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Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549 |
Commodity Futures Trading Commission
Three Lafayette Centre
Washington, DC 20581 |
Joint Meeting on Harmonization of Regulation
CFTC Headquarters
September 2, 2009
Agenda
| 9:00 a.m. |
Opening Statements by Commissioners |
| 9:30 a.m. |
Panel One — Exchanges, Markets, Clearance and Settlement, and Margin Requirements
- William Brodsky, Chicago Board Options Exchange
- Jonathan Short, ICE Futures
- Craig Donohue, CME Group
- Anthony Leitner, AJ Leitner & Associates
- Annette Nazareth, Davis Polk & Wardwell
- Eric Baggesen, California Public Employees Retirement System (CalPERS)
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| 11:00 a.m. |
Break |
| 11:15 a.m. |
Panel Two — Exchanges, Markets, Clearance and Settlement, and Margin Requirements
- Peter Reitz, Eurex
- Wayne P. Luthringshausen, Option Clearing Corporation
- Mark Young, Futures Industry Association
- Lawrence Leibowitz, NYSE Euronext
- Professor Lawrence Harris, University of Southern California
- Mark Cooper, Consumer Federation of America
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| 12:45 p.m. |
Lunch Break |
| 2:00 p.m. |
Panel Three — Intermediaries
- Edward Rosen, Cleary, Gottlieb, Steen & Hamilton
- Yvonne Downs, NewEdge
- Stephen Merkel, BGC Partners, Inc.
- Brandon Becker, TIAA-CREF
- Stephen Luparello, FINRA
- Brian Nigito, GETCO
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| 3:30 p.m. |
Break for the Day |
Joint Meeting on Harmonization of Regulation
SEC Headquarters
September 3, 2009
Agenda
| 9:00 a.m. |
Introduction |
| 9:15 a.m. |
Panel One — Enforcement
- Daniel Roth, National Futures Association
- David Downey, OneChicago
- Kenneth Raisler, Sullivan & Cromwell
- William R. McLucas, Wilmer Cutler Pickering Hale and Dorr
- Damon Silvers, AFL-CIO
- Richard Owens, Latham & Watkins
- Professor John Coffee, Columbia Law School
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| 10:45 a.m. |
Break |
| 11:00 a.m. |
Panel Two — Investment Funds
- Richard Baker, Managed Fund Association
- Sharon Brown-Hruska, NERA Economic Consulting
- Kathleen Moriarty, Katten Muchin Rosenman
- Michael Butowsky, Mayer Brown
- Michael Connelly, Association of Financial Professionals
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| 12:30 p.m. |
Break for the Day |
http://www.sec.gov/spotlight/harmonization/agenda090209.htm
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