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Litigation Releases Archives 2012
The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
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 SEC Litigation Releases RSS Feed
| Release No. |
Date |
Action |
| Fourth Quarter |
| LR-22582 |
Dec. 27, 2012 |
Rajat K. Gupta and Raj Rajaratnam
|
| LR-22581 |
Dec. 26, 2012 |
Thomas C. Conradt, et al.
See also: SEC Complaint
|
| LR-22580 |
Dec. 21, 2012 |
GLR Capital Management, LLC, GLR Advisors, LLC, John A. Geringer, and Relief Defendant GLR Growth Fund, L.P.
|
| LR-22579 |
Dec. 21, 2012 |
Danny Garber, Michael Manis, Kenneth Yellin, Jordan Feinstein, Aluma Holdings LLC, Azure Trading LLC, Coastal Group Holdings, Inc., Greyhawk Equities LLC, Leonidas Group Holdings LLC, The Leonidas Group LLC, Nismic Sales Corp., The OGP Group, Perlinda Enterprises LLC, Rio Sterling Holding LLC, Slow Train Holding LLC, and Spartan Group Holdings LLC
See also: SEC Complaint
|
| LR-22578 |
Dec. 21, 2012 |
Lee S. Rosen
See also: SEC Complaint
|
| LR-22577 |
Dec. 20, 2012 |
Rex T. Shelby, Scott Yeager, Kevin A. Howard and Michael W. Krautz; Schuyler M. Tilney and Thomas W. Davis
Other Release No.: AAER-3434
|
| LR-22576 |
Dec. 20, 2012 |
Eli Lilly and Company
See also: SEC Complaint
|
| LR-22575 |
Dec. 18, 2012 |
TheStreet, Inc., Eric Ashma, and Gregg Alwine and David Barnett
See also: SEC Complaint - TheStreet, Inc. and SEC Complaint - Eric Ashma
|
| LR-22574 |
Dec. 17, 2012 |
Spencer Pharmaceutical Inc., Jean-François Amyot, Maximilien Arella, Ian Morrice, IAB Media Inc., and Hilbroy Advisory Inc.
See also: Trading Suspension; SEC Complaint
|
| LR-22573 |
Dec. 14, 2012 |
Aletheia Research and Management, Inc. and Peter J. Eichler, Jr.
See also: SEC Complaint
|
| LR-22572 |
Dec. 14, 2012 |
BioChemics, Inc., et al.
See also: SEC Complaint
|
| LR-22571 |
Dec. 14, 2012 |
Deer Hill Financial Group, LLC, et al.
|
| LR-22570 |
Dec. 14, 2012 |
EagleEye Asset Management, LLC and Jeffrey A. Liskov
|
| LR-22569 |
Dec. 13, 2012 |
Tiger Asia Management, LLC, et al.
|
| LR-22568 |
Dec. 11, 2012 |
Zhou, et al.
See also: SEC Complaint
|
| LR-22567 |
Dec. 11, 2012 |
Steven B. Hart
See also: SEC Complaint
|
| LR-22566 |
Dec. 11, 2012 |
Premco Western, Inc., et al.
See also: SEC Complaint
|
| LR-22565 |
Dec. 11, 2012 |
Dwight Flatt and David Della Sciucca, Jr.
|
| LR-22564 |
Dec. 7, 2012 |
Eric Todd Seiden and Kamal Abdallah
|
| LR-22563 |
Dec. 7, 2012 |
InnoVida Holdings LLC, Claudio Osorio and Craig Toll
See also: SEC Complaint
|
| LR-22562 |
Dec. 7, 2012 |
Guy M. Jean-Pierre a/k/a Marcelo Dominguez de Guerra
See also: SEC Complaint
|
| LR-22561 |
Dec. 6, 2012 |
East Delta Resources Corp., Victor Sun, David Amsel and Mayer Amsel
|
| LR-22560 |
Dec. 6, 2012 |
Femenia et al.
See also: SEC Complaint
|
| LR-22559 |
Dec. 6, 2012 |
Glenn Grossman, Lawrence Steven Cohen, Shay Keren, and John Zanic
|
| LR-22558 |
Dec. 4, 2012 |
A.L. Waters Capital, LLC, et al.
|
| LR-22557 |
Dec. 3, 2012 |
Timothy S. Durham, et al.
|
| LR-22556 |
Dec. 3, 2012 |
Christopher W. Bass, Swiss Capital Harbor-USA, LLC, Swiss Capital Harbor Fund A Partners, L.P., Swiss Capital Harbor Fund B Partners, L.P., and Swiss Capital Harbor Fund C Partners, L.P.
|
| LR-22555 |
Nov. 30, 2012 |
Joseph P. Cillo
|
| LR-22554 |
Nov. 30, 2012 |
Igor Cornelsen and Bainbridge Group Inc.
See also: SEC Complaint
|
| LR-22553 |
Nov. 30, 2012 |
I. Joseph Massoud
See also: SEC Complaint
|
| LR-22552 |
Nov. 30, 2012 |
China North East Petroleum Holdings Limited, et al.
See also: SEC Complaint
|
| LR-22551 |
Nov. 30, 2012 |
David Ronald Allen, et al.
|
| LR-22550 |
Nov. 29, 2012 |
John H. Pamplin, Jr.
See also: SEC Complaint
|
| LR-22549 |
Nov. 29, 2012 |
Thomas C. Conradt, et al.
See also: SEC Complaint
|
| LR-22548 |
Nov. 29, 2012 |
Resources Planning Group, Inc., et al.
See also: SEC Complaint
|
| LR-22547 |
Nov. 28, 2012 |
Michael Van Gilder and Roger Parker
|
| LR-22546 |
Nov. 27, 2012 |
EagleEye Asset Management, LLC and Jeffrey A. Liskov
|
| LR-22545 |
Nov. 26, 2012 |
Berton M. Hochfeld et al.
|
| LR-22544 |
Nov. 26, 2012 |
Christopher S. Metcalf, Bozidar “Bob” Vukovich, and Pantera Petroleum, Inc.
|
| LR-22543 |
Nov. 26, 2012 |
Elaine M. Brown and Gary A. Prince
|
| LR-22542 |
Nov. 26, 2012 |
Greenstone Holdings, Inc., Virginia K. Sourlis, et al.
|
| LR-22541 |
Nov. 21, 2012 |
Brian H. Stoker
|
| LR-22540 |
Nov. 21, 2012 |
Edward S. Steffelin
|
| LR-22539 |
Nov. 21, 2012 |
CR Intrinsic Investors, LLC et al.
|
| LR-22538 |
Nov. 20, 2012 |
Christopher S. Metcalf, Bozidar "Bob" Vukovich, and Pantera Petroleum, Inc.
|
| LR-22537 |
Nov. 20, 2012 |
Joel I. Wilson et al.
