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NR 2010-67
FOR IMMEDIATE RELEASE June 18, 2010
Contact: (202) 874-5770
OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks. All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency. Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number. Capital Directives |
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No. | Name/Bank/City | Date | Colorado | 2010-090 | Native American Bank, National Association, Denver | 3/12/2010 |
Cease and Desist Orders |
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No. | Name/Bank/City | Date | Arizona | 2010-091 | Sunbank, National Association, Phoenix | 5/11/2010 | 2010-092 | Goldwater Bank, National Association, Scottsdale | 5/11/2010 | California | 2010-093 | Pacific Capital Bank, National Association, Santa Barbara | 5/11/2010 | 2010-094 | Mission Oaks National Bank, Temecula | 5/12/2010 | Colorado | 2010-095 | Academy Bank, National Association, Colorado Springs | 5/11/2010 | 2010-096 | The First National Bank of Ordway, Ordway | 4/21/2010 | Florida | 2010-097 | Security Bank National Association, North Lauderdale | 5/19/2010 | 2010-098 | Southern Commerce Bank, National Association, Tampa | 5/11/2010 | Illinois | 2010-099 | Charter National Bank and Trust, Hoffman Estates | 4/29/2010 | Kansas | 2010-100 | Armed Forces Bank, National Association, Ft. Leavenworth | 5/11/2010 | Minnesota | 2010-101 | Rosemount National Bank, Rosemount | 4/28/2010 | Mississippi | 2010-102 | First National Bank, Rosedale | 5/12/2010 | 2010-103 | Cadence Bank, National Association, Starkville | 5/19/2010 | Missouri | 2010-104 | Bank Midwest, National Association, Kansas City | 5/11/2010 | New Mexico | 2010-105 | Valley National Bank, Espanola | 5/5/2010 | Tennessee | 2010-106 | FSGBank, National Association, Chattanooga | 4/28/2010 | Texas | 2010-131 | Brazos Valley Bank, National Association, College Station | 5/27/2010 |
Civil Money Penalty Orders |
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No. | Name/Bank/City | Date | California | 2010-107 | City National Bank, Los Angeles | 5/3/2010 | Colorado | 2010-108 | Bruce Penny, First National Bank of The Rockies, Grand Junction | 5/6/2010 | 2010-109 | Peter Waller, First National Bank of The Rockies, Grand Junction | 5/6/2010 | Iowa | 2010-110 | Christopher R. Hartwig, The First National Bank of Logan, Logan | 5/17/2010 | 2010-111 | John Lapke, The First National Bank of Logan, Logan | 5/17/2010 | 2010-112 | Timothy J. Lapke, The First National Bank of Logan, Logan | 5/17/2010 | Oklahoma | 2010-113 | Great Plains National Bank, Elk City | 5/10/2010 | Pennsylvania | 2010-114 | Jamie Bartholomew Aller, The National Bank of Malvern, Malvern | 5/28/2010 | 2010-115 | Andrew Bartholomew, The National Bank of Malvern, Malvern | 5/28/2010 | 2010-116 | Lydia Willits Bartholomew, The National Bank of Malvern, Malvern | 5/28/2010 | 2010-117 | Barbara Shipp, The National Bank of Malvern, Malvern | 5/28/2010 | 2010-118 | John Shipp, The National Bank of Malvern, Malvern | 5/28/2010 | 2010-119 | William L. Shipp, The National Bank of Malvern, Malvern | 5/28/2010 |
Formal Agreements |
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No. | Name/Bank/City | Date | California | 2010-120 | Armed Forces Bank of California, National Association, San Diego | 5/11/2010 | 2010-121 | Saigon National Bank, Westminster | 5/13/2010 | Florida | 2010-122 | Seaside National Bank & Trust, Orlando | 5/3/2010 | Kansas | 2010-123 | First National Bank of Kansas, Burlington | 5/27/2010 | 2010-124 | Citizens Bank, National Association, Fort Scott | 4/28/2010 | New Jersey | 2010-125 | Sun National Bank, Vineland | 4/15/2010 | New York | 2010-126 | Herald National Bank, New York | 4/22/2010 | South Carolina | 2010-127 | Cornerstone National Bank, Easley | 5/12/2010 | Texas | 2010-128 | Southwestern National Bank, Houston | 5/19/2010 |
Personal Cease and Desist Orders |
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No. | Name/Bank/City | Date | Iowa | 2010-112 | Timothy J. Lapke, The First National Bank of Logan, Logan | 5/17/2010 |
Removal / Prohibition Orders |
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No. | Name/Bank/City | Date | 2010-111 | John Lapke, The First National Bank of Logan, Logan | 5/17/2010 |
Terminations of Existing Enforcement Actions |
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No. | Type/Bank/City/Old EA# | Date | California | 2010-094 | FA, Mission Oaks National Bank, Temecula (EA# 2008-161) | 5/11/2010 | Mississippi | 2010-103 | FA, Cadence Bank, National Association, Starkville (EA# 2009-069) | 5/19/2010 | New Mexico | 2010-129 | FA, Valley National Bank, Espanola (EA# 2009-090) | 5/6/2010 | Ohio | 2010-130 | FA, Standing Stone National Bank, Lancaster (EA# 2008-085) | 5/12/2010 |
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