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CEA Cases
This list is comprised of cases from the CFTC’s predecessor agencies within the Department of Agriculture: the Grain Futures Commission, Commodity Exchange Administration, and Commodity Exchange Authority. The content includes decisions, supporting documents, and stipulations of compliance.
Date
CEA Cases
11/19/1973
AMERICAN COMMODITY BROKERS, INC., PHYLLIS C. DEMPSTER, AND JOHN WHELAN 
Docket No. 185 Citation 32 Agric. Dec. 1765 Case Type = Decision and order
Docket No. 185 Citation 32 Agric. Dec. 1765 Case Type = Decision and order
11/03/1972
ANDCO, INC. AND GLEN H. ANDERSEN
Docket No. 203 Citation 31 Agric. Dec. 1356 Case Type = Decision and order
Docket No. 203 Citation 31 Agric. Dec. 1356 Case Type = Decision and order
11/03/1972
10/05/1972
01/15/1973
02/12/1973
02/21/1973
01/05/1967
ARTHUR P. GUMZ, DOROTHY GUMZ, FREDERICK D. GUMZ, AND PAUL A. GUMZ
Docket No. 135 Citation 26 Agric. Dec. 13 Case Type = Decision and order
Docket No. 135 Citation 26 Agric. Dec. 13 Case Type = Decision and order
06/25/1974
12/03/1974
BEAR, STEARNS AND CO. AND NORMAN G. FINE
Docket No. 232 Citation 33 Agric. Dec. 1761 Case Type = Decision and order
Docket No. 232 Citation 33 Agric. Dec. 1761 Case Type = Decision and order
10/30/1972
11/22/1971
05/29/1974
08/07/1974
CONTINENTAL GRAIN COMPANY
Docket No. 214 Citation 33 Agric. Dec. 1057 Case Type = Decision and order
Docket No. 214 Citation 33 Agric. Dec. 1057 Case Type = Decision and order
05/30/1974
03/27/1974
09/05/1975
02/01/1973
DEAN WITTER & CO., INCORPORATED
Docket No. 197 Citation 33 Agric. Dec. 11 Case Type = Decision and order
Docket No. 197 Citation 33 Agric. Dec. 11 Case Type = Decision and order
12/10/1971
05/10/1984
02/24/1978
EDWARD A. COX JR. AND GEORGE F. FREY JR.
Docket No. 75-16; 192 Citation 1978 CFTC LEXIS 174 Case Type = Order granting stay
Docket No. 75-16; 192 Citation 1978 CFTC LEXIS 174 Case Type = Order granting stay
06/21/1978
01/03/1983
03/01/1983
EDWARD A. COX JR. AND GEORGE F. FREY JR.
Docket No. 75-16; 192 Citation 1983 CFTC LEXIS 487 Case Type = Order
Docket No. 75-16; 192 Citation 1983 CFTC LEXIS 487 Case Type = Order
07/20/1983
07/15/1987
10/06/1987
11/07/1972
11/03/1972
11/08/1973
12/20/1973
04/24/1973
12/04/1973
09/14/1972
09/14/1972
01/19/1990
03/08/1973
03/23/1973
12/17/1971
10/15/1973
GOFFE & GARKENER, INC., A. VINCENT BLACKFORD AND DWIGHT H. WILLIAMS
Docket No. 188 Case Type = Notice of effective date
Docket No. 188 Case Type = Notice of effective date
01/17/1975
GREENE & COLLINS INC., A. LAWRENCE CARROLL, AND J. ROBERT COLLINS
Docket No. 235; 75-15 Case Type = Complaint
Docket No. 235; 75-15 Case Type = Complaint
12/29/1975
GREENE & COLLINS INC., A. LAWRENCE CARROLL, AND J. ROBERT COLLINS
Docket No. 75-15; 235 Case Type = Order of dismissal
Docket No. 75-15; 235 Case Type = Order of dismissal
02/27/1973
09/26/1974
09/27/1974
08/08/1974
12/30/1975
11/01/1971
11/06/1971
04/03/1973
02/14/1975
HENRY S. SHATKIN
Docket No. 211 Citation 34 Agric. Dec. 296 Case Type = Order granting motion to withdraw appeal
Docket No. 211 Citation 34 Agric. Dec. 296 Case Type = Order granting motion to withdraw appeal
02/14/1975
02/18/1977
02/05/1974
HOHENBERG BROTHERS COTTON COMPANY AND JULIEN J. HOHENBERG
Docket No. 223; 75-4 Case Type = Complaint
Docket No. 223; 75-4 Case Type = Complaint
03/02/1976
HOHENBERG BROTHERS COTTON COMPANY AND JULIEN J. HOHENBERG
