means Committee, U.S. House of Representatives	Andrew J. Donohue, Director, Division of Investment Management
Oct. 24, 2007	Globally Accepted Accounting Standards, Before the Subcommittee on Securities, Insurance, and Investment of the U.S. Senate Committee on Banking, Housing, and Urban Affairs	Conrad W. Hewitt, Chief Accountant, and John W. White, Director, Division of Corporation Finance
Oct. 4, 2007	Consolidated Supervision of U.S. Securities Firms and Affiliated Industrial Loan Corporations, Before the Committee on Banking, Housing, and Urban Affairs, United States Senate	Erik Sirri, Director, Division of Market Regulation
Third Quarter
Sep. 26, 2007	The Role and Impact of Credit Rating Agencies on the Subprime Credit Markets, Before the United States Senate Committee on Banking, Housing, and Urban Affairs	Chairman Christopher Cox
Sep. 5, 2007	Protecting Senior Citizens from Investment Fraud, Before the United States Senate Special Committee on Aging	Chairman Christopher Cox
Sep. 5, 2007	Concerning Recent Events in the Credit and Mortgage Markets and Possible Implications for U.S. Consumers and the Global Economy, Before the Financial Services Committee, U.S. House of Representatives	Erik R. Sirri, Director, Division of Market Regulation
Jul. 31, 2007	Statement of Chairman Christopher Cox, Before the Banking, Housing, and Urban Affairs Committee, United States Senate	Chairman Christopher Cox
Jul. 12, 2007	Written Statement of the Commission; "A Global View: Examining Cross-Border Exchange Mergers", Before the Subcommittee on Securities, Insurance, and Investment of the U.S. Senate Committee on Banking, Housing, and Urban Affairs
Jul. 11, 2007	Concerning Initial Public Offerings of Investment Managers of Hedge and Private Equity Funds, Before the Domestic Policy Subcommittee of the Oversight and Government Reform Committee, U.S. House of Representatives	Andrew J. Donohue, Director, Division of Investment Management
Jul. 11, 2007	Concerning Initial Public Offerings of Investment Managers of Hedge and Private Equity Funds, Before the Committee on Finance, United States Senate	Andrew J. Donohue, Director, Division of Investment Management
Jul. 11, 2007	Concerning Recent Initiatives Taken by the Commission, Before the Financial Services Committee, U.S. House of Representatives	Erik R. Sirri, Director, Division of Market Regulation
Second Quarter
Jun. 26, 2007	A Review of Investor Protection and Market Oversight with the Five Commissioners of the Securities and Exchange Commission, Before the House Committee on Financial Services	Chairman and Commissioners
Jun. 5, 2007	Section 404 of the Sarbanes-Oxley Act and Small Business, Before the Committee on Small Business, U.S. House of Representatives	Chairman Christopher Cox
Jun. 5, 2007	Tax and Accounting Issues Related to Employee Stock Option Compensation	John W. White, Director, Division of Corporation Finance
May 17, 2007	Consolidation of NASD with the Member Firm Regulatory Functions of the NYSE: Working Towards Improved Regulation, Before the Subcommittee on Securities, Insurance, and Investment of the U.S. Senate Committee on Banking, Housing, and Urban Affairs	Erik R. Sirri, Director, Division of Market Regulation
May 16, 2007	Fiscal 2008 Appropriations Request, Before the Subcommittee on Financial Services and General Government Committee on Appropriations, United States Senate	Chairman Christopher Cox
Apr. 25, 2007	Consolidated Supervision of U.S. Securities Firms and Affiliated Industrial Loan Corporations, Financial Services Committee, U.S. House of Representatives	Robert Colby, Division of Market Regulation Deputy Director,
Apr. 18, 2007	Reporting on the Internal Controls of Small Businesses Under Section 404 of the Sarbanes-Oxley Act of 2002, Before the Committee on Small Business & Entrepreneurship, United States Senate	Chairman Christopher Cox
First Quarter
Mar. 27, 2007	Fiscal 2008 Appropriations Request, Before the Subcommittee on Financial Services and General Government, Committee on Appropriations, U.S. House of Representatives	Chairman Christopher Cox

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