Other Commission Orders, Notices,
and Information Archives: 1999

Archive of older SEC Other Commission Orders, Notices, and Information available include:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995

Release No.	Date	Details
Fourth Quarter
PA-28	Dec. 2, 1999	Privacy Act of 1974 – Notice of Modifications to a System of Records and the Establishment of a New System of Records: Applications for Registration or Exemption under the Investment Advisers Act of 1940 and the Investment Company Act of 1940 (SEC-2), Pay and Leave System (SEC-15), and Broker-Dealer Records (SEC-49) File No.: S7-27-99
34-42042	Oct. 20, 1999	International Securities Exchange LLC (Notice of Registration Under Section 6 of the Securities Exchange Act of 1934 File No.: 10-127 Comments Due: 21 days after date of publication in the Federal Register
Third Quarter
No releases
Second Quarter
34-41439	May 24, 1999	International Securities Exchange LLC (Notice of Registration Under Section 6 of the Securities Exchange Act of 1934) File No.: 10-127 Comments Due: 45 days after date of publication in the Federal Register Comments received electronically are available for this notice.
34-41384	May 10, 1999	Foreign Issuers (Submitted Information Under Section 12(g) of the Securities Exchange Act of 1934) International Series Release No. 1196
34–41288	Apr. 14, 1999	Amendments to the Commission’s Freedom of Information Act, Privacy Act, and Confidential Treatment Rules File No.: S7-14-99 Other Release Nos.: FOIA–190; PA–27
PA-26	Apr. 14, 1999	Privacy Act of 1974: Establishment of Two Systems of Records: Disgorgement and Penalties Tracking System (SEC-47) and Fitness Center Membership, Payment, and Fitness Records (SEC-48) File No.: S7-13-99
First Quarter
33-7664	Mar. 31, 1999	Securities Uniformity; Annual Conference on Uniformity of Securities (meeting date: April 19, 1999)
34-41199	Mar. 22, 1999	Tradepoint Financial Networks plc (Order Granting Limited Volume Exemption Under Section 5 of the Securities Exchange Act of 1934) International Series Release No. 1189 File No.: 10-126

http://www.sec.gov/rules/other/otherarchive/other1999.shtml