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Information for EDGAR Filers

  1. EDGAR Filer Manual and Technical Specifications
  2. Guidance for Filers and FAQs
  3. General Information

1. EDGAR Filer Manual and Technical Specifications

Final EDGAR Filer Manual and Technical Specifications

EDGAR Filer Manual new material (UPDATED 10/05/12)

EDGAR Form D XML Technical Specifications (Version 7.6.1) (UPDATED 07/06/12)

EDGAR Form N-MFP XML Technical Specification (Version 3) (UPDATED 08/01/11)

EDGAR Transfer Agent XML Technical Specification (UPDATED 07/02/12)


EDGAR Ownership XML Technical Specifications Document (Version 5) (UPDATED 07/06/12)

EDGARLink Online XML Technical Specification (Version 7) (UPDATED 11/21/11)

EDGARLink™ Rel 9.0 and NSAR Rel 6.1a Software

Draft EDGAR Filer Manual and Technical Specifications

DRAFT Form N-SAR XML Technical Specification (Version 1) (UPDATED 07/26/12)


DRAFT EDGARLink Online XML Technical Specification (Version 8)


EDGAR Standard Taxonomies

DRAFT Taxonomies

EDGAR XBRL Validation Errors and Warnings


Preview Interactive Data Submissions

Interactive Data Test Suite

2. Guidance for Filers and FAQs

Corporation Finance Guidance

CF Guidance: Form D Filing Process

CF Guidance: Filing Date Adjustments, PACs, Deletions, Withdrawals, Hardship Exemptions

Form ID and Other EDGAR Forms

Form D

FAQ: Electronic Form ID

FAQ: Section 16 Electronic Reporting

Fee Guidance

Account Activity Statement Example & Explanation

Unused Money Request Instructions

SEC Filing Fees

Instructions for Wire Transfer (FEDWIRE) and Check Payment of SEC Filing Fees


Investment Management Guidance

Small Entity Compliance Guide: Mandatory Electronic Submission of Applications for Orders under the Investment Company Act and Filings Made Pursuant to Regulation E

Series and Class (Contract) Notice and FAQ's

Co-Reg Filings with S/C ID's

IM EDGAR Post-Acceptance Corrections

FAQ: EDGAR Filing of Certified Shareholder Reports by Registered Management Investment Companies

Other Guidance

Index of Submission Types

EDGAR Filer Help Sheet

3. General Information

EDGAR Filer Websites

Calendar of Federal Holidays

Electronic Filing & the EDGAR System: A Regulatory Overview

Standard Industrial Classification (SIC) Codes


IAPD: Investment Adviser Public Disclosure Website (Background Information)

EDGAR Dissemination System

EDGAR Archive Materials

Contact the SEC

Modified: 10/11/2012