SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Division of Enforcement

The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in a federal court or before an administrative law judge, and negotiates settlements.

About the Division
Enforcement Manual
Enforcement Actions
   * Federal Court Actions

   * Administrative Proceedings

   * ALJ Initial Decisions & Orders

   * Commission Opinions

Trading Suspensions
Investors Claims Funds
Data Delivery Standards
Delinquent Filings Program
Prime Bank Fraud Information Center
Investor Alerts
Accounting and Auditing Enforcement Releases
Wells Release
Tips & Complaints

Modified: 01/30/2013