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SEC Special Studies Archive: 2010
The Commission or Commission staff often undertake special projects to study and report on current trends and issues facing the securities industry. These files will be updated on a periodic basis.
Studies currently available include:
Additional Archives
2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994
Date |
Study |
Oct. 29, 2010 |
Report on Administrative Proceedings for Period April 1, 2010 through September 30, 2010
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Oct. 29, 2010 |
Annual Report on Whistleblower Program
Report of the Staff of the SEC to Congress |
Sep. 30, 2010 |
Findings Regarding the Market Events of May 6, 2010
Report of the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory Issues |
Jul. 22, 2010 |
Life Settlements Task Force: Staff Report to the United States Securities and Exchange Commission |
Apr. 27, 2010 |
Report on Administrative Proceedings for Period October 1, 2009 through March 31, 2010 |
http://www.sec.gov/news/studies/studiesarchive/2010archive.shtml
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