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Concise Directory

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  *  Phone Numbers
  *  Commissioners
  *  Principal Offices
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Toll-Free Consumer Information No. 1-800-SEC-0330
Investor Information and Complaints (202) 551-6551
Filings By Registered Companies (202) 551-8090
Forms and Publications (202) 551-4040
Instant Information Recording (202) 942-8088
Personnel Locator (202) 551-6000
Disability Accommodations (202) 551-4119
SEC Website http://www.sec.gov
Alternate TTY User Telephone Access: Dial the toll free Federal Relay Service number 1-800-877-8339 and provide the SEC number of the office or individual you are calling. For more information about using the Federal Relay Service see: http://fts.gsa.gov/frs/tollfree.htm

Commissioners Terms expire June 5
Mary L. Schapiro, Chairman
   (202) 551-2100
2014
Elisse B. Walter
   (202) 551-2800
2012
Luis A. Aguilar
   (202) 551-2500
2015
Troy A. Paredes
   (202) 551-2700
2013
Daniel M. Gallagher
   (202) 551-2600
2016

Principal Offices

SEC Headquarters
100 F Street, NE
Washington, DC 20549

Office of the Chairman
Didem A. Nisanci, Chief of Staff
(202) 551-2100

Office of the Chief Operating Officer
Jeff Heslop, Chief Operating Officer
(202) 551-2200

Office of the General Counsel
Mark D. Cahn, General Counsel
(202) 551-5100

Division of Corporation Finance
Meredith Cross, Director
(202) 551-3110

Division of Enforcement
Robert S. Khuzami, Director
(202) 551-4500

Division of Investment Management
Norm Champ, Director
(202) 551-6720

Division of Risk, Strategy, and Financial Innovation
Craig Lewis, Director
(202) 551-6655

Division of Trading and Markets
Robert W. Cook, Director
(202) 551-5500

Office of Administrative Law Judges
Brenda P. Murray, Chief Administrative Law Judge
(202) 551-6030

Office of the Chief Accountant
Paul Beswick, Acting Chief Accountant
(202) 551-5300

Office of Compliance Inspections and Examinations
Carlo V. di Florio, Director
(202) 551-6200

Office of Credit Ratings
Thomas Butler, Director
(212) 336-9080

Office of Equal Employment Opportunity
Alta G. Rodriguez, Director
(202) 551-6040

Office of Financial Management
Kenneth Johnson, Chief Financial Officer
(202) 551-7840

Office of Human Resources
Lacey Dingman, Director
(202) 551-7500

Office of Information Technology
Thomas A. Bayer, Chief Information Officer
(202) 551-8800

Office of the Inspector General
Jon Rymer, Interim Inspector General
(202) 551-6061

Office of International Affairs
Ethiopis Tafara, Director
(202) 551-6690

Office of Investor Education and Advocacy
Lori Schock, Director
(202) 551-6500

Office of Legislative and Intergovernmental Affairs
Timothy Henseler, Acting Director
(202) 551-2010

Office of Minority and Women Inclusion
Pamela A. Gibbs, Director
(202) 551-6046

Office of Public Affairs
John Nester, Director
(202) 551-4120

Office of the Secretary
Elizabeth M. Murphy, Secretary
(202) 551-5400

Office of Support Operations
Barry Walters, Director/Chief FOIA Officer
(202) 551-8400

 

http://www.sec.gov/about/concise.shtml


Modified: 09/07/2012