OPEN MEETING AGENDA
Wednesday, June 15, 2011

Item:	BROKER-DEALER REPORTS
Office:	Division of Trading and Markets Office of the Chief Accountant
Staff:	John Ramsay, Michael Macchiaroli, Tom McGowan, Randall Roy, Mark Attar, Brian Croteau, John Offenbacher

The Commission will consider whether to propose amendments to the broker-dealer financial reporting rule, Rule 17a-5, under the Securities Exchange Act of 1934.

For further information, please contact Randall Roy, Assistant Director, at (202) 551-5522, and Mark Attar, Branch Chief, at (202) 551-5889, in the Division of Trading and Markets; or John Offenbacher, Senior Associate Chief Accountant, at (202) 551-5300, in the Office of Chief Accountant.

http://www.sec.gov/news/openmeetings/2011/agenda061511.htm