See also: SEC Complaint
|
| LR-22536 |
Nov. 20, 2012 |
Jon Latorella and James Fields
|
| LR-22535 |
Nov. 19, 2012 |
John Lazorchak, et al.
See also: SEC Complaint
|
| LR-22534 |
Nov. 19, 2012 |
Stephen A. Colangelo, Jr.
See also: SEC Complaint
|
| LR-22533 |
Nov. 16, 2012 |
J.P. Morgan Securities LLC, EMC Mortgage, LLC, Bear Stearns Asset Backed Securities I, LLC, Structured Asset Mortgage Investments II, Inc., SACO I, Inc., and J.P. Morgan Acceptance Corporation I
|
| LR-22532 |
Nov. 16, 2012 |
Bruce L. Grossman and Jonathan R. Curshen
|
| LR-22531 |
Nov. 15, 2012 |
BP p.l.c.
See also: SEC Complaint
|
| LR-22530 |
Nov. 9, 2012 |
Anand Sekaran and Wasson Capital Advisors Ltd.
See also: SEC Complaint
|
| LR-22529 |
Nov. 9, 2012 |
Lee Cole, Linden Boyne, Kevin B. Donovan and Timothy Quintanilla
Other Release No.: AAER-3423
See also: SEC Complaint
|
| LR-22528 |
Nov. 9, 2012 |
James F. Ellis
See also: SEC Complaint
|
| LR-22527 |
Nov. 9, 2012 |
Aamer Abdullah
|
| LR-22526 |
Nov. 8, 2012 |
Stanley B. McDuffie (f/k/a Stanley Roberson and Stanley Battle) and Jilapuhn, Inc., d/b/a Her Majesty's Credit Union, LLC
|
| LR-22525 |
Nov. 1, 2012 |
Adam Bielski
|
| LR-22524 |
Oct. 31, 2012 |
Thomas P. Flanagan., et al.
|
| LR-22523 |
Oct. 26, 2012 |
Kris Chellam
|
| LR-22522 |
Oct. 26, 2012 |
Van Gilder
|
| LR-22521 |
Oct. 26, 2012 |
MedLink International, Inc., Aurelio Vuono and James Rose
Other Release No.: AAER-3422
|
| LR-22520 |
Oct. 26, 2012 |
Michael H. Johnson
Other Release No.: AAER-3421
See also: SEC Complaint
|
| LR-22519 |
Oct. 25, 2012 |
Frank A. LoBue
See also: SEC Complaint
|
| LR-22518 |
Oct. 23, 2012 |
James C. Mulholland, Jr. and Thomas S. Mulholland
See also: SEC Complaint
|
| LR-22517 |
Oct. 19, 2012 |
Joseph Pacifico
Other Release No.: AAER-3418
See also: SEC Complaint
|
| LR-22516 |
Oct. 19, 2012 |
Irwin Boock, et al.
|
| LR-22515 |
Oct. 19, 2012 |
Well Advantage Limited, et al.
|
| LR-22514 |
Oct. 18, 2012 |
Geoffrey H. Lunn, Darlene A. Bishop and Vincent G. Curry
See also: SEC Complaint
|
| LR-22513 |
Oct. 18, 2012 |
Joseph J. Monterosso, et. al.
Other Release No.: AAER-3417
|
| LR-22512 |
Oct. 18, 2012 |
A.L. Waters Capital, LLC, et al.
|
| LR-22511 |
Oct. 17, 2012 |
The Investors Registry, LLC, and Michael J. Southworth
See also: SEC Complaint
|
| LR-22510 |
Oct. 17, 2012 |
Yorkville Advisors, LLC, Mark Angelo and Edward Schinik
See also: SEC Complaint
|
| LR-22509A |
Oct. 15, 2012 |
James B. Catledge, Derek F.C. Elliott, EMI Resorts (S.V.G.) Inc., EMI Sun Village, Inc. and Sun Village Juan Dolio, Inc.
See also: SEC Complaint
|
| LR-22508 |
Oct. 12, 2012 |
All Know Holdings Ltd., et al.
See also: SEC Complaint
|
| LR-22507 |
Oct. 12, 2012 |
James L. Douglas a/k/a James L. Cooper
|
| LR-22506 |
Oct. 4, 2012 |
James S. Quay and Jeffrey A. Quay
See also: SEC Complaint
|
| LR-22505 |
Oct. 4, 2012 |
Lion Capital Management, LLC and Hausmann-Alain Banet
See also: SEC Complaint
|
| LR-22504 |
Oct. 3, 2012 |
GEI Financial Services, Inc., Norman Goldstein, and Laurie Gatherum
See also Complaints: GEI Financial Services and Lion Capital Management
|
| LR-22503 |
Oct. 3, 2012 |
Joseph Hilton, f/k/a Joseph Yurkin, Pacific Northwestern Energy LLC, Rock Castle Drilling Fund LP, Rock Castle Drilling Fund II LP, and New Horizon Publishing Inc.
See also: SEC Complaint
|
| LR-22502 |
Oct. 1, 2012 |
Michael W. Perry et al.
|
| LR-22501 |
Oct. 1, 2012 |
Sunrise Solar Corporation, Eddie D. Austin, Jr., and Carolyn Austin
See also: SEC Complaint
|
| Third Quarter |
| LR-22500 |
Sep. 28, 2012 |
Subramanian Krishnan
Other Release No.: AAER-3414
See also: SEC Complaint
|
| LR-22499 |
Sep. 28, 2012 |
Irwin Boock, et al.
|
| LR-22498 |
Sep. 27, 2012 |
Glenn Grossman, Lawrence Steven Cohen, Shay Keren, and John Zanic
|
| LR-22497 |
Sep. 27, 2012 |
Jauyo ("Jason") Lee and Victor Chen
See also: SEC Complaint
|
| LR-22496 |
Sep. 27, 2012 |
Bradley A. Holcom and Jose L. Pinedo
See also: SEC Complaint - Holcom and SEC Complaint - Pinedo
|
| LR-22495 |
Sep. 27, 2012 |
8000, Inc., Jonathan E. Bryant, Thomas J. Kelly, and Carl N. Duncan, Esq.
