WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site,
https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.
Cease and Desist Orders |
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No. | Name/Bank/City | Date |
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Florida |
2011-115 | Intercredit Bank, National Association, Miami | 8/8/2011 |
Texas |
2011-116 | Border Capital Bank, National Association, McAllen | 6/23/2011 |
Civil Money Penalty Orders |
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No. | Name/Bank/City | Date |
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Arizona |
2011-117 | R. Patrick Lamb, First National Bank of Arizona, Scottsdale | 8/30/2011 |
2011-118 | Raymond A. Lamb, First National Bank of Arizona, Scottsdale | 8/30/2011 |
Illinois |
2011-119 | Dennis O'Malley, Beverly Bank & Trust Company, National Association, Chicago | 8/15/2011 |
New York |
2011-120 | The National Union Bank of Kinderhook, Kinderhook | 8/18/2011 |
Formal Agreements |
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No. | Name/Bank/City | Date |
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Arkansas |
2011-121 | Fidelity National Bank, West Memphis | 7/20/2011 |
Texas |
2011-122 | The First National Bank of Kemp, Kemp | 8/11/2011 |
2011-123 | Citizens National Bank of Texas, Waxahachie | 5/26/2011 |
Virginia |
2011-124 | Grayson National Bank, Independence | 8/9/2011 |
Personal Cease and Desist Orders |
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No. | Name/Bank/City | Date |
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Arizona |
2011-117 | R. Patrick Lamb, First National Bank of Arizona, Scottsdale | 8/30/2011 |
2011-118 | Raymond A. Lamb, First National Bank of Arizona, Scottsdale | 8/30/2011 |
Removal / Prohibition Orders |
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No. | Name/Bank/City | Date |
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Arizona |
2011-117 | R. Patrick Lamb, First National Bank of Arizona, Scottsdale | 8/30/2011 |
2011-118 | Raymond A. Lamb, First National Bank of Arizona, Scottsdale | 8/30/2011 |
Texas |
2011-125 | Jody P. Gwyn, The LA Coste National Bank, LA Coste | 8/15/2011 |
Restitution Orders |
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No. | Name/Bank/City | Date |
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Arizona |
2011-117 | R. Patrick Lamb, First National Bank of Arizona, Scottsdale | 8/30/2011 |
2011-118 | Raymond A. Lamb, First National Bank of Arizona, Scottsdale | 8/30/2011 |
Terminations of Existing Enforcement Actions |
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No. | Type/Bank/City/Old EA# | Date |
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Florida |
2011-126 | FA, Intercredit Bank, National Association, Miami (EA# 2007-052) | 8/8/2011 |
Missouri |
2011-127 | C&D, Northland National Bank, Gladstone (EA# 2008-056) | 8/22/2011 |
Texas |
2011-128 | FA, Border Capital Bank, National Association, McAllen (EA# 2008-087) | 6/23/2011 |