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Comments on Rulemaking Petition:
Request for rulemaking, regulation or order pursuant to Section 36(a)(1) of the Exchange Act to provide exemptive relief from the application of Section 15(c)(3) of the Exchange Act and Rule 15c3-3 thereunder

[File No. 4-641]


Jun. 13, 2012 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
May 31, 2012 Paul Swann, President & Chief Operating Officer, ICE Clear Europe Limited
Apr. 9, 2012 Dorothy Donohue, Deputy General Counsel, Investment Company Institute
Dec. 22, 2011 Christopher S. Edmonds, President, ICE Clear Credit LLC
Dec. 22, 2011 Steven Chittenden, Chairman, Market Practices Committee, Association of Institutional Investors

 

 

 

 

 

http://www.sec.gov/comments/4-641/4-641.shtml


Modified: 07/12/2012