Docket No. 75-4; 223 Case Type = Opinion and order
Docket No. 75-4; 223 Case Type = Opinion and order
12/21/1973
05/16/1973
12/12/1979
INDIANA FARM BUREAU COOPERATIVE ASSOCIATION INC. AND LOUIS II. JOHNSTON
Docket No. 75-14; 234 Case Type = Decision and order
Docket No. 75-14; 234 Case Type = Decision and order
12/11/1974
INDIANA FARM BUREAU COOPERATIVE ASSOCIATION INC. AND LOUIS M. JOHNSTON
Docket No. 234; 75-14 Case Type = Complaint
Docket No. 234; 75-14 Case Type = Complaint
03/01/1982
INDIANA FARM BUREAU COOPERATIVE ASSOCIATION INC. AND LOUIS M. JOHNSTON
Docket No. 234 Case Type = Order
Docket No. 234 Case Type = Order
12/17/1982
INDIANA FARM BUREAU COOPERATIVE ASSOCIATION INC. AND LOUIS M. JOHNSTON
Docket No. 75-14; 234 Case Type = Opinion and order
Docket No. 75-14; 234 Case Type = Opinion and order
03/01/1983
INDIANA FARM BUREAU COOPERATIVE ASSOCIATION INC. AND LOUIS M. JOHNSTON
Docket No. 75-14; 234 Citation 1983 CFTC LEXIS 489 Case Type = Order
Docket No. 75-14; 234 Citation 1983 CFTC LEXIS 489 Case Type = Order
09/26/1974
INTERNATIONAL COMMODITIES CORPORATION AND RICHARD B. OTTENS
Docket No. 227 Citation 33 Agric. Dec. 1237 Case Type = Decision and order
Docket No. 227 Citation 33 Agric. Dec. 1237 Case Type = Decision and order
05/09/1974
11/17/1971
11/03/1972
11/03/1972
J. MORONI STOOP AND M-S COMMODITIES, INC.
Docket No. 187 Citation 31 Agric. Dec. 1358 Case Type = Decision and order
Docket No. 187 Citation 31 Agric. Dec. 1358 Case Type = Decision and order
03/13/1973
06/24/1974
11/01/1974
10/02/1973
01/30/1974
01/30/1974
01/18/1973
02/17/1975
JOHN S. MORRIS, EVERETT E. KLIPP, AND JOHN S. MORRIS AND CO., INC.
Docket No. 205 Citation 34 Agric. Dec. 316 Case Type = Decision and order
Docket No. 205 Citation 34 Agric. Dec. 316 Case Type = Decision and order
02/18/1975
JOHN S. MORRIS, EVERETT E. KLIPP, AND JOHN S. MORRIS AND CO., INC.
Docket No. 205 Case Type = Notice of effective date
Docket No. 205 Case Type = Notice of effective date
12/29/1972
12/22/1972
JON F. FREEMAN, D/B/A J. P. FREEMAN & CO
Docket No. 198 Citation 31 Agric. Dec. 1596 Case Type = Decision and order
Docket No. 198 Citation 31 Agric. Dec. 1596 Case Type = Decision and order
09/13/1974
KERMIT W. QUAINTANCE, "Q" COMMODITIES CO., AND EARL B. HOGLUND
Docket No. 176 Case Type = Initial decision
Docket No. 176 Case Type = Initial decision
10/24/1974
KERMIT W. QUAINTANCE, "Q" COMMODITIES CO., AND EARL B. HOGLUND
Docket No. 176 Citation 34 Agric. Dec. 827 Case Type = Decision and order
Docket No. 176 Citation 34 Agric. Dec. 827 Case Type = Decision and order
10/25/1974
KERMIT W. QUAINTANCE, "Q" COMMODITIES CO., AND EARL B. HOGLUND
Docket No. 176 Case Type = Notice of effective date
Docket No. 176 Case Type = Notice of effective date
05/17/1973
02/01/1973
02/28/1972
11/22/1971
08/08/1973
09/05/1974
LOUIS DREYFUS CORPORATION
Docket No. 215 Citation 33 Agric. Dec. 1199 Case Type = Decision and order
Docket No. 215 Citation 33 Agric. Dec. 1199 Case Type = Decision and order
02/11/1972
02/16/1972
03/08/1972
10/10/1972
12/14/1972
12/19/1972
05/30/1974
01/27/1972
03/06/1972
11/11/1971
04/09/1974
11/26/1974
MILLER-LANE AND COMPANY AND GEORGE C. LANE
Docket No. 225 Citation 33 Agric. Dec. 1765 Case Type = Decision and order
Docket No. 225 Citation 33 Agric. Dec. 1765 Case Type = Decision and order
11/29/1971
03/08/1973
05/01/1974
05/02/1974
06/24/1974
01/09/1975
03/04/1975
09/11/1972
NOVAK & NOVAK TRADING CO.
