Open Meeting Agenda
Wednesday, October 13, 2010

Agenda as of October 12, 2010. Note that Open Meeting agendas are subject to last-minute changes.

Item 1: Interim Final Temporary Rule 13Aa-2T

The Commission will consider whether to adopt an interim final temporary rule under Section 766 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. No. 111-203, to provide for the reporting of certain security-based swap transactions and including an interpretive note regarding retention and recordkeeping requirements for certain security-based swap transactions.

For further information, please contact Kathleen Gray at (202) 551-5305 in the Division of Trading and Markets.

Item 2: Mitigate Conflicts of Interest Under Section 765 of the Dodd-Frank Act

The Commission will consider whether to propose Regulation MC pursuant to Section 765 of the Dodd-Frank Act to mitigate conflicts of interest at security-based swap clearing agencies, security-based swap execution facilities, and national security exchanges that post or make available for trading security-based swaps.

For further information, please contact Catherine Moore at 202-551-5710 or Molly Kim at 202-551-5620, in the Office of Market Supervision, Division of Trading and Markets.

Item 3: Issuer Review of Assets Underlying Asset-Backed Securities

The Commission will consider whether to propose rules that would implement Section 945 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires an issuer of asset-backed securities (ABS) to perform a review of the assets underlying the ABS and disclose information relating to the review. The Commission will also consider whether to propose rules that would implement Section 15E(s)(4)(A) of the Exchange Act as added by Section 932 of the Act, which requires an ABS issuer or underwriter to make publicly available the findings and conclusions of any third-party due diligence report.

For further information, please contact Eduardo Aleman, at (202) 551-3430 in the Division of Corporation Finance.