U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

Federal Securities Laws

You can learn about and read the text of the laws that govern the securities industry, including the:

  • Securities Act of 1933;

  • Securities Exchange Act of 1934;

  • Investment Company Act of 1940;

  • Investment Advisers Act of 1940; and

  • Public Utility Holding Company Act of 1935.
You'll find other federal laws and regulations in the United States Code and the Code of Federal Regulations.

http://www.sec.gov/answers/seclaws.htm

We have provided this information as a service to investors. It is neither a legal interpretation nor a statement of SEC policy. If you have questions concerning the meaning or application of a particular law or rule, please consult with an attorney who specializes in securities law.

Home | Previous Page
Modified: 03/29/2010