Docket No. 186 Citation 31 Agric. Dec. 1131 Case Type = Decision and order
Docket No. 186 Citation 31 Agric. Dec. 1131 Case Type = Decision and order
10/01/1972
11/11/1971
05/16/1973
01/10/1973
04/12/1974
PACIFIC TRADING COMPANY, STEPHEN J. KLEMEN JR., AND RAYMOND S. BUCK
Docket No. 226; 75-1 Case Type = Complaint
Docket No. 226; 75-1 Case Type = Complaint
02/09/1976
PACIFIC TRADING COMPANY, STEPHEN J. KLEMEN JR., AND RAYMOND S. BUCK
Docket No. 75-1; 226 Case Type = Order
Docket No. 75-1; 226 Case Type = Order
09/30/1975
PACIFIC TRADING COMPANY, STEPHEN J. KLEMEN JR., AND RAYMOND S. BUCK
Docket No. 75-1; 226 Case Type = Decision and order
Docket No. 75-1; 226 Case Type = Decision and order
03/03/1976
PACIFIC TRADING COMPANY, STEPHEN J. KLEMEN JR., AND RAYMONG S. BUCK
Docket No. 75-1; 226 Case Type = Stay order
Docket No. 75-1; 226 Case Type = Stay order
12/01/1972
09/13/1974
10/02/1973
11/26/1973
02/05/1974
07/15/1977
PLAINS COTTON COOPERATIVE ASSOCIATION AND DAN W. DAVIS
Docket No. 75-11; 222 Citation 1977 WL 13534 Case Type = Opinion and order
Docket No. 75-11; 222 Citation 1977 WL 13534 Case Type = Opinion and order
07/24/1972
03/16/1973
PROFESSIONAL COMMODITY SERVICE, INC.
Docket No. 193 Citation 32 Agric. Dec. 585 Case Type = Order vacating recommended decision and order
Docket No. 193 Citation 32 Agric. Dec. 585 Case Type = Order vacating recommended decision and order
03/30/1973
PROFESSIONAL COMMODITY SERVICE, INC.
Docket No. 193 Citation 32 Agric. Dec. 592 Case Type = Order vacating recommended decision and order
Docket No. 193 Citation 32 Agric. Dec. 592 Case Type = Order vacating recommended decision and order
01/25/1974
PROFESSIONAL COMMODITY SERVICE, INC. AND THEODORE W LORD, SR.
Docket No. 193 Citation 33 Agric. Dec. 14 Case Type = Decision and order
Docket No. 193 Citation 33 Agric. Dec. 14 Case Type = Decision and order
01/18/1973
05/06/1977
12/06/1979
12/06/1979
05/04/1973
01/18/1974
10/25/1972
RICHARD D. KOHN, MARSHALL J. STEIN
Docket No. 199 Citation 31 Agric. Dec. 1253 Case Type = Decision and order
Docket No. 199 Citation 31 Agric. Dec. 1253 Case Type = Decision and order
12/18/1972
12/26/1972
10/21/1974
RICHARD D. LUPORI AND ALAN R. COYNE
Docket No. 221 Citation 33 Agric. Dec. 1361 Case Type = Decision and order
Docket No. 221 Citation 33 Agric. Dec. 1361 Case Type = Decision and order
01/02/1975
RICHARD D. LUPORI AND ALAN R. COYNE
Docket No. 221 Citation 34 Agric. Dec. 54 Case Type = Decision and order
Docket No. 221 Citation 34 Agric. Dec. 54 Case Type = Decision and order
12/21/1973
12/10/1971
11/22/1971
11/18/1971
ROBERT E. O'GRADY, CARL D. LEAVEN
Docket No. 184 Citation 30 Agric. Dec. 1635 Case Type = Decision and order
Docket No. 184 Citation 30 Agric. Dec. 1635 Case Type = Decision and order
12/07/1971
ROBERT E. O'GRADY, CARL D. LEAVEN
Docket No. 184 Citation 30 Agric. Dec. 1819 Case Type = Decision and order
Docket No. 184 Citation 30 Agric. Dec. 1819 Case Type = Decision and order
06/10/1974
09/03/1975
05/05/1976
03/01/1973
02/05/1975
04/09/1975
12/17/1973
07/03/1974
06/25/1974
SAN JACINTO PACKING CO., AGRI-EMPIRE, INC., JAMES MINOR
Docket No. 200 Citation 33 Agric. Dec. 746 Case Type = Decision and order
Docket No. 200 Citation 33 Agric. Dec. 746 Case Type = Decision and order
01/08/1975
STUART GIMBEL AND GROW INVESTMENTS
Docket No. 228 Citation 34 Agric. Dec. 60 Case Type = Decision and order
Docket No. 228 Citation 34 Agric. Dec. 60 Case Type = Decision and order
05/31/1974
02/05/1975
04/09/1975
11/22/1971
10/02/1972
11/11/1971
11/08/1971
ULTRADE CORPORATION, OMER D. LABRIE
Docket No. 180 Citation 30 Agric. Dec. 1633 Case Type = Decision and order
Docket No. 180 Citation 30 Agric. Dec. 1633 Case Type = Decision and order
11/03/1972
11/03/1972
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