See also: SEC Complaint
|
| LR-22494 |
Sep. 26, 2012 |
David Gengler, Lashaico, et al.
|
| LR-22493 |
Sep. 25, 2012 |
Gilbert G. Lundstrom et al. and Don A. Langford
Other Release No.: AAER-3410
See also: Lundstrom Complaint and Langford Complaint
|
| LR-22492 |
Sep. 24, 2012 |
Rudolf D. Pameijer, et al.
See also: SEC Complaint
|
| LR-22491 |
Sep. 24, 2012 |
Tyco International Ltd.
Other Release No.: AAER-3409
See also: SEC Complaint
|
| LR-22490 |
Sep. 24, 2012 |
David L. Rothman
See also: SEC Complaint
|
| LR-22489 |
Sep. 21, 2012 |
Revolutions Medical Corp. and Rondald L. Wheet
See also: SEC Complaint
|
| LR-22488 |
Sep. 21, 2012 |
Edward Tackaberry
|
| LR-22487 |
Sep. 21, 2012 |
Yusaf Jawed, Grifphon Asset Management, LLC, Grifphon Holdings, LLC, and Robert P. Custis; Jacques Nichols; Lyman Bruhn, Pearl Asset Management, LLC, and Sasquatch Capital Management, LLC
See also: SEC Complaint vs. Jawed et al.; SEC Complaint vs. Nichols; SEC Complaint vs. Bruhn et al.
|
| LR-22486 |
Sep. 21, 2012 |
Waldyr Da Silva Prado Neto
See also: SEC Complaint
|
| LR-22485 |
Sep. 19, 2012 |
Angelo A. Alleca, et al.
See also: SEC Complaint
|
| LR-22484 |
Sep. 18, 2012 |
Bruce Cole and Nanette Cole
See also: SEC Complaint
|
| LR-22483 |
Sep. 18, 2012 |
Mantria Corporation et al.
|
| LR-22482 |
Sep. 17, 2012 |
Freedom Environmental Services, Inc., et al.
Other Release No.: AAER-3413
See also: SEC Complaint
|
| LR-22481 |
Sep. 17, 2012 |
Gilbert Fiorentino
Other Release No.: AAER-3416
See also: SEC Complaint
|
| LR-22480 |
Sep. 13, 2012 |
Joseph M. Braas, et al.
|
| LR-22479 |
Sep. 13, 2012 |
Deer Hill Financial Group, LLC, et al.
See also: SEC Complaint
|
| LR-22478 |
Sep. 10, 2012 |
Bio Defense Corporation, et al.
See also: SEC Complaint
|
| LR-22477 |
Sep. 10, 2012 |
ICP Asset Management, LLC, ICP Securities, LLC, Institutional Credit Partners, LLC, Thomas C. Priore, Lori A. Priore, and Bertrand H. Smyers
|
| LR-22476 |
Sep. 10, 2012 |
Louis V. Schooler and First Financial Planning Corporation d/b/a Western Financial Planning Corporation
|
| LR-22475 |
Sep. 10, 2012 |
Worldwide Energy and Manufacturing USA, Inc. et al.
See also: SEC Complaint
|
| LR-22474 |
Sep. 6, 2012 |
Arthur H. Reed and Allan F. Derusha
See also: SEC Complaint
|
| LR-22473 |
Sep. 6, 2012 |
Renee White Fraser
See also: SEC Complaint
|
| LR-22472 |
Sep. 6, 2012 |
James C. Howard III, Michael R. Casey, and Louis N. Gallo III, Defendants and Sutton Capital, LLC, J&W Trading, LLC, American Financial Solutions, LLC, and Minjo Corporation, Relief Defendants
See also: SEC Complaint
|
| LR-22471 |
Sep. 5, 2012 |
Hyung Lim
See also: SEC Complaint
|
| LR-22470 |
Sep. 4, 2012 |
China Sky One Medical, Inc. and Yan-qing Liu
Other Release No.: AAER-3404
See also: SEC Complaint
|
| LR-22469 |
Sep. 4, 2012 |
R. Jeffrey Rooks
See also: SEC Complaint
|
| LR-22468 |
Sep. 4, 2012 |
Thomas D. Melvin et al.
See also: SEC Complaint
|
| LR-22467 |
Sep. 4, 2012 |
Casey D. Jackson
See also: SEC Complaint
|
| LR-22466 |
Sep. 4, 2012 |
Ashley J. Coots
See also: SEC Complaint
|
| LR-22465 |
Sep. 4, 2012 |
C. Roan Berry
See also: SEC Complaint
|
| LR-22464 |
Aug. 31, 2012 |
Clay Capital Management, LLC, et al.
|
| LR-22463 |
Aug. 31, 2012 |
Anthony K. Welch
See also: SEC Complaint
|
| LR-22462 |
Aug. 29, 2012 |
Fabrizio Neves, et al.
See also: SEC Complaint
|
| LR-22461 |
Aug. 29, 2012 |
Wwebnet, Inc. and Robert L. Kelly
See also: SEC Complaint
|
| LR-22460 |
Aug. 27, 2012 |
Gary R. Marks
See also: SEC Complaint
|
| LR-22459 |
Aug. 27, 2012 |
Jeffrey L. Mowen, et al.
|
| LR-22458 |
Aug. 24, 2012 |
Eric Martin, Defendant and Robin Martin, Relief Defendant
|
| LR-22457 |
Aug. 23, 2012 |
Edward Bronson, et al.
|
| LR-22456 |
Aug. 22, 2012 |
Rex Venture Group LLC et al.
See also: SEC Complaint
|
| LR-22455 |
Aug. 21, 2012 |
James L. Lieberman
See also: SEC Complaint
|
| LR-22454 |
Aug. 21, 2012 |
Ricardo Bonilla Rojas and Shadai Yire, Inc.
See also: SEC Complaint
|
| LR-22453 |
Aug. 17, 2012 |
James M. Donnan, III and Gregory L. Crabtree
See also: SEC Complaint
|
| LR-22452 |
Aug. 17, 2012 |
Yossef Kahlon, et al.
