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U.S. Securities and Exchange Commission

Open Meeting Agenda
Wednesday, April 14, 2010

Agenda as of April 13, 2010. Note that Open Meeting agendas are subject to last-minute changes.

Item 1: Large Trader Reporting System
Office:  Division of Trading and Markets
Staff:  James A. Brigagliano, David S. Shillman, Richard R. Holley III, Christopher W. Chow, Gary M. Rubin
Item 2: Proposed Amendments to Rule 610 of Regulation NMS
Office:  Division of Trading and Markets
Staff:  James A. Brigagliano, Elizabeth K. King, Heather Seidel, Jennifer Colihan, Edward Cho, Brian O'Neill

Item 1: Large Trader Reporting System

The Commission will consider whether to propose a large trader reporting requirement, pursuant to Section 13(h) of the Securities Exchange Act of 1934, which would require large traders to identify themselves to the Commission and require broker-dealers to maintain certain related transaction records.

For further information, please contact Richard Holley at 202-551-5614.

Item 2: Proposed Amendments to Rule 610 of Regulation NMS

The Commission will consider whether to propose rule amendments regarding (a) prohibiting unfairly discriminatory terms that inhibit efficient access to quotations in a listed option on exchanges, and (b) placing limits on fees for the execution of an order against any quotation in an options series that is the best bid or best offer of an exchange.

For further information, please contact Jennifer Colihan, 202-551-5642, Edward Cho, 202-551-5508, or Brian O'Neill, 202-551-5643.

 

http://www.sec.gov/news/openmeetings/2010/agenda041410.htm

Modified: 04/13/2010