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Regulatory Actions

This page provides links to releases concerning SEC rulemaking activity, including concept releases, proposed rules, final rules, interpretive releases, and policy statements. It also links to announcements concerning SRO rulemaking, PCAOB rulemaking, instructions for Exchange Act Exemptive Applications, other Commission notices, and public petitions for rulemaking submitted to the SEC.

Proposed Rules
Final Rules
Interim Final Temporary Rules
Concept Releases
Interpretive Releases
Policy Statements
PCAOB Rulemaking
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
Exchange Act Exemptive Applications
Exchange Act Exemptive Orders
Investment Advisers Act Notices and Orders 

Investment Company Act Notices and Orders 

Investment Company Act Deregistration Notices and Orders 

Other Commission Orders and Notices
Public Petitions for Rulemaking
Exchange Delistings


Modified: 12/28/2009