See also: SEC Complaint
|
| LR-22451 |
Aug. 17, 2012 |
James V. Mazzo, David L. Parker and Eddie C. Murray
See also: SEC Complaint
|
| LR-22450 |
Aug. 16, 2012 |
Oracle Corporation
See also: SEC Complaint
|
| LR-22449 |
Aug. 15, 2012 |
Bridge Premium Finance, LLC, Michael J. Turnock and William P. Sullivan, II, Defendants
|
| LR-22448 |
Aug. 14, 2012 |
Petro-Suisse Ltd. and Mark Gasarch
See also: SEC Complaint
|
| LR-22447 |
Aug. 14, 2012 |
Avanti Capital Partners, LLC, et al
See also: SEC Complaint
|
| LR-22446 |
Aug. 14, 2012 |
Alero Odell Mack, Jr., et al.
|
| LR-22445 |
Aug. 14, 2012 |
Thomas D. Coldicutt, Jr., et al.
See also: SEC Complaint
|
| LR-22444 |
Aug. 10, 2012 |
Edward M. Laborio et al.
See also: SEC Complaint
|
| LR-22443 |
Aug. 10, 2012 |
Nancy Shao Wen Chu, et al.
|
| LR-22442 |
Aug. 10, 2012 |
Ronald D. Brooks
See also: SEC Complaint
|
| LR-22441 |
Aug. 9, 2012 |
Thomas P. Flanagan, et al.
|
| LR-22440 |
Aug. 8, 2012 |
Heart Tronics, Inc., et al.
|
| LR-22439 |
Aug. 8, 2012 |
R. Brooke Dunn and Nicholas P. Howey
|
| LR-22438 |
Aug. 8, 2012 |
Pfizer Inc. / Wyeth LLC
Other Release No.: AAER-3399
|
| LR-22437 |
Aug. 7, 2012 |
The Companies (TC), LLC, et al.
See also: SEC Complaint
|
| LR-22436 |
Aug. 6, 2012 |
Well Advantage Limited, et al.
See also: SEC Complaint
|
| LR-22435 |
Aug. 6, 2012 |
Inofin, Inc. et al.
|
| LR-22434 |
Aug. 3, 2012 |
Joseph McVicker
See also: SEC Complaint
|
| LR-22433 |
Aug. 3, 2012 |
Robert D. Ramnarine
See also: SEC Complaint
|
| LR-22432 |
Aug. 2, 2012 |
Mark Leslie et al.
Other Release No.: AAER-3397
|
| LR-22431 |
Aug. 2, 2012 |
Phillip W. Offill, Jr., et al.
|
| LR-22430 |
Jul. 30, 2012 |
Siris, et al. and Hu, et al.
See also: Complaint Against Peter Siris et al. and Complaint Against Alan Sheinwald et al.
|
| LR-22429 |
Jul. 30, 2012 |
Michael A. Bodanza et al.
See also: SEC Complaint
|
| LR-22428 |
Jul. 30, 2012 |
Well Advantage Limited et al.
|
| LR-22427 |
Jul. 30, 2012 |
Emanuel L. Sarris, Sr. and Sarris Financial Group, Inc.
See also: SEC Complaint
|
| LR-22426 |
Jul. 30, 2012 |
LocatePlus Holdings Corporation, Jon Latorella and James Fields
|
| LR-22425 |
Jul. 27, 2012 |
Doyle Scott Elliott, Scott Elliott, Inc., Michael J. Xirinachs, Emerald Asset Advisors LLC, Robert L. Weidenbaum, and CLX & Associates, Inc.
|
| LR-22424 |
Jul. 25, 2012 |
Ronald Feldstein |
| LR-22423 |
Jul. 25, 2012 |
Ladislav "Larry" Schvacho |
| LR-22422 |
Jul. 25, 2012 |
Renee Marie Brown, et al. |
| LR-22421 |
Jul. 25, 2012 |
Dynkowski, et al. |
| LR-22420 |
Jul. 23, 2012 |
Jerry S. Williams, Monk’s Den, LLC, and First In Awareness, LLC
See also: SEC Complaint
|
| LR-22419 |
Jul. 20, 2012 |
Manouchehr Moshayedi
See also: SEC Complaint
|
| LR-22418 |
Jul. 19, 2012 |
David Ronald Allen, et al.
|
| LR-22417 |
Jul. 19, 2012 |
Mizuho Securities USA Inc.
|
| LR-22416 |
Jul. 17, 2012 |
3 Eagles Research & Development LLC, Harry Dean Proudfoot III, Matthew Dale Proudfoot, Laurie Anne Vrvilo and Dennis Ashley Bukantis
See also: SEC Complaint
|
| LR-22415 |
Jul. 16, 2012 |
Kimon P. Daifotis and Randall Merk
|
| LR-22414 |
Jul. 12, 2012 |
Rodney R. Schoemann
|
| LR-22413 |
Jul. 10, 2012 |
Apparao Mukkamala, Suresh Anne, Jitendra Prasad Katneni, Mallikarjunarao Anne, and Rao A.K. Yalamanchili
See also: SEC Complaint
|
| LR-22412 |
Jul. 10, 2012 |
Orthofix International N.V.
See also: SEC Complaint
|
| LR-22411 |
Jul. 9, 2012 |
Florin S. Ilovici, et al.
|
| LR-22410 |
Jul. 6, 2012 |
Axius, Inc., Roland Kaufmann, and Jean-Pierre Neuhaus
See also: SEC Complaint
|
| LR-22409 |
Jul. 3, 2012 |
Aubrey Lee Price, et al.
See also: SEC Complaint
|
| LR-22408 |
Jul. 3, 2012 |
Gold Standard Mining Corp.
Other Release No.: AAER-3401
See also: SEC Complaint
|
| Second Quarter |
| LR-22407 |
Jun. 29, 2012 |
Peter Madoff
|
| LR-22406 |
Jun. 28, 2012 |
Small Business Capital Corp., et al.
See also: SEC Complaint
|
| LR-22405 |
Jun. 28, 2012 |
FalconStor Software, Inc.
