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Comments on:
Advisory Committee on Small and Emerging Companies
[File No. 265-27]
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(Click here for meetings with SEC officials)
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| Jun. 8, 2012 | James Fehrenbach, Managing Director and Head of Equity Institutional Sales, and Bradford Pleimann, Managing Director and Head of Equity Trading, Piper Jaffray & Co. |
| Jun. 8, 2012 | Phil Johnston, Partner, Head of Equities, ThinkEquity LLC |
| Jun. 4, 2012 | Jeffrey Solomon, Chief Executive Officer, Cowen and Company, LLC |
| Jun. 4, 2012 | Martin A. Hewitt, on behalf of the ABA Private Placement Broker Task Force |
| May 21, 2012 | Paul Schott Stevens, President and CEO, Investment Company Institute, Washington, District of Columbia |
| Mar. 12, 2012 | Scott Medling, Medling, Santa Cruz, California |
| Jan. 31, 2012 | Stephen D. Stull, Fort Worth, Texas |
| Jan. 26, 2012 | Craig S. Harlamert, Owner of Relaxco, North Judson, Indiana |
| Jan. 26, 2012 | Mike Nelson, NY, New York |
| Jan. 11, 2012 | Edwin Miller |
| Jan. 9, 2012 | Mike Liles, Jr. |
| Jan. 7, 2012 | Gene Massey, CEO/entrepreneur of small startup company, Los Angeles, California |
| Jan. 4, 2012 | R. Cromwell Coulson, President and CEO, OTC Markets Group Inc. |
| Jan. 4, 2012 | Mike Liles, Jr. |
| Jan. 4, 2012 | David R. Burton, General Counsel, National Small Business Association |
| Nov. 11, 2011 | Michael A. Williams, Founder, Tennessee Local Stock Exchange, Memphis, Tennessee |
| Oct. 27, 2011 | Frank Knapp, Jr., President & CEO, The South Carolina Small Business Chamber of Commerce |
| Oct. 26, 2011 | Pat LaVecchia, Managing Partner, LaVecchia Capital, Darien, Connecticut |
| Oct. 26, 2011 | Paul Dorfman, New York, New York |
| Oct. 26, 2011 | Sally Prescott |
| Oct. 25, 2011 | Bonnie Brown, CPA, Chief Financial Officer, Tecogen |
| Oct. 18, 2011 | Damon D. Testaverde, Manager, Investment Banking Department, Network 1 Financial Securities |
| Oct. 18, 2011 | Arthur de Joya, CPA, De Joya Griffith Company, LLC, Henderson, Nevada |
| Sep. 15, 2011 | Scott Schwartz |
| Sep. 14, 2011 | James B. Parsons, Parsons/Burnett/Bjordahl/Hume, LLP, Bellevue, Washington |
| Sep. 14, 2011 | Timothy J. Kruse, Business Broker, Verona, Wisconsin |
| Sep. 14, 2011 | Jon A. Faulkner, CFO, The Dixie Group, Inc., Dalton, Georgia |
| Sep. 13, 2011 | Patricia A. Thornton, CPA, Washington, District of Columbia |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Mar. 7, 2012 | Memorandum from the Office of Commissioner Aguilar regarding a March 6, 2012, meeting with representatives of National Small Business Association |
http://www.sec.gov/comments/265-27/265-27.shtml
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