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OTS Trust and Asset Management Handbook

Number	Issue Date	Title	Rescinded Date	Comment
TH 10	07/2010	Using the Handbook	01/06/2012	Replaced⁴ by Comptroller's Handbook - Community Bank Supervision
TH 20	07/2010	Trust and Asset Management Examinations	01/06/2012	Replaced⁴ by Comptroller's Handbook - Bank Supervision Process
TH 30	07/2001	Supervision by Risk	01/06/2012	Replaced⁴ by Comptroller's Handbook - Community Bank Supervision
TH 40	07/2001	Examination Planning and Control	01/06/2012	Outdated¹
TH 42	07/2001	Useful Reports	01/06/2012	Replaced⁴ by Comptroller's Handbook - Community Bank Supervision
TH 50	07/2001	Report Preparation and Issuance	01/06/2012	Replaced⁴ by Comptroller's Handbook - Community Bank Supervision
TH 60	07/2010	Assignment of Ratings	01/06/2012	Replaced⁴ by Comptroller's Handbook - Bank Supervision Process
TH 70	07/2010	Post Examination Activities	01/06/2012	Replaced⁴ by Comptroller's Handbook - Community Bank Supervision
TH 80	07/2001	Examination Administration: Enforcement Activities	09/09/2011	Replaced⁴ by OCC 2011-37
TH 90	11/2003	Trust and Asset Management Trust-Only Examinations	01/06/2012	Replaced⁴ by Comptroller's Handbook - Bank Supervision Process
TH 100	07/2001	Trust and Asset Management Activities	01/06/2012	Replaced⁴ by Comptroller's Handbook - Asset Management
TH 110	07/2001	Fiduciary Duties, Risks and Liabilities	01/06/2012	Replaced⁴ by Comptroller's Handbook - Asset Management
TH 120	07/2001	Applicable Laws	01/06/2012	Outdated¹
TH 130	07/2001	Trust Powers	01/06/2012	Replaced⁴ by Comptroller's Handbook - Asset Management
TH 140	01/2010	Document Custody	05/17/2012	Replaced⁴ by Comptroller's Handbook - Custody Services
TH 150	02/2010	Pre-Need Funeral and Cemetery Trusts	05/17/2012	Replaced⁴ by Comptroller's Handbook - Personal Fiduciary Services
TH 160	05/2010	Individual Retirement Plans	Not applicable	Active
TH 200	07/2001	Introduction to Management	01/06/2012	Replaced⁴ by Comptroller's Handbook - Asset Management
TH 210	07/2001	Management Appraisal	01/06/2012	Replaced⁴ by Comptroller's Handbook - Community Bank Supervision
TH 220	07/2001	Risk Management	01/06/2012	Replaced⁴ by Comptroller's Handbook - Community Bank Supervision
TH 300	07/2001	Introduction to Operations and Internal Controls	01/06/2012	Replaced⁴ by Comptroller's Handbook - Operations and Controls
TH 400	07/2001	Introduction to Audits	01/06/2012	Replaced⁴ by Comptroller's Handbook - Internal and External Audits
TH 500	07/2001	Introduction to Information Technology	01/06/2012	Replaced⁴ by Comptroller's Handbook - Community Bank Supervision
TH 600	07/2001	Introduction to Earnings	01/06/2012	Replaced⁴ by Comptroller's Handbook - Community Bank Supervision.
TH 700	07/2001	Introduction to Compliance	01/06/2012	Replaced⁴ by Comptroller's Handbook - Community Bank Supervision
TH 710	07/2001	Introduction to Conflicts of Interest	01/06/2012	Replaced⁴ by Comptroller's Handbook - Conflicts of Interest
TH 720	07/2001	Introduction to Personal and Court Accounts	01/06/2012	Replaced⁴ by Comptroller's Handbook - Personal Fiduciary Services
TH 730	07/2001	Introduction to Employee Benefit Accounts	01/06/2012	Replaced⁴ by Comptroller's Handbook - Retirement Plan Services
TH 740	07/2001	Introduction to Private Banking	01/06/2012	Outdated¹
TH 750	07/2001	Introduction to Corporate Trust	01/06/2012	Outdated¹
TH 800	07/2001	Introduction to Asset Management	01/06/2012	Replaced⁴ by Comptroller's Handbook - Asset Management
TH 810	07/2001	Introduction to Portfolio Management	01/06/2012	Replaced⁴ by Comptroller's Handbook - Asset Management
TH 820	07/2001	Introduction to Marketable Securities	01/06/2012	Replaced⁴ by Comptroller's Handbook - Asset Management
TH 830	07/2001	Introduction to Mutual Funds	01/06/2012	Replaced⁴ by Comptroller's Handbook - Asset Management
TH 840	07/2001	Introduction to Closely Held Business Interests	01/06/2012	Outdated¹
TH 850	07/2001	Introduction to Real Estate Investments	01/06/2012	Replaced⁴ by Comptroller's Handbook - Asset Management
TH 860	07/2001	Introduction to Miscellaneous Assets	01/06/2012	Replaced⁴ by Comptroller's Handbook - Asset Management
TH 870	07/2001	Introduction to Insurance Products	01/06/2012	Replaced⁴ by Comptroller's Handbook - Asset Management
TH 880	07/2001	Introduction to Common and Collective Funds	01/06/2012	Replaced⁴ by Comptroller's Handbook - Collective Investment Funds

The reason each document is rescinded is noted as one of the following:

¹ Outdated – The document is no longer needed. Any attachments to the document are rescinded only as they relate to national banks and federal savings associations.

² Duplicative – The document transmitted interagency guidance that was issued jointly with the OCC. The rescission applies to the transmitting document only and not the attached interagency guidance. Thrifts are directed to use the OCC-issued document.

³ Conveyance – The document is a cover letter that merely conveyed another document. The rescission does not change the applicability of the conveyed document. To determine the applicability of the conveyed document, please refer to the original issuer of the document.

⁴ Replaced – The document and any attachments are superseded by OCC guidance.

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