Other Release No.: AAER-3392
|
| LR-22404 |
Jun. 28, 2012 |
H. Clayton Peterson et al.
|
| LR-22403 |
Jun. 28, 2012 |
Harbinger Capital Partners LLC et al.
|
| LR-22402 |
Jun. 27, 2012 |
AMMB Consultant Sendirian Berhad
|
| LR-22401 |
Jun. 27, 2012 |
Tai Nguyen
See also: SEC Complaint
|
| LR-22400 |
Jun. 25, 2012 |
Manuel M. Bello, Ayuda Equity Funding, LLC, and AmeriFund Capital Holdings, LLC
See also: SEC Complaint
|
| LR-22399 |
Jun. 25, 2012 |
Gurudeo Persaud
See also: SEC Complaint
|
| LR-22398 |
Jun. 25, 2012 |
Ralph R. Cioffi and Matthew M. Tannin
|
| LR-22397 |
Jun. 25, 2012 |
Lawrence R. Goldfarb and Baystar Capital Group, LLC
|
| LR-22396 |
Jun. 20, 2012 |
Gary J. Martel, d/b/a Martel Financial Group, and MFG Funding
See also: SEC Complaint
|
| LR-22395 |
Jun. 18, 2012 |
James Clements and Zeina Smidi
|
| LR-22394 |
Jun. 18, 2012 |
LocatePlus Holdings Corporation, Jon Latorella and James Fields
|
| LR-22393 |
Jun. 13, 2012 |
Jeffrey L. Mowen, Thomas R. Fry, Bevan J. Wilde, Gary W. Hansen, Michael G. Butcher, James B. Mooring, David G. Bartholomew, and Michael W. Averett
|
| LR-22392 |
Jun. 12, 2012 |
Benjamin Daniel DeHaan and Lighthouse Financial Partners, LLC
|
| LR-22391 |
Jun. 12, 2012 |
Bryan Arias, et al.
See also: SEC Complaint
|
| LR-22390 |
Jun. 11, 2012 |
Benjamin Daniel DeHaan and Lighthouse Financial Partners, LLC
See also: SEC Complaint
|
| LR-22389 |
Jun. 4, 2012 |
Yan K. Skwara and US Farms, Inc. et al.
|
| LR-22388 |
Jun. 1, 2012 |
Rajnish K. Das and Stormy L. Dean
|
| LR-22387 |
Jun. 1, 2012 |
Charles E. Mazur, Jr. et al.
See also: SEC Complaint
|
| LR-22386 |
Jun. 1, 2012 |
Brian Raymond Callahan et al.
See also: SEC Complaint
|
| LR-22385 |
Jun. 1, 2012 |
Steven H. Bethke
See also: SEC Complaint
|
| LR-22384 |
Jun. 1, 2012 |
James Roland Dial et al
See also: SEC Complaint
|
| LR-22383 |
May 31, 2012 |
George G. Levin and Frank J. Preve
|
| LR-22382 |
May 31, 2012 |
James B. Catledge, Derek F.C. Elliott, EMI Resorts (S.V.G.) Inc., EMI Sun Village, Inc. and Sun Village Juan Dolio, Inc.
See also: SEC Complaint
|
| LR-22381 |
May 30, 2012 |
Mark A. Lefkowitz, Compass Capital Group, Inc., Mark A. Lopez, Unico, Inc., Steven R. Peacock, Shane H. Traveller, and Advanced Cell Technology, Inc.
See also: SEC Complaint
|
| LR-22380 |
May 30, 2012 |
Richard DeMaria
See also: SEC Complaint
|
| LR-22379 |
May 29, 2012 |
The BISYS Group, Inc. and Steven Wevodau
|
| LR-22378 |
May 29, 2012 |
Compania International Financiera S.A., et al.
|
| LR-22377 |
May 29, 2012 |
New Futures Trading International Corporation and Henry Roche
|
| LR-22376 |
May 29, 2012 |
Jorge Gomez and Roberto Aleph Espinosa
See also: SEC Complaint
|
| LR-22375 |
May 24, 2012 |
GLR Capital Management, LLC, GLR Advisors, LLC, Geringer, Luck & Rode LLC, John A. Geringer, and Relief Defendant GLR Growth Fund, L.P.
See also: SEC Complaint
|
| LR-22374 |
May 24, 2012 |
Stephen H. Guth
See also: SEC Complaint
|
| LR-22373 |
May 22, 2012 |
David M. Connolly
|
| LR-22372 |
May 22, 2012 |
Reema D. Shah and Robert W. Kwok
|
| LR-22371 |
May 18, 2012 |
Mark F. Spangler and The Spangler Group, Inc.
See also: SEC Complaint
|
| LR-22370 |
May 16, 2012 |
Nicholas Louis Geranio, et al.
See also: SEC Complaint
|
| LR-22369 |
May 15, 2012 |
Former CEO of Presstek, Inc. Settles Regulation FD Charges
|
| LR-22368 |
May 14, 2012 |
China Natural Gas, Inc. and Qinan Ji
See also: SEC Complaint
|
| LR-22367 |
May 11, 2012 |
Frank Lynn Blystone
See also: SEC Complaint
|
| LR-22366 |
May 11, 2012 |
Global Development & Environmental Resources, Inc., et al.
|
| LR-22365 |
May 11, 2012 |
Apartments America, LLC, Michael J. Stewart, John J. Packard, Randall A. Smith
See also: SEC Complaint
|
| LR-22364 |
May 10, 2012 |
Dr. Bobby V. Khan
See also: SEC Complaint
|
| LR-22363 |
May 10, 2012 |
David Blech and Margaret Chassman
|
| LR-22362 |
May 9, 2012 |
Kwame M. Kilpatrick, et al.
See also: SEC Complaint
|
| LR-22361 |
May 8, 2012 |
Gerald D. Kegley, et al.
See also: SEC Complaint
|
| LR-22360A |
May 8, 2012 |
Mohammed Mark Amin, Robert Reza Amin, Michael Mahmood Amin, Sam Saeed Pirnazar, Mary Teresa Coley, and Ali Tashakori
|
| LR-22359 |
May 8, 2012 |
James Tambone et al.
|
| LR-22358 |
May 8, 2012 |
Mark Anthony Longoria, et al.
|
| LR-22357 |
May 7, 2012 |
Angela Milliard et al.
See also: SEC Complaint
|
| LR-22356 |
May 4, 2012 |
A.L. Waters Capital, LLC, et al.
|
| LR-22355 |
May 2, 2012 |
Michael Lauer
|
| LR-22354 |
May 1, 2012 |
Darlene Nelson Powell and Robert Eldridge
|
| LR-22353 |
May 1, 2012 |
RKC Capital Management, LLC, RKC Capital, LLC, and Russell K. Cannon
See also: SEC Complaint
|
| LR-22352 |
May 1, 2012 |
Christel S. Scucci, et al.
