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Division of Trading and Markets
Disclosure of Order Execution and Order Routing Information (Rules 605 and 606 of Regulation NMS) [formerly Rules 11Ac1-5 and 11Ac1-6]
Rule 605 of Regulation NMS (Disclosure of Order Execution Information), 17 CFR 242.605
Rule 606 of Regulation NMS (Disclosure of Order Routing Information), 17 CFR 242.606
Adopting Release
Staff Legal Bulletin 12R: Frequently Asked Questions About Rule 11Ac1-5 (Revised), now Regulation NMS Rule 605
Staff Legal Bulletin 13A: Frequently Asked Questions About Rule 11Ac1-6, now Regulation NMS Rule 606
Interpretive and Exemptive Letters
http://www.sec.gov/divisions/marketreg/disclosure.htm
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Modified: 12/18/2006