Hart-Scott-Rodino

Statement of Basis and Purpose

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Federal Register Cite Type Date Topic
41 FR 55488  Proposed Rule December 20, 1976 Original Proposed Rules
42 FR 39040  Proposed Rule August 1, 1977 Revised Proposed Rules
43 FR 33450 Final Rule July 31, 1978 Original Final Rules
43 FR 34443 Final Rule August 4, 1978 Correction of omitted pages from 43 FR 33450
43 FR 36053 Final Rule August 15, 1978 Corrections to 43 FR 33450 and 34443
44 FR 47099 Proposed Rule August 10, 1979 Increase in §802.20 minimum dollar value
44 FR 66781 Final Rule November 21, 1979 Increase in §802.20 minimum dollar value
45 FR 14205 Final Rule March 5, 1980 Change of base year to 1977
46 FR 38710 Proposed Rule July 29, 1981 Add estate of a deceased natural person to various rules
47 FR 29182 Notice July 2, 1982 Notice of request for comments on paperwork burden reduction
48 FR 34427 Final Rule July 29, 1983 Add estate of a deceased natural person to various rules
50 FR 38742  Proposed Rule September 24, 1985 Form revisions
50 FR 46633 Final Rule November 12, 1985 Form revisions
51 FR 10368 Final Rule March 26, 1986 Change of base year to 1982
52 FR 7066 Final Rule March 6, 1987 ESOPs; Asset aggregation
52 FR 7095 Proposed Rule March 6, 1987 Control of partnerships
52 FR 20058 Final Rule May 29, 1987 Control of partnerships
53 FR 36831 Proposed Rule September 22, 1988 §802.9 removed; §802.25 added; other sections amended
54 FR 7960 Proposed Rule February 24, 1989 Advance notice of proposed rulemaking and request for comments—more inclusive definition of “control”
54 FR 21425 Final Rule May 18, 1989 Interim rule for early terminations procedure
54 FR 48726 Notice November 24, 1989 Requires the payment of a filing fee of $20,000 effective 11/28/89
55 FR 31371 Final Rule August 2, 1990 Change of base year to 1987
57 FR 47466 Notice October 16, 1992 Filing fee of $25,000 beginning 10/7/92
59 FR 30545 Proposed Rule June 14, 1994 Proposed Form changes
59 FR 50762 Notice October 5, 1994 Fee $45,000 beginning 8/29/94
60 FR 38930 Proposed Rule July 28, 1995 Ordinary course; real property
60 FR 40704 Final Rule August 9, 1995 Change of base year to 1992
61 FR 13666 Final Rule March 28, 1996 Ordinary course; real property
63 FR 34592 Final Rule June 25, 1998 Revision of §802.70 Acquisitions subject to order
63 FR 54713 Notice October 13, 1998 Limited Liability Company Formal Interpretation 15
63 FR 66546 Notice December 2, 1998 Change the effective date of 63 FR 54713 to 2/1/99
64 FR 5808 Notice February 2, 1999 Change the effective date of 63 FR 54713 to 3/1/99
64 FR 34804 Notice June 29, 1999 Change the effective date of 63 FR 54713 to 7/1/99
64 FR 51763 Notice September 24, 1999 Affidavit and Certification Formal Interpretation 16—only one original affidavit and certification required with filings
65 FR 17880 Notice April 4, 2000 Banking and non-banking businesses under (c)(7) and (c)(8) as amended by the Gramm-Leach-Bliley Act.  Formal Interpretation 17
66 FR 8680 Final Rule February 1, 2001 Interim rules for 2000 statutory changes
66 FR 8721 Final Rule February 1, 2001 Interim rules with request for comment to amend and incorporate procedure for internal agency review, upon petition of request for additional information or documentary material (second request) regarding transactions at issue
66 FR 8723 Proposed Rule February 1, 2001 Proposed rules for 2000 statutory changes
66 FR 16241 Notice March 23, 2001 Amendment of Formal Interpretation 15 to incorporate new thresholds
66 FR 23561 Final Rule May 9, 2001 Interim rule for NAICS and change of base year to 1997
66 FR 35541 Final Rule July 6, 2001 Final rule for NAICS and change of base year to 1997
67 FR 11898 Final Rule March 18, 2002 Final rules for proposed 2000 statutory changes
67 FR 11904 Final Rule March 18, 2002 §802.21 Transition rule
67 FR 13716 Final Rule March 26, 2002 Correction to §802.51 example in 67 FR 11898
68 FR 2425 Final Rule January 17, 2003 Notification thresholds changed to mirror fee thresholds
69 FR 18686 Proposed Rule April 8, 2004 Non-corporate entities
70 FR 4988 Final Rule January 31, 2005 Introduction of adjusted thresholds
70 FR 5020 Notice January 31, 2005 Revised thresholds for 2005
70 FR 11502 Final Rule March 8, 2005 Non-corporate entities
70 FR 11526 Final Rule March 8, 2005 Formal Interpretation 18 repeals Form Interpretation 15 (effective 4/6/05)
70 FR 47733 Proposed Rule August 15, 2005 Item 4 website reference; stale filings
70 FR 73369 Final Rule December 12, 2005 Item 4 website reference; stale filings
70 FR 77312 Final Rule December 30, 2005 Change of base year to 2002
71 FR 2943 Notice January 18, 2006 Revised thresholds for 2006
71 FR 35995 Final Rule June 23, 2006 e-filing
72 FR 2692 Notice January 22, 2007 Revised thresholds for 2007
73 FR 5191 Notice January 29, 2008 Revised thresholds for 2008
74 FR 1687 Notice January 13, 2009 Revised thresholds for 2009
75 FR 3468 Notice January 21, 2010 Revised thresholds for 2010
75 FR 57110 Proposed Rule September 17, 2010 Proposed Form Changes
76 FR 4349 Notice January 25, 2011 Revised Thresholds for 2011
76 FR 42471 Final Rule July 19, 2011 Form Changes

Last Modified: Tuesday, September 27, 2011