See also: SEC Complaint
|
| LR-22351 |
Apr. 30, 2012 |
e-Smart Technologies, Inc., et al.
|
| LR-22350 |
Apr. 30, 2012 |
Michael J. McNerney
See also: SEC Complaint
|
| LR-22349 |
Apr. 30, 2012 |
Locke Capital Management, Inc. and Leila C. Jenkins
|
| LR-22348 |
Apr. 30, 2012 |
Usee, Inc., et al
See also: SEC Complaint
|
| LR-22347 |
Apr. 27, 2012 |
James Putman., et al.
|
| LR-22346 |
Apr. 25, 2012 |
Garth R. Peterson
Other Release No.: AAER-3384
See also: SEC Complaint
|
| LR-22345 |
Apr. 25, 2012 |
Matthew H. Kluger and Garrett D. Bauer
See also: SEC Complaint
|
| LR-22344 |
Apr. 24, 2012 |
Option One Mortgage Corporation n/k/a Sand Canyon Corporation
See also: SEC Complaint
|
| LR-22343 |
Apr. 24, 2012 |
Allen E. Weintraub and AWMS Acquisition, Inc., d/b/a Sterling Global Holdings
|
| LR-22342 |
Apr. 23, 2012 |
ARVCO Capital Research, LLC, et al.
|
| LR-22341 |
Apr. 23, 2012 |
SinoTech Energy Limited, Qingzeng Liu, Guoqiang Xin, and Boxun Zhang
|
| LR-22340 |
Apr. 23, 2012 |
Marco Glisson
|
| LR-22339 |
Apr. 20, 2012 |
Thomas Edward Hunter and Alexander John Hunter
See also: SEC Complaint
|
| LR-22338 |
Apr. 18, 2012 |
Don W. Watson, Edward W. O’Brien, and Gary M. Opper
Other Release No.: AAER-3382
|
| LR-22337 |
Apr. 17, 2012 |
Michael Anthony Gonzalez
See also: SEC Complaint
|
| LR-22336 |
Apr. 18, 2012 |
William J. Reilly
|
| LR-22335 |
Apr. 18, 2012 |
John J. Todd, Robert D. Manza, and Jeffrey Weitzen
|
| LR-22334 |
Apr. 17, 2012 |
Phillip W. Offill, Jr., et al.
|
| LR-22333 |
Apr. 17, 2012 |
Petr Murmylyuk
See also: SEC Complaint
|
| LR-22332 |
Apr. 16, 2012 |
Provident Capital Indemnity, Ltd., Minor Vargas Calvo, Jorge L. Castillo, and Relief Defendant Desarrollos Comerciales Ronim, S.A.
|
| LR-22331 |
Apr. 13, 2012 |
Shervin Neman and Neman Financial, Inc. , et al.
See also: SEC Complaint
|
| LR-22330 |
Apr. 13, 2012 |
City Capital Corporation et al.
See also: SEC Complaint
|
| LR-22329 |
Apr. 11, 2012 |
Robert Stinson, Jr.
|
| LR-22328 |
Apr. 11, 2012 |
Spyglass Equity Systems, Inc., et al
|
| LR-22327 |
Apr. 11, 2012 |
Kenneth A. Dachman, et al.
|
| LR-22326 |
Apr. 11, 2012 |
AutoChina International Limited et al.
|
| LR-22325 |
Apr. 10, 2012 |
Spyridon Adondakis et al.
|
| LR-22324 |
Apr. 6, 2012 |
James Li (a/k/a Ching Hua Li), Thomas Chow (a/k/a Man Kit Chow), Roger Kao (a/k/a Chao Chun Kao), Christopher Liu (a/k/a Chi Lei Liu), and Wayne A. Pratt
|
| LR-22323 |
Apr. 6, 2012 |
Van et al.
See also: SEC Complaint
|
| LR-22322 |
Apr. 6, 2012 |
Aragon Capital Advisors, LLC, et al.
|
| LR-22321 |
Apr. 6, 2012 |
Anthony J. Nocella and J. Russell McCann
Other Release No.: AAER-3378
See also: SEC Complaint
|
| LR-22320 |
Apr. 6, 2012 |
Siming Yang, et al.
See also: SEC Complaint
|
| LR-22319 |
Apr. 6, 2012 |
George Elia and International Consultants & Investment Group Ltd. Corp. as Defendants, and 212 Entertainment Club, Inc. and Elia Realty, Inc., as Relief Defendants
See also: SEC Complaint
|
| LR-22318 |
Apr. 5, 2012 |
Gaston E. Cantens
|
| LR-22317 |
Apr. 5, 2012 |
Online-Registries, Inc. and David Stern
|
| LR-22316 |
Apr. 3, 2012 |
Global Development & Environmental Resources, Inc., et al.
|
| LR-22315 |
Apr. 2, 2012 |
Michael A. Baker and Michael T. Gluk
|
| First Quarter |
| LR-22314 |
Mar. 30, 2012 |
Pentagon Capital Management PLC et al.
|
| LR-22313 |
Mar. 30, 2012 |
Frederick S. Schiff and Richard J. Lane
|
| LR-22312 |
Mar. 30, 2012 |
Quorne Limited and Michael Sarkesian
See also: SEC Complaint
|
| LR-22311 |
Mar. 27, 2012 |
Brian Raymond Callahan, Horizon Global Advisors Ltd. and Horizon Global Advisors, LLC
|
| LR-22310 |
Mar. 27, 2012 |
Matthew J. Gagnon
|
| LR-22309 |
Mar. 27, 2012 |
John M. Cinderey
See also: SEC Complaint
|
| LR-22308 |
Mar. 27, 2012 |
Mark Anthony Longoria, et al.
|
| LR-22307 |
Mar. 26, 2012 |
David L. Marion and International Rarities Holdings, Inc.
See also: SEC Complaint
|
| LR-22306 |
Mar. 26, 2012 |
Biomet, Inc.
