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What's New on the SEC Website
October 12, 2012
This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
News and Public Statements
Litigation
Administrative Proceedings
- Gregory D. Tindall (Release No. IA-3486; File No. 3-14894)
- Derek F.C. Elliott (Release No. 34-68050; File No. 3-15064)
- Jody Dunn (Release No. 34-68048; File No. 3-15063)
- Diomed Holdings, Inc., Dominion Minerals Corp., EnerLume Energy Management Corp., EPIX Pharmaceuticals, Inc., Familymeds Group, Inc., GlycoGenesys, Inc., and Greater Atlantic Financial Corp. (Corrected Order) (Release No. 34-67932A; File No. 3-15047; September 27, 2012)
Litigation Releases
Commission Opinions and Orders
Regulatory Actions
Public Petitions for Rulemaking
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add an Additional Execution Algorithm and Priority Overlays to Govern the Priority of Orders (Release No. 34-68041; File No. SR-BX-2012-065; Oct. 11, 2012)
- CHX: Notice of Filing of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, to Establish Listing Standards for Issuers Compensation Committees (Release No. 34-68033; File No. SR-CHX-2012-13; Date: Oct. 10, 2012); see also Exhibit 5
- FINRA: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend NASD Rule 2711 and Incorporated NYSE Rule 472 to Conform with the Requirements of the Jumpstart Our Business Startups Act and Related Changes (Release No. 34-68037; File No. SR-FINRA-2012-045; October 11, 2012)
- ICC: Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS (Release No. 34-68035; File No. SR-ICC-2012-18; October 11, 2012)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees for Certain Complex Orders Executed on the Exchange (Release No. 34-68034; File No. SR-ISE-2012-85; October 11, 2012); see also Exhibit 5
- NSX: Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Amending NSX Rule 15.5 to Comply with the Requirements of Exchange Act Rule 10C-1 (Release No. 34-68039; File No. SR-NSX-2012-15; October 11, 2012); see also Exhibit 5
- NYSEMKT: Notice of Filing of a Proposed Rule Change Relating to Criteria for Rebates to Order Flow Providers (Release No. 34-68036; File No. SR-NYSEMKT-2012-055; October 11, 2012)
- ICC: Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS (Release No. 34-68035; File No. SR-ICC-2012-18; October 11, 2012)
http://www.sec.gov/news/whatsnew/wn-today.shtml
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