Open Meeting Agenda
Wednesday, April 27, 2011

Item 1:	PRODUCT DEFINITIONS CONTAINED IN TITLE VII OF THE DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT
Office:	Division of Trading and Markets and Division of Corporation Finance
Staff:	Brian Bussey, Amy Starr, Matt Daigler, Cristie March, Leah Drennan, Gregg Berman, Jack Habert, Tamara Brightwell, Michael Reedich

The Commission will consider whether to propose joint rules with the Commodity Futures Trading Commission relating to the definitions of “Swap,” “Security-Based Swap,” “Security-Based Swap Agreement,” the regulation of mixed swaps, and books and records requirements regarding security-based swap agreements.

For further information, please contact Matthew A. Daigler, Senior Special Counsel, at 202-551-5578, Cristie L. March, Attorney-Adviser, at 202-551-5574, or Leah M. Drennan, Attorney-Adviser, at 202-551-5507, in the Commission’s Division of Trading and Markets, or Michael J. Reedich, Special Counsel, or Tamara Brightwell, Senior Special Counsel to the Director, at 202-551-3500, in the Commission’s Division of Corporation Finance.

Item 2:	REMOVAL OF CERTAIN REFERENCES TO CREDIT RATINGS UNDER THE SECURITIES EXCHANGE ACT OF 1934
Office:	Division of Trading and Markets
Staff:	John Ramsay, Michael Macchiaroli, Tom McGowan, Randall Roy, Mark Attar, Carrie O’Brien, Leigh Bothe, Josephine Tao, Elizabeth Sandoe, David Bloom, Bradley Gude, Joseph Furey, Ignacio Sandoval

The Commission will consider whether to propose regulations with respect to removing references to credit ratings in various rules under the Securities Exchange Act of 1934.

For further information, please contact Randall Roy, Assistant Director, at (202) 551-5522, Mark Attar, Branch Chief, at (202) 551-5889, Carrie O’Brien, Special Counsel, at (202) 551-5640, and Leigh Bothe, Attorney, at (202) 551-5511 (Net Capital, Customer Protection, and Books and Records Requirements, and Section 939(e) of the Dodd-Frank Act); David Bloom, Branch Chief, or Bradley Gude, Special Counsel, at (202) 551-5720 (Regulation M); and Ignacio Sandoval, Special Counsel, at (202) 551-5550 (Rule 10b-10).

http://www.sec.gov/news/openmeetings/2011/agenda042711.htm