Other Release No.: AAER-3374
See also: SEC Complaint
|
| LR-22305 |
Mar. 23, 2012 |
Wells Fargo & Company
|
| LR-22304 |
Mar. 22, 2012 |
Mark Leslie, Kenneth E. Lonchar, Paul A. Sallaberry, Michael M. Cully, and Douglas S. Newton
Other Release No.: AAER-3373
|
| LR-22303 |
Mar. 22, 2012 |
Andrew Franz
|
| LR-22302 |
Mar. 22, 2012 |
Andrey C. Hicks and Locust Offshore Management, LLC, as Defendants, and Locust Offshore Fund, Ltd., as Relief Defendant
|
| LR-22301 |
Mar. 21, 2012 |
James Michael Murray
|
| LR-22300 |
Mar. 20, 2012 |
Brian Hollnagel and BCI Aircraft Leasing, Inc.
|
| LR-22299 |
Mar. 20, 2012 |
Cutillo et al.
|
| LR-22298 |
Mar. 19, 2012 |
AXA Rosenberg
|
| LR-22297 |
Mar. 19, 2012 |
Thomas C. Hardin and Lanexa Management, LLC
|
| LR-22296 |
Mar. 16, 2012 |
SW Argyll Investments, LLC
|
| LR-22295 |
Mar. 16, 2012 |
Noah J. Griggs, Jr.
|
| LR-22294 |
Mar. 15, 2012 |
James J. Konaxis
|
| LR-22293 |
Mar. 15, 2012 |
Sherif Mityas
|
| LR-22292 |
Mar. 14, 2012 |
Frank Mazzola et al.
|
| LR-22291 |
Mar. 14, 2012 |
Neal R. Greenberg
|
| LR-22290 |
Mar. 14, 2012 |
Mark A. Jackson and James J. Ruehlen; Thomas F. O�Rourke
Other Release No.: AAER-3371
|
| LR-22289 |
|
(Intentionally omitted)
|
| LR-22288 |
Mar. 14, 2012 |
Timothy J. McGee, et al.
See also: SEC Complaint
|
| LR-22287 |
Mar. 13, 2012 |
Larry Goldstone, Clarence Simmons, and Jane Starrett
Other Release No.: AAER-3370
See also: SEC Complaint
|
| LR-22286 |
Mar. 13, 2012 |
United American Ventures, LLC, et al
|
| LR-22285 |
Mar. 13, 2012 |
Fernando J. Espuelas et al.
Other Release No.: AAER-3369
|
| LR-22284 |
Mar. 12, 2012 |
Alissa Joelle Kueng
|
| LR-22283 |
(Intentionally omitted)
|
| LR-22282A |
Mar. 12, 2012 |
Kevan D. Acord, et al.
|
| LR-22281 |
Mar. 9, 2012 |
Edward V. Ellis, Sr. and Jennifer L. Seidel
See also: SEC Complaint
|
| LR-22280 |
Mar. 9, 2012 |
Steven J. Harrold
See also: SEC Complaint
|
| LR-22279 |
Mar. 8, 2012 |
Koss Corporation and Michael J. Koss
Other Release No.: AAER-3368
|
| LR-22278 |
Mar. 7, 2012 |
Prime Star Group, Inc., et al.
See also: SEC Complaint
|
| LR-22277 |
Mar. 6, 2012 |
Brookstreet Securities Corp. and Stanley C. Brooks
|
| LR-22276 |
Mar. 6, 2012 |
Rajnish K. Das and Stormy L. Dean
|
| LR-22275 |
Mar. 6, 2012 |
Brian Raymond Callahan, Horizon Global Advisors Ltd. and Horizon Global Advisors, LLC
See also: SEC Complaint
|
| LR-22274 |
Mar. 5, 2012 |
William F. Duncan and John M. Williams
|
| LR-22273 |
Mar. 1, 2012 |
Marleen Jantzen and John Jantzen
|
| LR-22272 |
Feb. 28, 2012 |
Frank T. Noyes, et al.
|
| LR-22271 |
Feb. 28, 2012 |
Robert S. Woodruff, et al.
|
| LR-22266A |
Feb. 27, 2012 |
Jeremy Blackburn and Anthony Banas
|
| LR-22270 |
Feb. 24, 2012 |
Mark Anthony Longoria, et al.
|
| LR-22269 |
Feb. 24, 2012 |
Gregory N. McKnight, et al.
|
| LR-22268 |
Feb. 24, 2012 |
Magnum d�Or Resources, Inc., et al.
|
| LR-22267 |
Feb. 23, 2012 |
Robert Glenn Bard, et al.
|
| LR-22266 |
Feb. 23, 2012 |
Jeremy Blackburn and Anthony Banas
|
| LR-22265 |
Feb. 23, 2012 |
The BISYS Group, Inc.
|
| LR-22264 |
Feb. 22, 2012 |
Ming Zhao and Liping Zhu
See also: SEC Complaint
Other Release No.: AAER-3372
|
| LR-22263 |
Feb. 21, 2012 |
Verde Retirement LLC, Verde FX Nevada, LLC, Covenant Capital Partners, and Steven L. Hamilton
See also: SEC Complaint
|
| LR-22262 |
Feb. 17, 2012 |
Pentagon Capital Management PLC et al.
|
| LR-22261 |
Feb. 17, 2012 |
John Kinnucan and Broadband Research Corporation
See also: SEC Complaint
|
| LR-22260 |
Feb. 16, 2012 |
CytoCore, Inc., et al
|
| LR-22259 |
Feb. 15, 2012 |
Brenda A. Eschbach
See also: SEC Complaint
|
| LR-22258 |
Feb. 15, 2012 |
Venulum Ltd., et al.
|
| LR-22257 |
Feb. 13, 2012 |
Douglas F. Whitman and Whitman Capital, LLC
|
| LR-22256 |
Feb. 10, 2012 |
Dynkowski
|
| LR-22255 |
Feb. 10, 2012 |
Brent C. Bankosky
See also: SEC Complaint
|
| LR-22254 |
Feb. 6, 2012 |
Kenneth A. Dachman, Scott A. Wolf and Stone Lion Management, Inc.
