U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission

Street Name

When you buy securities through a brokerage firm, most firms will automatically put your securities into "street name." This means your brokerage firm will hold your securities in its name or another nominee and not in your name, but your firm will keep records showing you as the real or "beneficial owner." You will not get a certificate, but will receive an account statement from your broker on at least a quarterly and annual basis showing your holdings.

To learn more about the different ways you can have your securities held or registered, please read "Holding Your Securities - Get the Facts." 

http://www.sec.gov/answers/street.htm

We have provided this information as a service to investors.  It is neither a legal interpretation nor a statement of SEC policy.  If you have questions concerning the meaning or application of a particular law or rule, please consult with an attorney who specializes in securities law.


Modified:10/05/2005