Office of International Affairs

The Office of International Affairs (OIA) promotes investor protection and cross-border securities transactions by advancing international regulatory and enforcement cooperation, promoting the adoption of high regulatory standards worldwide, and formulating technical assistance programs to strengthen the regulatory infrastructure in global securities markets. OIA works with a global network of securities regulators and law enforcement authorities to facilitate cross-border regulatory compliance and ensure that international borders are not used to escape detection and prosecution of fraudulent securities activities. Using OIA staff's specialized knowledge of international markets and foreign law and regulations, OIA provides the Commission and staff with advice and assistance in international enforcement and regulatory matters.

International Enforcement Assistance

OIA provides advice and assists with cross-border securities investigations and prosecutions, and negotiates international information-sharing arrangements with foreign securities regulators and law enforcement agencies. Foreign authorities may obtain information about seeking the SEC's enforcement counsel and assistance here.

International Regulatory Policy

OIA analyzes the impact of SEC rules and actions upon foreign market participants active in US markets, and advises the Commission regarding the manner in which SEC and non-US initiatives affect the cross-border activities of US issuers and US financial service providers.

OIA also actively participates and coordinates the SEC's involvement in International Organizations and Bilateral Dialogues. Please also refer to SEC International Initiatives.

International Technical Assistance

OIA conducts training and technical assistance programs in the United States and overseas for foreign securities and law enforcement authorities. Foreign authorities may use this site to request technical assistance, access technical assistance materials, and view past and upcoming training programs.

International Training and Policy Materials

	Enforcement
	Corporation Finance
	Inspections and Compliance
	Accounting and Auditing
	Investment Management
	Investor Education
	Market Regulation
	SEC Organization and Management

Director's Corner

http://www.sec.gov/about/offices/oia.shtml