See also: SEC Complaint
|
| LR-22253 |
Feb. 6, 2012 |
W. Anthony Huff, Defendant-Appellant, and Sheri Huff and Midwest Merger Management, LLC, Relief Defendants-Appellants
|
| LR-22252 |
Feb. 6, 2012 |
Smith & Nephew PLC
Other Release No.: AAER-3363
See also: SEC Complaint
|
| LR-22251 |
Feb. 3, 2012 |
Todd Leslie Treadway
|
| LR-22250 |
Feb. 2, 2012 |
Cutillo et al.
|
| LR-22249 |
Feb. 2, 2012 |
Lloyd V. Barriger
|
| LR-22248 |
Feb. 2, 2012 |
Robert J. Therrien
|
| LR-22247 |
Feb. 1, 2012 |
Kareem Serageldin et al.
|
| LR-22246 |
Jan. 31, 2012 |
Christopher T. Vulliez, et al.
|
| LR-22245 |
Jan. 31, 2012 |
Francisco Illarramendi, Highview Point Partners, LLC and Michael Kenwood Capital Management, LLC, as Defendants, and Highview Point Master Fund, Ltd., Highview Point Offshore, Ltd., Highview Point LP, Michael Kenwood Asset Management, LLC, Michael Kenwood Energy and Infrastructure LLC, and MKEI Solar, LP, as Relief Defendants
|
| LR-22244 |
Jan. 31, 2012 |
John J. Todd, Robert D. Manza, and Jeffrey Weitzen
|
| LR-22243 |
Jan. 30, 2012 |
Robert Chiu (a/k/a Chi Hung Chiu); James Li (a/k/a Ching Hua Li), Thomas Chow (a/k/a Man Kit Chow), Roger Kao (a/k/a Chao Chun Kao), Christopher Liu (a/k/a Chi Lei Liu), and Wayne A. Pratt
Other Release No.: AAER-3360
See also: SEC Complaint
|
| LR-22242 |
Jan. 30, 2012 |
Marcin Malarz et al.
|
| LR-22241 |
Jan. 30, 2012 |
Richard J. Senior et al. and Brian S. Moore
See also: SEC Complaint v. Senior et al.; SEC Complaint v. Moore
|
| LR-22240 |
Jan. 26, 2012 |
First Resource Group LLC, and David H. Stern
See also: SEC Complaint
|
| LR-22239 |
Jan. 26, 2012 |
Integrity Financial AZ, LLC, Steven R. Long, Stanley M. Paulic, Walter W. Knitter, and Robert C. Koeller
|
| LR-22238 |
Jan. 26, 2012 |
Igors Nagaicevs
See also: SEC Complaint
|
| LR-22237 |
Jan. 25, 2012 |
Len A. Familant and Paul V. Greene
Other Release No.: AAER-3356
See also: SEC Complaint
|
| LR-22236 |
Jan. 25, 2012 |
Mark Anthony Longoria, et al.
|
| LR-22235 |
Jan. 25, 2012 |
(Intentionally omittted)
|
| LR-22234 |
Jan. 24, 2012 |
Robert Ward, Benjamin Lewis, Stanley Lewis, and Jamie Lewis
See also: SEC Complaint
|
| LR-22233 |
Jan. 24, 2012 |
Dale Shafer, Joseph Mroz and Jason Gonski
See also: SEC Complaint
|
| LR-22232 |
Jan. 24, 2012 |
Carlo G. Chiaese, et al.
|
| LR-22231 |
Jan. 23, 2012 |
Eric Aronson, Vincent Buonauro, Jr., Robert Kondratick, Fredric Aaron, PermaPave Industries, LLC, PermaPave USA Corp., PermaPave Distributions, Inc., Permeable Solutions, Inc., Verigreen, LLC, and Interlink-US-Network, Ltd., Defendants, and Caroline Aronson, Deborah Buonauro, DASH Development, LLC, Aron Holdings, Inc., PermaPave Construction Corp., Dymoncrete Industries, LLC, Dymon Rock LI, LLC, and Lumi-Coat, Inc., Relief Defendants
|
| LR-22230 |
Jan. 18, 2012 |
Spyridon Adondakis, Anthony Chiasson, Sandeep Goyal, Jon Horvath, Danny Kuo, Todd Newman, Jesse Tortora, Diamondback Capital Management, LLC, and Level Global Investors, L.P.
See also: SEC Complaint
|
| LR-22229 |
Jan. 18, 2012 |
BankAtlantic Bancorp., Inc. and Alan Levan
See also: SEC Complaint
|
| LR-22228 |
Jan. 18, 2012 |
Burton Douglas Morriss, et al.
See also: SEC Complaint
|
| LR-22227 |
Jan. 17, 2012 |
Farzin Bazshushtari
See also: SEC Complaint
|
| LR-22226 |
Jan. 13, 2012 |
Compania International Financiera S.A., et al.
|
| LR-22225 |
Jan. 11, 2012 |
Allen E. Weintraub and AWMS Acquisitions, Inc., d/b/a Sterling Global Holdings
|
| LR-22224 |
Jan. 11, 2012 |
Imperiali, Inc.
Other Release No.: AAER-3355
See also: SEC Complaint
|
| LR-22223 |
Jan. 11, 2012 |
Earl C. Arrowood and Parker H. "Pete" Petit
See also: SEC Complaint
|
| LR-22222 |
Jan. 10, 2012 |
Kathleen S. Dobens, Charles T. Dobens, Joseph A. Roche, Silex Group, LLC, Preakness Apartments I & II, LLC, Cherry Hills Apartments of Forth Worth, LLC, and Clear River Partners, LLC, as Defendants, and East Coast Investment Solutions, LLC, The Dobens Company, LLC, Crosscreeks Apartments I and Crosscreeks Apartments II, LLC, as Relief Defendants
|
| LR-22221 |
Jan. 10, 2012 |
Todd Farha, et al.
Other Release No.: AAER-3353
See also: SEC Complaint
|
| LR-22220 |
Jan. 4, 2012 |
JBI, Inc., John Bordynuik and Ronald Baldwin, Jr.
Other Release No.: AAER-3352
See also: SEC Complaint
|
| LR-22219 |
Jan. 4, 2012 |
Life Partners Holdings, Inc., Brian D. Pardo, R. Scott Peden and David M. Martin
Other Release No.: AAER-3351 |
| LR-22218 |
Jan. 4, 2012 |
Kevin J. Wilcox, Jennifer E. Thoennes, and Eric R. Nelson
|
| LR-22217 |
Jan. 3, 2012 |
Edward L. Moskop and Financial Services Moskop & Associates, Inc.
|
| LR-22216 |
Jan. 3, 2012 |
Jeffrey L. Mowen, Thomas R. Fry, Bevan J. Wilde, Gary W. Hansen, Michael G. Butcher, James B. Mooring, David G. Bartholomew, and Michael W. Averett, Defendants, and Erin O’Malley, f/k/a Erin O. Mowen, Relief Defendant
|
| LR-22215 |
Jan. 3, 2012 |
Chalmer E. Detling, II, Esq.
See also: SEC Complaint
|
| LR-22214 |
Jan. 3, 2012 |
Charles A. Aiken, et al.
See also: SEC Complaint
|
http://www.sec.gov/litigation/litreleases/litrelarchive/litarchive2012.shtml
|
